Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15651 | Delphi Management Inc CRD 106042 | Wealth Manager · Small ($100M–$1B) | $117M | 26 | 26 | 4 | 03/30/2026 | ☆ | |
| 15652 | Alsworth Capital Management, Llc CRD 281417 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $117M | 177 | 438 | 8 | 03/30/2026 | ☆ |
| 15653 | Tidwell Wealth Management Llc CRD 309109 | Rocklin, CA | Wealth Manager · Small ($100M–$1B) | $117M | 83 | 184 | 5 | 05/04/2026 | ☆ |
| 15654 | Murray Securities, Inc. CRD 142783 | Tyler, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $117M | 50 | 49 | 4 | 09/03/2026 | ☆ |
| 15655 | Hayes Asset Management, Llc CRD 141220 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $117M | 112 | 286 | 4 | 03/26/2026 | ☆ |
| 15656 | Kompass Kapital Advisors, Llc CRD 335041 | Overland Park, KS | Investment Adviser · Small ($100M–$1B) | $117M | 1 | 2 | 08/11/2026 | ☆ | |
| 15657 | Dynamic Trading Management, Llc. CRD 142638 | White Plains, NY | Insurance-Affiliated · Small ($100M–$1B) | $117M | 82 | 140 | 3 | 03/16/2026 | ☆ |
| 15658 | Volk Financial Llc CRD 311679 | Falmouth, ME | Wealth Manager · Small ($100M–$1B) | $117M | 176 | 529 | 3 | 09/23/2026 | ☆ |
| 15659 | Integra Wealth, Llc CRD 149999 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $116M | 196 | 411 | 2 | 05/04/2026 | ☆ |
| 15660 | Eagle Capital Advisors, Llc CRD 173730 | Middlebury, CT | Wealth Manager · Small ($100M–$1B) | $116M | 71 | 173 | 2 | 09/01/2026 | ☆ |
| 15661 | Luna Capital Management, Llc CRD 307687 | Burlingame, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 218 | 266 | 3 | 06/06/2026 | ☆ |
| 15662 | Heckman Financial & Insurance Services, Inc. CRD 111549 | San Jose, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 305 | 565 | 5 | 05/18/2026 | ☆ |
| 15663 | Sturman Wealth Advisors, Llc CRD 331560 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $116M | 91 | 282 | 2 | 02/26/2026 | ☆ |
| 15664 | Asset Strategy Retirement Plan Consultants, Llc CRD 147982 | Camp Hill, PA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 242 | 539 | 5 | 03/04/2026 | ☆ |
| 15665 | Aton Advisors, Llc CRD 154036 | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 280 | 2 | 02/13/2026 | ☆ | |
| 15666 | Paradigm Wealth Management, Llc CRD 282055 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $116M | 351 | 351 | 8 | 09/14/2026 | ☆ |
| 15667 | Ebert Capital Management Inc. CRD 155169 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $116M | 187 | 465 | 3 | 05/11/2026 | ☆ |
| 15668 | Greenskeeper Asset Management Inc. CRD 325725 | Oakville, Ontario | Investment Adviser · Small ($100M–$1B) | $116M | 94 | 179 | 4 | 02/09/2026 | ☆ |
| 15669 | First Light Wealth Advisors, Llc CRD 291214 | Little Falls, NJ | Wealth Manager · Small ($100M–$1B) | $116M | 98 | 231 | 4 | 09/15/2026 | ☆ |
| 15670 | Intellicapital Advisors Llc CRD 316908 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $116M | 81 | 200 | 3 | 08/24/2026 | ☆ |
| 15671 | Jaffe Asset Management Llc CRD 108082 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 149 | 2 | 06/02/2026 | ☆ |
| 15672 | N CRD 124462 | Wealth Manager · Small ($100M–$1B) | $116M | 120 | 648 | 3 | 01/07/2025 | ☆ | |
| 15673 | Columbia Benefits, Llc CRD 132261 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $116M | 138 | 130 | 1 | 03/31/2026 | ☆ |
| 15674 | Colburn Wealth Management, Llc CRD 157870 | Grove City, OH | Wealth Manager · Small ($100M–$1B) | $116M | 136 | 463 | 4 | 06/23/2026 | ☆ |
