Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15651 | Metis Wealth Management & Planning Llc CRD 305086 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $115M | 465 | 228 | 2 | 01/24/2026 | ☆ |
| 15652 | Futura Asset Advisors Llc CRD 136285 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $115M | 17 | 17 | 1 | 04/29/2026 | ☆ |
| 15653 | Green Ocean Global Advisors Llc CRD 321145 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 147 | 147 | 5 | 06/16/2026 | ☆ |
| 15654 | South Bay Financial Partners Group, Inc. CRD 175015 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $115M | 50 | 145 | 5 | 07/17/2026 | ☆ |
| 15655 | Northwest Administrators Inc CRD 106544 | Seattle, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 6 | 6 | 380 | 03/19/2026 | ☆ |
| 15656 | Copia Investment Management, Llc CRD 327954 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 7 | 03/23/2026 | ☆ |
| 15657 | Hatteras Investment Partners, Lp CRD 170628 | Raleigh, NC | Investment Adviser · Small ($100M–$1B) | $115M | 7 | 7 | 9 | 03/30/2026 | ☆ |
| 15658 | Pope Asset Management, Llc CRD 113584 | Memphis, TN | Insurance-Affiliated · Small ($100M–$1B) | $115M | 59 | 59 | 3 | 03/27/2026 | ☆ |
| 15659 | Branzan Investment Advisors, Inc. CRD 120783 | Littleton, CO | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 5 | 6 | 07/16/2026 | ☆ |
| 15660 | N CRD 338725 | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 9 | 10/15/2025 | ☆ | |
| 15661 | Highbar Management, Llc CRD 166244 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 2 | 03/31/2026 | ☆ |
| 15662 | Ajax Capital Llc CRD 298032 | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 5 | 14 | 1 | 04/13/2026 | ☆ | |
| 15663 | Alpine Hill Advisors Llc CRD 325412 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $115M | 56 | 172 | 4 | 03/23/2026 | ☆ |
| 15664 | N CRD 300709 | Investment Adviser · Small ($100M–$1B) | $115M | 48 | 48 | 4 | 02/13/2025 | ☆ | |
| 15665 | Palladiem Llc CRD 158989 | Bryn Mawr, PA | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 41 | 41 | 10 | 03/18/2026 | ☆ |
| 15666 | Regal Bay Investment Group, Llc CRD 121829 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $115M | 262 | 216 | 1 | 07/28/2026 | ☆ |
| 15667 | 1102 Partners, Llc CRD 313536 | Wealth Manager · Small ($100M–$1B) | $114M | 21 | 69 | 2 | 02/25/2026 | ☆ | |
| 15668 | Engleson & Associates, Inc. CRD 126349 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $114M | 362 | 627 | 4 | 03/31/2026 | ☆ |
| 15669 | Endeavor Advisors Llc CRD 309563 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $114M | 426 | 426 | 4 | 08/13/2026 | ☆ |
| 15670 | Benedetti Financial, Inc. CRD 134598 | Santa Maria, CA | Investment Adviser · Small ($100M–$1B) | $114M | 600 | 1,065 | 2 | 03/24/2026 | ☆ |
| 15671 | Abri Llc CRD 314832 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $114M | 271 | 991 | 8 | 05/14/2026 | ☆ |
| 15672 | Queen City Capital Management, Llc CRD 162785 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $114M | 173 | 247 | 2 | 03/16/2026 | ☆ |
| 15673 | N CRD 327988 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $114M | 1 | 1 | 45 | 03/07/2025 | ☆ | |
| 15674 | Potomac Asset Management Co Inc CRD 105730 | Frederick, MD | Investment Adviser · Small ($100M–$1B) | $114M | 16 | 6 | 09/29/2017 | ☆ | |
| 15675 | Deeter Advisory Group, Llc CRD 153818 | Terrace Park, OH | Insurance-Affiliated · Small ($100M–$1B) | $114M | 113 | 375 | 1 | 06/02/2025 | ☆ |
