Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16101 | King Financial Incorporated CRD 299374 | Insurance-Affiliated · Small ($100M–$1B) | $107M | 152 | 202 | 4 | 10/01/2026 | ☆ | |
| 16102 | Stillblue Financial Partners, Llc CRD 168477 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $107M | 203 | 285 | 2 | 03/02/2026 | ☆ |
| 16103 | Elevate Financial Planning And Wealth Management Llc CRD 329079 | St. Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $107M | 457 | 630 | 38 | 06/11/2026 | ☆ |
| 16104 | Greenway Financial Advisors Llc CRD 168353 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $107M | 77 | 270 | 2 | 01/06/2026 | ☆ |
| 16105 | Martin Wealth Management CRD 135813 | Wealth Manager · Small ($100M–$1B) | $107M | 90 | 336 | 5 | 02/19/2026 | ☆ | |
| 16106 | Independent Wealth Management Llc CRD 146633 | Kenosha, WI | Wealth Manager · Small ($100M–$1B) | $107M | 206 | 510 | 3 | 07/08/2026 | ☆ |
| 16107 | Fairway Investment Group, Llc CRD 149034 | East Lansing, MI | Wealth Manager · Small ($100M–$1B) | $107M | 844 | 1,131 | 27 | 08/14/2026 | ☆ |
| 16108 | Breakwater Investment Group, Llc CRD 128747 | Newport Beach, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $107M | 13 | 60 | 2 | 03/30/2026 | ☆ |
| 16109 | Amber Road Investors Lp CRD 342249 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $107M | 3 | 3 | 6 | 10/01/2026 | ☆ |
| 16110 | Jackson Wealth Management, Llc CRD 310496 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $107M | 126 | 380 | 1 | 08/18/2026 | ☆ |
| 16111 | Rk Asset Management, Llc CRD 121886 | Wealth Manager · Small ($100M–$1B) | $107M | 81 | 134 | 1 | 01/22/2026 | ☆ | |
| 16112 | Dc Capital Management, Llc CRD 142841 | Wealth Manager · Small ($100M–$1B) | $107M | 84 | 236 | 3 | 08/14/2026 | ☆ | |
| 16113 | Integrated Planning & Investments CRD 325172 | Clovis, CA | Wealth Manager · Small ($100M–$1B) | $107M | 218 | 427 | 2 | 01/26/2026 | ☆ |
| 16114 | Sawtelle, Charles Scott CRD 158732 | Wealth Manager · Small ($100M–$1B) | $107M | 95 | 247 | 1 | 03/26/2026 | ☆ | |
| 16115 | Muse Capital Management Llc CRD 304463 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $107M | 13 | 109 | 2 | 07/29/2026 | ☆ |
| 16116 | Trusco Investment Management, Llc CRD 285736 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $107M | 30 | 106 | 2 | 08/28/2026 | ☆ |
| 16117 | Potomac Investment Company CRD 14553 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $107M | 33 | 41 | 2 | 08/20/2026 | ☆ | |
| 16118 | Kj Capital Management Llc CRD 147495 | Wealth Manager · Small ($100M–$1B) | $107M | 66 | 117 | 2 | 03/12/2026 | ☆ | |
| 16119 | N CRD 314282 | Investment Adviser · Small ($100M–$1B) | $107M | 5 | 5 | 9 | 01/16/2026 | ☆ | |
| 16120 | 603 Financial Advisors, Llc CRD 324422 | Wealth Manager · Small ($100M–$1B) | $107M | 160 | 364 | 1 | 06/23/2026 | ☆ | |
| 16121 | Endure Capital, Llc CRD 338391 | Lake Forest, CA | Wealth Manager · Small ($100M–$1B) | $107M | 75 | 75 | 2 | 03/30/2026 | ☆ |
| 16122 | Securestate Financial Services, Inc. CRD 309230 | Pendleton, IN | Wealth Manager · Small ($100M–$1B) | $107M | 279 | 596 | 3 | 03/12/2026 | ☆ |
| 16123 | Ella Financial Advising Llc CRD 307357 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $107M | 44 | 226 | 1 | 08/13/2026 | ☆ |
| 16124 | Kalamata Asset Management Llc CRD 284328 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $107M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 16125 | Four Seasons Investment Advisors, Inc. CRD 132375 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $107M | 666 | 948 | 3 | 03/28/2026 | ☆ |
