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Investment Adviser · Small ($100M–$1B)
CRD 300709
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ADV data as of Feb 13, 2025
- Regulatory AUM
- $115M
- Discretionary
- $28.6M
- Clients
- 48
- Avg AUM / client
- $2.4M
- Accounts
- 48
- Employees
- 4
AUM over time
$94.6M
$125M
Mar 21, 2019
Feb 13, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 15 | $17.6M | 15.4% |
| Corporations and other businesses | 16 | $55.6M | 48.5% |
| Other | 17 | $41.4M | 36.1% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • MINIMUM FIXED FEE PAYABLE QUARTERLY
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Pictet $40.4M (33% of AUM) Dec 2020
- Britannia Bank & Trust $34.6M (30% of AUM) Feb 2025
- Andbanc Andorra $27.0M (22% of AUM) Dec 2020
- Bank Vontobel Ag $25.8M (22% of AUM) Feb 2025
- Capital Union Bank $21.4M (18% of AUM) Oct 2022
- Efg Bank (Luxembourg) Sa $19.8M (17% of AUM) Feb 2025
- Deltec Bank & Trust Limited $19.5M (19% of AUM) Nov 2024
- Efg Bank Ag $17.8M (18% of AUM) Nov 2024
- Union Bancaire Privee, Ubp S.A. $14.3M (12% of AUM) Jun 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2025.