Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16051 | Schlosser Financial Services, Inc. CRD 128809 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 219 | 219 | 1 | 08/10/2026 | ☆ | |
| 16052 | Srn Advisors, Llc CRD 307155 | Huntingdon Valley, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 3 | 03/27/2026 | ☆ |
| 16053 | Money Plans, Llc CRD 104694 | Silver Spring, MD | Wealth Manager · Small ($100M–$1B) | $108M | 46 | 136 | 1 | 02/25/2026 | ☆ |
| 16054 | Castle Financial & Retirement Planning Associates Inc CRD 107865 | Fair Haven, NJ | Wealth Manager · Small ($100M–$1B) | $108M | 146 | 366 | 6 | 03/31/2026 | ☆ |
| 16055 | Jayco Wealth Management, Inc. CRD 171884 | Wealth Manager · Small ($100M–$1B) | $108M | 57 | 208 | 1 | 07/20/2026 | ☆ | |
| 16056 | Metz Capital Management Llc CRD 108382 | Lewes, DE | Wealth Manager · Small ($100M–$1B) | $108M | 203 | 462 | 3 | 03/24/2026 | ☆ |
| 16057 | Shannon T. Pitner And Company CRD 311853 | Indialantic, FL | Insurance-Affiliated · Small ($100M–$1B) | $108M | 79 | 510 | 2 | 03/04/2026 | ☆ |
| 16058 | Sumnicht & Associates, Llc CRD 111421 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 10 | 72 | 3 | 03/27/2026 | ☆ |
| 16059 | Applied Quantitative Investments Llc CRD 339159 | Lone Tree, CO | Investment Adviser · Small ($100M–$1B) | $108M | 66 | 11 | 07/08/2026 | ☆ | |
| 16060 | River1 Asset Management Llc CRD 329230 | Milwaukee, WI | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 5 | 02/26/2026 | ☆ |
| 16061 | N CRD 242791 | Private Fund Manager · Small ($100M–$1B) | $108M | 3 | 2 | 3 | 04/01/2025 | ☆ | |
| 16062 | Camelot Event Driven Advisors, Llc CRD 291798 | Maumee, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 2 | 2 | 2 | 02/18/2026 | ☆ |
| 16063 | Alternative Capitalis, Llc CRD 282775 | Wrentham, MA | Wealth Manager · Small ($100M–$1B) | $108M | 101 | 231 | 3 | 05/12/2026 | ☆ |
| 16064 | Adaptfirst Investments Llc CRD 289096 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 584 | 913 | 12 | 03/17/2026 | ☆ | |
| 16065 | Whealthy Empowerment Network, Llc CRD 334271 | Wealth Manager · Small ($100M–$1B) | $108M | 158 | 399 | 3 | 04/14/2026 | ☆ | |
| 16066 | Mark Smith Financial Services, Inc. CRD 131890 | Thousand Oaks Drive, CA | Wealth Manager · Small ($100M–$1B) | $108M | 130 | 312 | 3 | 02/10/2026 | ☆ |
| 16067 | Lpg Capital Management Inc. CRD 297003 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $108M | 340 | 815 | 5 | 03/23/2026 | ☆ |
| 16068 | Nye Wealth Management Llc CRD 170415 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $108M | 225 | 225 | 5 | 02/24/2026 | ☆ |
| 16069 | S.P. Parkin & Co CRD 116161 | Chesterfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $108M | 78 | 209 | 1 | 03/12/2026 | ☆ |
| 16070 | Milborn Advisors, Ltd CRD 291305 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $108M | 181 | 659 | 2 | 05/08/2026 | ☆ |
| 16071 | Forthright Capital Advisory Llc CRD 323596 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $108M | 987 | 1,363 | 22 | 08/25/2026 | ☆ |
| 16072 | Portus Capital Management, Llc CRD 285689 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $108M | 239 | 610 | 3 | 01/09/2026 | ☆ |
| 16073 | Black Swan Management Group, Inc. CRD 112371 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $108M | 1 | 495 | 1 | 03/30/2026 | ☆ |
| 16074 | Carrington Advisors, Llc CRD 311522 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $108M | 123 | 495 | 7 | 06/18/2026 | ☆ |
| 16075 | N CRD 291799 | Wealth Manager · Small ($100M–$1B) | $108M | 237 | 879 | 5 | 07/15/2025 | ☆ | |