| 15676 | Sera Capital Management Limited Liability Company CRD 120896 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $114M | 74 | 106 | 5 | 06/24/2026 | ☆ |
| 15677 | Dardanelles Capital Lp CRD 323067 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $114M | 1 | 1 | 3 | 08/13/2026 | ☆ |
| 15678 | Goodstein Wealth Management Llc CRD 282910 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $114M | 101 | 275 | 2 | 03/16/2026 | ☆ |
| 15679 | Ryan Poage & Co., Llc CRD 157432 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $114M | 192 | 678 | 3 | 06/16/2026 | ☆ |
| 15680 | Bridgeview Capital Advisors, Inc. CRD 6290 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $114M | 156 | 431 | 2 | 06/30/2026 | ☆ |
| 15681 | N CRD 170709 | Wealth Manager · Small ($100M–$1B) | $114M | 55 | 103 | 1 | 02/21/2025 | ☆ | |
| 15682 | Richard G. Slater CRD 112239 | Wealth Manager · Small ($100M–$1B) | $114M | 48 | 210 | 1 | 06/30/2026 | ☆ | |
| 15683 | Catamount Strategic Advisors, Llc CRD 150823 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $114M | 2 | 2 | 1 | 03/13/2026 | ☆ |
| 15684 | Leonard Advisory Group Llc CRD 321165 | Saint Joseph, MI | Wealth Manager · Small ($100M–$1B) | $114M | 253 | 622 | 3 | 07/30/2026 | ☆ |
| 15685 | Skloff, Aaron CRD 139475 | Wealth Manager · Small ($100M–$1B) | $114M | 444 | 634 | 1 | 08/11/2026 | ☆ | |
| 15686 | Integrated Wealth Solutions, Llc CRD 334422 | York, PA | Wealth Manager · Small ($100M–$1B) | $114M | 306 | 883 | 8 | 08/11/2026 | ☆ |
| 15687 | Alpha Fiduciary, Inc. CRD 144720 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $114M | 105 | 220 | 4 | 04/24/2026 | ☆ |
| 15688 | Lrh Capital Advising Llc CRD 342994 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $114M | 1 | 1 | 1 | 06/01/2026 | ☆ |
| 15689 | Point B Planning, Llc CRD 172961 | Katonah, NY | Wealth Manager · Small ($100M–$1B) | $114M | 97 | 275 | 3 | 03/30/2026 | ☆ |
| 15690 | Financial Planning First, Llc CRD 319273 | Tuscon, AZ | Wealth Manager · Small ($100M–$1B) | $114M | 296 | 811 | 3 | 03/09/2026 | ☆ |
| 15691 | Coordinated Wealth Management, L.L.C. CRD 141348 | Hendersonville, TN | Wealth Manager · Small ($100M–$1B) | $114M | 96 | 207 | 2 | 01/23/2026 | ☆ |
| 15692 | Finamex Asset Management, Llc CRD 304260 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $114M | 190 | 190 | 4 | 07/10/2026 | ☆ |
| 15693 | Webster Street Investment Advisors Llc CRD 298027 | Wealth Manager · Small ($100M–$1B) | $114M | 56 | 149 | 2 | 04/21/2026 | ☆ | |
| 15694 | Common Cents Wealth Management, Llc CRD 153074 | Pembroke Pines, FL | Wealth Manager · Small ($100M–$1B) | $114M | 205 | 528 | 2 | 07/27/2026 | ☆ |
| 15695 | Burne Financial Concepts, Llc CRD 293013 | Watertown, CT | Wealth Manager · Small ($100M–$1B) | $114M | 144 | 411 | 1 | 01/27/2026 | ☆ |
| 15696 | Pleasantdale Wealth Management, Llc CRD 302034 | Wealth Manager · Small ($100M–$1B) | $114M | 187 | 318 | 3 | 04/01/2026 | ☆ | |
| 15697 | Tollefson And Company Investment Management Llc CRD 153092 | Wealth Manager · Small ($100M–$1B) | $114M | 29 | 76 | 3 | 03/19/2026 | ☆ | |
| 15698 | Arx Private Wealth CRD 338631 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $114M | 27 | 73 | 6 | 02/24/2026 | ☆ |
| 15699 | Scofield & Company, Llc CRD 105589 | Fairlawn, OH | Wealth Manager · Small ($100M–$1B) | $114M | 104 | 225 | 5 | 08/03/2026 | ☆ |
| 15700 | Broadwealth Llc CRD 304356 | Wealth Manager · Small ($100M–$1B) | $114M | 18 | 84 | 1 | 03/27/2026 | ☆ |