Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15351 | Im Wealth Partners Investment Advisors Llc CRD 307379 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $124M | 17 | 74 | 16 | 09/04/2026 | ☆ |
| 15352 | Agilis Investment Management Llc CRD 336358 | Wilton, CT | Wealth Manager · Small ($100M–$1B) | $124M | 212 | 212 | 4 | 05/27/2026 | ☆ |
| 15353 | Tqm Wealth Partners, Llc CRD 282979 | Marblehead, MA | Wealth Manager · Small ($100M–$1B) | $124M | 65 | 220 | 4 | 05/12/2026 | ☆ |
| 15354 | Greenleaf Financial Network, Llc CRD 284165 | Wealth Manager · Small ($100M–$1B) | $124M | 189 | 329 | 11 | 08/18/2026 | ☆ | |
| 15355 | Cosey Financial Services, Inc. CRD 140175 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $124M | 404 | 908 | 6 | 02/25/2026 | ☆ |
| 15356 | Kucharo Wealth, Llc CRD 329601 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $124M | 49 | 258 | 2 | 08/20/2026 | ☆ |
| 15357 | Peace Of Mind Financial, Inc CRD 289067 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $124M | 121 | 404 | 5 | 03/27/2026 | ☆ |
| 15358 | Schuylkill Financial, Llc CRD 143052 | Wyomissing, PA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 127 | 367 | 2 | 03/09/2026 | ☆ |
| 15359 | Candide Group, Llc CRD 286086 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $124M | 11 | 16 | 13 | 03/31/2026 | ☆ |
| 15360 | Fitzwilliams Wealth Management Inc. CRD 312192 | Chesapeake, VA | Wealth Manager · Small ($100M–$1B) | $124M | 634 | 634 | 13 | 09/15/2026 | ☆ |
| 15361 | Daly Investment Management, Llc CRD 149980 | Mount Prospect, IL | Wealth Manager · Small ($100M–$1B) | $124M | 125 | 125 | 1 | 06/10/2026 | ☆ |
| 15362 | Tactica Llc CRD 335272 | Private Fund Manager · Small ($100M–$1B) | $124M | 10 | 13 | 1 | 03/30/2026 | ☆ | |
| 15363 | Ideal Retirement Solutions, Llc CRD 333393 | Port Charlotte, FL | Insurance-Affiliated · Small ($100M–$1B) | $124M | 311 | 594 | 8 | 04/30/2026 | ☆ |
| 15364 | Zuckerman Capital Management, Llc CRD 148549 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $123M | 136 | 386 | 2 | 04/23/2026 | ☆ |
| 15365 | Q2 Wealth Management Llc CRD 314932 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $123M | 152 | 426 | 3 | 07/31/2026 | ☆ |
| 15366 | Gallagher Wealth Management, Inc CRD 161266 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $123M | 117 | 360 | 4 | 03/05/2026 | ☆ |
| 15367 | Investment Management Trust, Llc CRD 129456 | Fitchburg, MA | Wealth Manager · Small ($100M–$1B) | $123M | 147 | 305 | 1 | 03/25/2026 | ☆ |
| 15368 | O'domhnaill Enterprises, Inc. CRD 323384 | Cody, WY | Wealth Manager · Small ($100M–$1B) | $123M | 211 | 354 | 6 | 02/10/2026 | ☆ |
| 15369 | Dewitt Investment Research & Management Inc CRD 108232 | Collegeville, PA | Wealth Manager · Small ($100M–$1B) | $123M | 85 | 194 | 4 | 04/14/2026 | ☆ |
| 15370 | Pacific Specialty Investment Group, Llc CRD 282463 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $123M | 103 | 265 | 2 | 08/04/2026 | ☆ |
| 15371 | Caprice Capital Partners, Llc CRD 307048 | Private Fund Manager · Small ($100M–$1B) | $123M | 2 | 3 | 5 | 03/31/2026 | ☆ | |
| 15372 | Lang & Becker, Inc. CRD 137346 | Washington, MO | Wealth Manager · Small ($100M–$1B) | $123M | 138 | 169 | 2 | 04/09/2026 | ☆ |
| 15373 | Davies Financial Advisors, Inc. CRD 139764 | Murrieta, CA | Insurance-Affiliated · Small ($100M–$1B) | $123M | 171 | 173 | 10 | 03/30/2026 | ☆ |
| 15374 | N CRD 307957 | Wealth Manager · Small ($100M–$1B) | $123M | 88 | 254 | 1 | 03/10/2026 | ☆ | |
| 15375 | Ibs Capital Llc CRD 160585 | Medfield, MA | Private Fund Manager · Small ($100M–$1B) | $123M | 3 | 3 | 4 | 04/27/2026 | ☆ |
