Captial Advisor Network
- Regulatory AUM
- $124M
- Discretionary
- $81.9M
- Clients
- 904
- Avg AUM / client
- $138K
- Accounts
- 1,261
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 834 | $81.2M | 65.3% |
| High net worth individuals | 66 | $40.5M | 32.5% |
| Pension and profit sharing plans | 4 | $2.7M | 2.19% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Kevin Johnson | Owner/Ceo | Jun 2018 (8y) | 25% – 50% | |
| Jared Johnson Wickes | Owner/ Cio | Apr 2020 (6y) | 25% – 50% | |
| William Paul Evans | Owner | Apr 2020 (6y) | 10% – 25% | |
| Brown, Malcolm, M | Owner | Jan 2023 (4y) | 10% – 25% | |
| Smith, Jeffrey, Andrew | Owner/Chief Compliance Officer | Jan 2023 (4y) | 10% – 25% | |
| Fred Kent Brockman | Registered representative | Jan 2026 (1y) | ||
| James Browning Moerdyk | Registered representative | Jan 2026 (1y) | ||
| Marion Slemp Fleshman | Registered representative | Jan 2026 (1y) | ||
| William George Johnson | Registered representative | Jan 2026 (1y) | ||
| Michael L Niemczyk | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: AN ANNUAL QUESTIONNAIRE IS REQUIRED BY THE STATE AND WAS NOT COMPLETED BY THE PROVIDED DEADLINE. Status: Final Sanction Detail: ABOVE FINE PAID IN FULL ON AUGUST 26, 2020. Summary: AN ANNUAL QUESTIONNAIRE IS REQUIRED BY THE STATE. THE EMAIL FOR THIS INFORMATION WAS RECEIVED AS A SURVEY AND THE FIRM BELIEVED IT TO BE SPAM AND DID NOT OPEN. A SECOND EMAIL WAS DELIVERED DIRECTLY TO THE RECIPIENTS SPAM FOLDER. A CERTIFIED LETTER WAS SENT BY THE STATE BUT DUE TO COVID THE FIRM WAS NOT IN THE OFFICE AND IT WAS ALLOWED TO BE SIGNED FOR BY SOMEONE OUTSIDE THE OFFICE WHO DID NOT DELIVER THE LETTER TO THE FIRM. AS A RESULT THE ANNUAL QUESTIONNAIRE WAS NOT COMPLETED PRIOR TO THE DEADLINE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $115M (92% of AUM) Mar 2026
- Axos Clearing $79.0M (84% of AUM) Mar 2023
- Millennium Trust Company, Llc $9.6M (10% of AUM) Mar 2023
- Inspira Financial $9.0M (9% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