Forthright Capital Advisory Llc
- Regulatory AUM
- $108M
- Discretionary
- $108M
- Clients
- 987
- Avg AUM / client
- $109K
- Accounts
- 1,363
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 969 | $83.3M | 77.3% |
| High net worth individuals | 9 | $22.9M | 21.3% |
| Pension and profit sharing plans | 5 | $241K | 0.22% |
| Corporations and other businesses | 4 | $1.2M | 1.14% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Nguyen | Owner & Cco | Sep 2022 (4y) | 75% or more | |
| Sabrina Z Hayes | Registered representative | Jun 2023 (3y) | ||
| Benjamin Kaplan | Registered representative | Jul 2023 (3y) | ||
| Nephi Mikel Eschler | Registered representative | Aug 2023 (3y) | ||
| Nicholas Pirsos | Registered representative | Aug 2023 (3y) | ||
| Terry Jay Szilasi | Registered representative | Chartered Financial Consultant | Aug 2023 (3y) | |
| Ivan Henriquez | Registered representative | Oct 2023 (3y) | ||
| Nathaniel Phillip Carswell | Registered representative | CFP | Dec 2023 (3y) | |
| John Eric Rowden | Registered representative | Feb 2024 (2y) | ||
| Edward Cranston Hill | Registered representative | Mar 2024 (2y) | ||
| Ryan Andrew Berkowitz | Registered representative | Apr 2024 (2y) | ||
| Christopher De Villeneuve | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Camille Lorraine Liljequist | Registered representative | Jan 2025 (2y) | ||
| Quinten Smith | Registered representative | Jan 2025 (2y) | ||
| Timothy Deon Bennett | Registered representative | Feb 2025 (1y) | ||
| Judy Hung Lee | Registered representative | Jun 2025 (1y) | ||
| Richard Bert Reed | Registered representative | Aug 2025 (1y) | ||
| Troy Russell Willcox | Registered representative | Dec 2025 (1y) | ||
| Kyle John Toledo | Registered representative | Apr 2026 (0y) | ||
| Daniel G Bingham | Registered representative | Apr 2026 (0y) | ||
| Thomas Barro Mitose | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $108M (100% of AUM) Mar 2026
- John A. Levin & Co., Inc. $26.7M (100% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