| 15376 | Samara Investment Management, Llc CRD 336178 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $123M | 94 | 247 | 2 | 10/02/2026 | ☆ |
| 15377 | Valliance Asset Management Llc CRD 329927 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $123M | 2 | 2 | 1 | 04/24/2026 | ☆ |
| 15378 | Arkhouse Management Co. Lp CRD 325180 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $123M | 4 | 4 | 6 | 06/16/2026 | ☆ |
| 15379 | Bretton Capital Management Llc CRD 154344 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $123M | 1 | 1 | 2 | 03/17/2026 | ☆ |
| 15380 | Sunstone Advisors, Llc CRD 324002 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $123M | 9 | 9 | 25 | 03/31/2026 | ☆ |
| 15381 | Legacy Financial Services Group, Inc. CRD 140514 | Traverse City, MI | Insurance-Affiliated · Small ($100M–$1B) | $123M | 184 | 357 | 2 | 05/19/2026 | ☆ |
| 15382 | Enduring Wealth Advisors, Llc CRD 323320 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $123M | 228 | 451 | 4 | 03/12/2026 | ☆ |
| 15383 | Senior Tax Advisory Group, Inc CRD 318058 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $123M | 802 | 1,286 | 6 | 03/15/2026 | ☆ |
| 15384 | Contango Wealth Management Llc CRD 337757 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $123M | 94 | 260 | 2 | 02/18/2026 | ☆ |
| 15385 | Rall Capital Management, Inc. CRD 132827 | Rockledge, FL | Wealth Manager · Small ($100M–$1B) | $123M | 157 | 426 | 3 | 03/26/2026 | ☆ |
| 15386 | Investment Consultants Llc CRD 314810 | Institutional / Pension Advisor · Small ($100M–$1B) | $123M | 11 | 19 | 1 | 03/23/2026 | ☆ | |
| 15387 | Tc Financial Management, Co. Inc. CRD 128967 | Margate City, NJ | Wealth Manager · Small ($100M–$1B) | $123M | 144 | 366 | 5 | 09/04/2026 | ☆ |
| 15388 | Wassaw Sound Management, Llc CRD 299164 | Savannah, GA | Multi-Family Office · Small ($100M–$1B) | $123M | 9 | 15 | 3 | 03/11/2026 | ☆ |
| 15389 | Elevated Private Wealth, Llc CRD 335270 | Wealth Manager · Small ($100M–$1B) | $123M | 112 | 361 | 4 | 09/03/2026 | ☆ | |
| 15390 | Uak Diversified Llc CRD 300506 | Wealth Manager · Small ($100M–$1B) | $123M | 267 | 550 | 3 | 06/15/2026 | ☆ | |
| 15391 | Every Securities Llc CRD 333167 | Sacramento, CA | Investment Adviser · Small ($100M–$1B) | $123M | 144 | 144 | 4 | 03/27/2026 | ☆ |
| 15392 | Kahn Financial Group, Inc. CRD 134802 | Clearwater, FL | Insurance-Affiliated · Small ($100M–$1B) | $123M | 123 | 402 | 2 | 09/21/2026 | ☆ |
| 15393 | Alphabond Llc CRD 336339 | Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $123M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15394 | Trillium Investments Llc CRD 300353 | Emeryville, CA | Wealth Manager · Small ($100M–$1B) | $123M | 58 | 250 | 2 | 04/17/2026 | ☆ |
| 15395 | Silver Creek Capital Management Llc CRD 122966 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $123M | 5 | 5 | 47 | 03/31/2026 | ☆ |
| 15396 | Main Line Group Wealth Management, Llc CRD 150964 | Wealth Manager · Small ($100M–$1B) | $123M | 62 | 284 | 3 | 03/31/2026 | ☆ | |
| 15397 | Maynerich Financial CRD 331546 | Virden, IL | Wealth Manager · Small ($100M–$1B) | $123M | 478 | 1,045 | 6 | 03/31/2026 | ☆ |
| 15398 | Castlebar Asset Management, Llc CRD 162231 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $122M | 147 | 491 | 4 | 05/08/2026 | ☆ |
| 15399 | Coast Advisory Llc CRD 340229 | East Troy, WI | Wealth Manager · Small ($100M–$1B) | $122M | 546 | 869 | 2 | 06/02/2026 | ☆ |
| 15400 | V3 Limited Llc CRD 169624 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $122M | 57 | 57 | 2 | 03/31/2026 | ☆ |