Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15851 | Sullivan Investment Management Llc CRD 289217 | Wisconsin Rapids, WI | Wealth Manager · Small ($100M–$1B) | $112M | 151 | 141 | 1 | 03/24/2026 | ☆ |
| 15852 | Tam Capital Management Inc CRD 155271 | Wealth Manager · Small ($100M–$1B) | $112M | 23 | 27 | 1 | 04/07/2026 | ☆ | |
| 15853 | Symphony Wealth Management, Llc. CRD 283794 | Multi-Family Office · Small ($100M–$1B) | $112M | 6 | 7 | 3 | 04/01/2026 | ☆ | |
| 15854 | Setarcos Wealth Advisors Llc CRD 157930 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $112M | 54 | 229 | 3 | 05/18/2026 | ☆ |
| 15855 | People Make The Difference, Inc. CRD 159443 | Hoover, AL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 147 | 254 | 7 | 03/31/2026 | ☆ |
| 15856 | Powers Investment Advisory Corporation CRD 110401 | Wealth Manager · Small ($100M–$1B) | $112M | 101 | 193 | 2 | 01/06/2026 | ☆ | |
| 15857 | Wealthfront Strategies Llc CRD 289148 | Palo Alto, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $112M | 1 | 1 | 21 | 05/01/2026 | ☆ |
| 15858 | Valley Wealth Management Llc CRD 327845 | Oshkosh, WI | Wealth Manager · Small ($100M–$1B) | $112M | 347 | 513 | 3 | 04/30/2026 | ☆ |
| 15859 | Precedent Asset Management, Llc CRD 169100 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $111M | 74 | 278 | 3 | 04/14/2026 | ☆ |
| 15860 | Dw Investment Solutions, Inc. CRD 150471 | Wealth Manager · Small ($100M–$1B) | $111M | 159 | 113 | 3 | 06/18/2026 | ☆ | |
| 15861 | Legacy Investment Strategies, Llc CRD 117423 | Metairie, LA | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 391 | 8 | 03/10/2026 | ☆ |
| 15862 | Global Opportune Investments Llc CRD 319494 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $111M | 59 | 140 | 3 | 09/18/2026 | ☆ |
| 15863 | Financial Mountain Inc CRD 108489 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 449 | 2 | 12/22/2025 | ☆ |
| 15864 | Milne Financial Planning, Inc. CRD 116346 | Saint Johnsbury, VT | Wealth Manager · Small ($100M–$1B) | $111M | 119 | 376 | 3 | 07/13/2026 | ☆ |
| 15865 | The Quick Group Llc CRD 334472 | New York, NY | Wealth Manager · Small ($100M–$1B) | $111M | 37 | 84 | 3 | 02/17/2026 | ☆ |
| 15866 | Belleair Wealth Management, Llc CRD 131666 | Belleair Bluffs, FL | Wealth Manager · Small ($100M–$1B) | $111M | 150 | 384 | 6 | 03/18/2026 | ☆ |
| 15867 | Fully Financial, Llc CRD 326015 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 561 | 3 | 07/02/2026 | ☆ |
| 15868 | Spirit West Advisors, Llc CRD 285314 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $111M | 566 | 566 | 1 | 06/11/2026 | ☆ |
| 15869 | Integrity Wealth Management, Llc CRD 130422 | Wealth Manager · Small ($100M–$1B) | $111M | 100 | 356 | 3 | 06/05/2026 | ☆ | |
| 15870 | Bondurant Investment Advisory, Llc CRD 297290 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $111M | 54 | 137 | 3 | 01/23/2026 | ☆ |
| 15871 | Harbor Light Planning, Llc CRD 129022 | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 314 | 1 | 05/01/2026 | ☆ | |
| 15872 | Golden Years Advisory, Llc CRD 151640 | Duluth, GA | Wealth Manager · Small ($100M–$1B) | $111M | 97 | 532 | 2 | 02/17/2026 | ☆ |
| 15873 | Gallacher Capital Llc CRD 339154 | Lone Tree, CO | Insurance-Affiliated · Small ($100M–$1B) | $111M | 15 | 79 | 12 | 07/08/2026 | ☆ |
| 15874 | Swad Wealth Management, Llc CRD 319218 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $111M | 48 | 192 | 2 | 07/08/2026 | ☆ |
| 15875 | Tegesta Capital, Llc CRD 156086 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $111M | 61 | 61 | 1 | 03/19/2026 | ☆ |
