33 Capital Management Llc
- Regulatory AUM
- $113M
- Discretionary
- $98.9M
- Clients
- 7
- Avg AUM / client
- $16.1M
- Accounts
- 9
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $16.4M | 14.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $77.1M | 68.4% |
| Other investment advisers | 1 | $13.9M | 12.3% |
| Corporations and other businesses | 2 | $5.3M | 4.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $2.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| 33 Private Opportunities Fund Llc 33 Cleveland Series | Private Equity Fund | Delaware | $2.5M | 13 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abbas F Zuaiter | Chairman/Chief Investment Officer | Feb 2013 (14y) | ≈ 9.38% – 37.5% via Zuaiter Capital Holdings Llc | |
| Zuaiter, Samar, D. | Managing Member | Feb 2013 (14y) | ≈ 9.38% – 37.5% via Zuaiter Capital Holdings Llc | |
| Roche, Matthew, George | Chief Financial Officer/Chief Compliance Officer | Nov 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 33 Capital Management Ltd. | Managing Member | Mar 2023 | A | 75% or more |
| Zuaiter Capital Holdings Llc | General Partner | Mar 2023 | B | ≈ 37.5% – 75% via 33 Capital Management Ltd. |
| Al Banat Trust | Member | Feb 2013 | B | ≈ 9.38% – 37.5% via Zuaiter Capital Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Abbas F Zuaiter: 25% – 50% of Zuaiter Capital Holdings Llc × 50% – 75% of 33 Capital Management Ltd. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Zuaiter, Samar, D.: 25% – 50% of Zuaiter Capital Holdings Llc × 50% – 75% of 33 Capital Management Ltd. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Zuaiter Capital Holdings Llc: 50% – 75% of 33 Capital Management Ltd. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Al Banat Trust: 25% – 50% of Zuaiter Capital Holdings Llc × 50% – 75% of 33 Capital Management Ltd. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $2.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| 33 Private Opportunities Fund Llc 33 Cleveland Series | Private Equity Fund | $2.5M | $0 | 13 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.46 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • A MIX OF THE ABOVE COMPENSATION ARRANGEMENTS.
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Arab Bank (Switzerland)ltd $12.5M (11% of AUM) Jul 2026
- Bank Julius Baer & Co. Ltd. $10.8M (10% of AUM) Aug 2024
- J.P. Morgan $9.3M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