| 15675 | Solyco Wealth Llc CRD 314981 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $116M | 158 | 238 | 4 | 09/21/2026 | ☆ |
| 15676 | Salvini, Brooke Alison CRD 138087 | Wealth Manager · Small ($100M–$1B) | $116M | 57 | 57 | 2 | 06/16/2026 | ☆ | |
| 15677 | Santa Fe Advisors Llc CRD 170872 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $116M | 59 | 151 | 5 | 03/27/2026 | ☆ |
| 15678 | N CRD 306301 | Wealth Manager · Small ($100M–$1B) | $116M | 188 | 391 | 4 | 02/12/2025 | ☆ | |
| 15679 | Orchard City Wealth Management, Llc CRD 292274 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $116M | 55 | 254 | 3 | 05/14/2026 | ☆ |
| 15680 | Motilal Oswal Capital Limited CRD 286146 | Prabhadevi, Mumbai | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 7 | 06/28/2026 | ☆ |
| 15681 | Serone Capital Management Llc CRD 338114 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 3 | 07/22/2026 | ☆ |
| 15682 | Ryzome Investment Advisors, Llc CRD 170762 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $116M | 673 | 675 | 2 | 06/07/2026 | ☆ |
| 15683 | Sacajawea & Company, Llc CRD 109604 | Investment Adviser · Small ($100M–$1B) | $116M | 20 | 20 | 1 | 03/30/2026 | ☆ | |
| 15684 | Mpm Advisors Group Llc CRD 335595 | Liverpool, NY | Wealth Manager · Small ($100M–$1B) | $116M | 177 | 179 | 3 | 01/20/2026 | ☆ |
| 15685 | Npm Consulting, Llc CRD 163237 | Wealth Manager · Small ($100M–$1B) | $116M | 16 | 57 | 1 | 03/30/2026 | ☆ | |
| 15686 | Pathway Wealth Management, Llc CRD 283774 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $116M | 25 | 96 | 1 | 05/07/2026 | ☆ |
| 15687 | Private Counsel Group, Ltd. CRD 300083 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $116M | 63 | 153 | 2 | 02/25/2026 | ☆ |
| 15688 | Knecht Capital Management, Llc CRD 319100 | Insurance-Affiliated · Small ($100M–$1B) | $116M | 103 | 287 | 1 | 09/22/2026 | ☆ | |
| 15689 | Gef Management Corporation CRD 107208 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $116M | 7 | 7 | 3 | 03/30/2026 | ☆ |
| 15690 | Modern Financial Planning, Llc CRD 297193 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 305 | 2 | 03/16/2026 | ☆ |
| 15691 | Finhabits Advisors, Llc CRD 210522 | New York, NY | Wealth Manager · Small ($100M–$1B) | $116M | 29,460 | 33,945 | 11 | 03/26/2026 | ☆ |
| 15692 | Capital Wealth, Llc CRD 289574 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $116M | 290 | 636 | 7 | 09/11/2026 | ☆ |
| 15693 | Bay Pointe Wealth, Llc CRD 340986 | New Baltimore, MI | Insurance-Affiliated · Small ($100M–$1B) | $116M | 122 | 276 | 3 | 10/01/2026 | ☆ |
| 15694 | Paragon Asset Management Inc. CRD 107863 | Orinda, CA | Wealth Manager · Small ($100M–$1B) | $116M | 60 | 60 | 2 | 09/29/2026 | ☆ |
| 15695 | The Ujano Advisory Group Llc CRD 288141 | Wealth Manager · Small ($100M–$1B) | $116M | 34 | 117 | 1 | 03/25/2026 | ☆ | |
| 15696 | Portfolio Advisory Group, Inc. CRD 116011 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $116M | 71 | 180 | 2 | 03/27/2026 | ☆ |
| 15697 | Inukshuk Capital Management Inc. CRD 333697 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $116M | 69 | 182 | 3 | 03/03/2026 | ☆ |
| 15698 | First Georgetown Securities, Inc. CRD 5871 | Alexandria, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $116M | 123 | 123 | 4 | 08/12/2026 | ☆ |
| 15699 | Mccormack Financial Planning Inc. CRD 136857 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $116M | 132 | 549 | 3 | 02/05/2026 | ☆ |
| 15700 | Rees Wealth Management, Llc CRD 335458 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $116M | 105 | 315 | 2 | 09/24/2026 | ☆ |