| 16126 | Eqv Advisory, Llc CRD 338271 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $107M | 21 | 122 | 6 | 01/16/2026 | ☆ |
| 16127 | The Helix Financial Group, Llc CRD 147803 | Carrolltron, TX | Wealth Manager · Small ($100M–$1B) | $107M | 240 | 450 | 2 | 03/10/2026 | ☆ |
| 16128 | Lexington Financial/Life Management, Llc CRD 127618 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $107M | 44 | 157 | 6 | 04/29/2026 | ☆ |
| 16129 | Round Table Investment Strategies, Llc CRD 139492 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $107M | 102 | 382 | 4 | 09/22/2026 | ☆ |
| 16130 | Stonex International Advisors Inc CRD 153799 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $107M | 77 | 77 | 15 | 07/08/2026 | ☆ |
| 16131 | Haynie Wealth Management Llc CRD 305852 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $107M | 156 | 578 | 3 | 05/14/2026 | ☆ |
| 16132 | Your Ia, Llc CRD 338535 | St. George, UT | Wealth Manager · Small ($100M–$1B) | $107M | 190 | 272 | 19 | 08/11/2026 | ☆ |
| 16133 | Eagleson Arndt Financial Advisors, Llc CRD 134098 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $107M | 155 | 307 | 1 | 05/11/2026 | ☆ |
| 16134 | Horse Cove Partners Llc CRD 172389 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $107M | 40 | 54 | 9 | 03/31/2026 | ☆ |
| 16135 | Coastal Wealth Advisors, Llc CRD 174574 | Johns Island, SC | Wealth Manager · Small ($100M–$1B) | $107M | 110 | 274 | 2 | 08/12/2026 | ☆ |
| 16136 | Meketa Capital, Llc CRD 328303 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $107M | 1 | 1 | 32 | 07/14/2026 | ☆ |
| 16137 | Brighthaven Financial Advisors, Llc CRD 318730 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $107M | 202 | 569 | 4 | 09/25/2026 | ☆ |
| 16138 | 30 40 Wealth Partners, Llc CRD 311073 | Wealth Manager · Small ($100M–$1B) | $107M | 53 | 172 | 3 | 09/02/2026 | ☆ | |
| 16139 | Structured Investment Advisors, Llc CRD 137231 | Sandusky, OH | Wealth Manager · Small ($100M–$1B) | $107M | 326 | 496 | 1 | 03/27/2026 | ☆ |
| 16140 | The Asset Consulting Group, Inc CRD 173060 | Boise, ID | Insurance-Affiliated · Small ($100M–$1B) | $107M | 88 | 107 | 3 | 03/31/2026 | ☆ |
| 16141 | Stage 2 Planning Partners Llc CRD 323281 | S Burlington, VT | Wealth Manager · Small ($100M–$1B) | $106M | 308 | 573 | 2 | 06/01/2026 | ☆ |
| 16142 | Top Private Wealth Llc CRD 331000 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $106M | 150 | 437 | 2 | 07/09/2026 | ☆ |
| 16143 | Bergamot Asset Management Lp CRD 309424 | Princeton, NJ | Insurance-Affiliated · Small ($100M–$1B) | $106M | 114 | 258 | 8 | 05/01/2026 | ☆ |
| 16144 | Carapace Financial Advisors Llc CRD 291404 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $106M | 49 | 72 | 5 | 09/14/2026 | ☆ |
| 16145 | Shaw Financial Solutions Llc CRD 329057 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $106M | 89 | 206 | 2 | 03/10/2026 | ☆ |
| 16146 | Thayer Financial, L.L.C. CRD 304729 | Hickory, NC | Wealth Manager · Small ($100M–$1B) | $106M | 125 | 493 | 3 | 02/18/2026 | ☆ |
| 16147 | Vandenburg Capital Management Inc. CRD 286625 | Wealth Manager · Small ($100M–$1B) | $106M | 92 | 182 | 1 | 07/24/2026 | ☆ | |
| 16148 | Mediate Financial Investment Advisory Services, Llc CRD 158134 | Canfield, OH | Wealth Manager · Small ($100M–$1B) | $106M | 354 | 733 | 3 | 08/11/2026 | ☆ |
| 16149 | Fiduciary Advisor Advocates, Llc CRD 169039 | Endowment & Foundation Advisor · Small ($100M–$1B) | $106M | 80 | 89 | 1 | 04/24/2026 | ☆ | |
| 16150 | Fox, Roger Bennett CRD 129367 | Encino, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $106M | 172 | 263 | 2 | 05/29/2026 | ☆ |