| 15876 | Kroeger Financial Partners CRD 175113 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $111M | 101 | 344 | 2 | 09/03/2026 | ☆ |
| 15877 | Levenson Wealth Llc CRD 288726 | Wealth Manager · Small ($100M–$1B) | $111M | 27 | 120 | 2 | 03/18/2026 | ☆ | |
| 15878 | Amc Wealth Management, Llc CRD 308157 | Wealth Manager · Small ($100M–$1B) | $111M | 125 | 256 | 7 | 09/17/2026 | ☆ | |
| 15879 | Summit Planning Group, Inc. CRD 125994 | E. Syracuse, NY | Insurance-Affiliated · Small ($100M–$1B) | $111M | 212 | 459 | 4 | 03/30/2026 | ☆ |
| 15880 | Dumont Global Lp CRD 305883 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $111M | 1 | 1 | 0 | 03/26/2026 | ☆ |
| 15881 | Mcmillen & Company, Inc. CRD 140876 | Wealth Manager · Small ($100M–$1B) | $111M | 32 | 200 | 1 | 08/20/2026 | ☆ | |
| 15882 | Koehler Asset Management, Llc CRD 340322 | Babylon, NY | Wealth Manager · Small ($100M–$1B) | $111M | 191 | 191 | 5 | 09/21/2026 | ☆ |
| 15883 | Seacrest Investment Management, Llc CRD 143670 | Purchase, NY | Investment Adviser · Small ($100M–$1B) | $111M | 15 | 70 | 3 | 02/13/2026 | ☆ |
| 15884 | Katz Family Financial Advisors, Llc CRD 133600 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $111M | 133 | 333 | 2 | 03/26/2026 | ☆ |
| 15885 | Equinox Financial Advisors, Inc. CRD 312716 | Manchester Center, VT | Wealth Manager · Small ($100M–$1B) | $111M | 312 | 595 | 2 | 08/07/2026 | ☆ |
| 15886 | Kaltbaum Capital Management, Llc CRD 123991 | Wealth Manager · Small ($100M–$1B) | $111M | 227 | 227 | 2 | 03/27/2026 | ☆ | |
| 15887 | Fox Financial Services, Inc. CRD 112506 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $111M | 84 | 271 | 1 | 02/26/2026 | ☆ |
| 15888 | Apricity Financial, Llc CRD 330201 | Wealth Manager · Small ($100M–$1B) | $111M | 78 | 182 | 6 | 07/27/2026 | ☆ | |
| 15889 | Pacific Excel Wealth Advisors, Inc. CRD 172356 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $111M | 115 | 115 | 5 | 08/31/2026 | ☆ |
| 15890 | Ascent Advisors Llc CRD 335353 | Mankato, MN | Insurance-Affiliated · Small ($100M–$1B) | $111M | 171 | 725 | 9 | 09/24/2026 | ☆ |
| 15891 | Better Financial Services, Llc CRD 329520 | Federal Way, WA | Wealth Manager · Small ($100M–$1B) | $111M | 82 | 170 | 2 | 09/15/2026 | ☆ |
| 15892 | Advanced Wealth Management, Llc CRD 284438 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 520 | 4 | 08/17/2026 | ☆ |
| 15893 | Scotia Partners, Llc CRD 140568 | Investment Adviser · Small ($100M–$1B) | $111M | 2 | 3 | 09/14/2026 | ☆ | ||
| 15894 | Tengram Capital Partners L.P. CRD 166930 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $111M | 2 | 2 | 7 | 03/30/2026 | ☆ |
| 15895 | C.L. Sheldon & Company, Llc CRD 152582 | Wealth Manager · Small ($100M–$1B) | $111M | 138 | 138 | 10 | 06/18/2026 | ☆ | |
| 15896 | Klopp Investment Management Llc CRD 106145 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $111M | 120 | 174 | 2 | 03/25/2026 | ☆ |
| 15897 | Prospero Wealth, Llc CRD 289966 | Wealth Manager · Small ($100M–$1B) | $111M | 87 | 304 | 8 | 09/29/2026 | ☆ | |
| 15898 | Compass Investment Advisers, Llc CRD 131933 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 241 | 2 | 03/03/2026 | ☆ |
| 15899 | Wealth Foundations Partners, Llc CRD 330999 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $111M | 390 | 390 | 10 | 09/21/2026 | ☆ |
| 15900 | Farrcrest Capital Llc CRD 340912 | Multi-Family Office · Small ($100M–$1B) | $111M | 11 | 26 | 4 | 08/12/2026 | ☆ |