| 16076 | Legacy Partners Financial Group, Llc CRD 137025 | Woodstock, GA | Insurance-Affiliated · Small ($100M–$1B) | $108M | 154 | 517 | 10 | 09/30/2026 | ☆ |
| 16077 | Forecast Capital Management Llc CRD 168833 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 191 | 393 | 3 | 01/16/2026 | ☆ | |
| 16078 | Northfork Financial Llc CRD 159781 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $108M | 152 | 477 | 2 | 03/26/2026 | ☆ |
| 16079 | Randall Financial Group, Llc CRD 134804 | Smithfiled, RI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 153 | 373 | 8 | 07/06/2026 | ☆ |
| 16080 | Overland Park Wealth Management Llc CRD 171761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $108M | 108 | 323 | 1 | 03/26/2026 | ☆ |
| 16081 | Soulence Wealth Management Ii Llc CRD 340580 | Pleasant Grove, UT | Wealth Manager · Small ($100M–$1B) | $108M | 410 | 796 | 5 | 06/02/2026 | ☆ |
| 16082 | Domask Wealth Management, Llc CRD 154629 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $108M | 71 | 182 | 1 | 02/13/2026 | ☆ |
| 16083 | Sherpa Capital Management, Llc CRD 336739 | Wealth Manager · Small ($100M–$1B) | $107M | 158 | 409 | 3 | 03/27/2026 | ☆ | |
| 16084 | Idle Hill Advisors Llc CRD 317040 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $107M | 204 | 819 | 7 | 09/21/2026 | ☆ |
| 16085 | Kipos Wealth Llc CRD 323987 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $107M | 107 | 411 | 2 | 04/01/2026 | ☆ |
| 16086 | Meschel Wealth Management Llc CRD 307239 | Wealth Manager · Small ($100M–$1B) | $107M | 173 | 433 | 3 | 07/31/2026 | ☆ | |
| 16087 | Skm Wealth Advisors Llc CRD 333778 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $107M | 97 | 97 | 9 | 05/05/2026 | ☆ |
| 16088 | Dove Investment Research And Management, Inc. CRD 300058 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $107M | 175 | 577 | 2 | 03/23/2026 | ☆ |
| 16089 | North Bay Wealth Management CRD 285523 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $107M | 138 | 340 | 2 | 03/02/2026 | ☆ |
| 16090 | The Western Wealth Group, Inc. CRD 152011 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $107M | 61 | 232 | 1 | 01/21/2026 | ☆ |
| 16091 | Von Holt Financial Advisors, Inc. CRD 115050 | Palatine, IL | Wealth Manager · Small ($100M–$1B) | $107M | 64 | 143 | 2 | 02/10/2026 | ☆ |
| 16092 | Amh Equity Ltd CRD 160452 | Private Fund Manager · Small ($100M–$1B) | $107M | 1 | 1 | 2 | 03/11/2026 | ☆ | |
| 16093 | The Financial Legacy Group, Llc CRD 287632 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $107M | 144 | 414 | 3 | 01/27/2026 | ☆ |
| 16094 | Strickler Investment Services, Llc CRD 332778 | Brighton, MI | Insurance-Affiliated · Small ($100M–$1B) | $107M | 282 | 672 | 9 | 08/27/2026 | ☆ |
| 16095 | Better Way Llc CRD 300305 | Bal Harbour, FL | Private Fund Manager · Small ($100M–$1B) | $107M | 4 | 4 | 2 | 05/21/2026 | ☆ |
| 16096 | Hogan Investment Counsel, Llc CRD 160186 | Cordova, TN | Wealth Manager · Small ($100M–$1B) | $107M | 207 | 475 | 2 | 08/13/2026 | ☆ |
| 16097 | Total Wealth Advisors, Llc CRD 164633 | Hopkins, MN | Wealth Manager · Small ($100M–$1B) | $107M | 92 | 301 | 2 | 03/25/2026 | ☆ |
| 16098 | Omnitrust Wealth Management, Inc. CRD 298025 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $107M | 348 | 577 | 1 | 03/03/2026 | ☆ |
| 16099 | Rs Asset Management, Llc CRD 157768 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $107M | 251 | 251 | 2 | 03/03/2026 | ☆ |
| 16100 | Turner Capital Investments, Llc CRD 146134 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $107M | 337 | 337 | 4 | 07/24/2026 | ☆ |