Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15001 | Structural Solutions Llc CRD 319155 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $133M | 8 | 8 | 3 | 04/01/2026 | ☆ |
| 15002 | Smith, Brian David CRD 121757 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $133M | 304 | 656 | 2 | 06/01/2026 | ☆ |
| 15003 | Safran Wealth Advisors, Llc CRD 152161 | New York, NY | Wealth Manager · Small ($100M–$1B) | $133M | 98 | 425 | 2 | 03/30/2026 | ☆ |
| 15004 | Schonfeld Wealth Management, Llc CRD 342323 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $133M | 159 | 412 | 4 | 09/25/2026 | ☆ |
| 15005 | Harlow Capital Management Llc CRD 133918 | Insurance-Affiliated · Small ($100M–$1B) | $133M | 111 | 165 | 1 | 08/28/2026 | ☆ | |
| 15006 | Lumida Wealth Management Llc CRD 323410 | Wayne, NJ | Private Fund Manager · Small ($100M–$1B) | $133M | 44 | 72 | 10 | 03/31/2026 | ☆ |
| 15007 | Degreen Private Wealth, Llc CRD 332192 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $133M | 84 | 261 | 1 | 03/11/2026 | ☆ |
| 15008 | Ari Group, Llc CRD 286049 | New York, NY | Wealth Manager · Small ($100M–$1B) | $133M | 15 | 15 | 4 | 02/25/2026 | ☆ |
| 15009 | Green & Deckert Llc CRD 299006 | Lubbock, TX | Insurance-Affiliated · Small ($100M–$1B) | $133M | 106 | 373 | 2 | 03/24/2026 | ☆ |
| 15010 | Truadvisors Financial, Llc CRD 170564 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $133M | 172 | 346 | 4 | 09/14/2026 | ☆ |
| 15011 | N CRD 315089 | Wealth Manager · Small ($100M–$1B) | $133M | 299 | 656 | 5 | 02/05/2025 | ☆ | |
| 15012 | Tricapital Wealth Management, Inc. CRD 118788 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $133M | 125 | 192 | 3 | 03/03/2026 | ☆ |
| 15013 | Charis Legacy Partners, Llc CRD 311968 | Bryan, TX | Wealth Manager · Small ($100M–$1B) | $133M | 60 | 244 | 1 | 05/22/2026 | ☆ |
| 15014 | N CRD 115816 | Wealth Manager · Small ($100M–$1B) | $133M | 116 | 116 | 2 | 03/04/2026 | ☆ | |
| 15015 | Wells Financial Management, Llc CRD 158030 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $133M | 98 | 98 | 2 | 03/09/2026 | ☆ |
| 15016 | Capital Estate Advisors, Inc. CRD 112098 | Insurance-Affiliated · Small ($100M–$1B) | $133M | 102 | 325 | 3 | 03/31/2026 | ☆ | |
| 15017 | Complete Wealth Management, Llc CRD 288794 | Wealth Manager · Small ($100M–$1B) | $133M | 255 | 564 | 2 | 09/15/2026 | ☆ | |
| 15018 | Summitpoint Capital Management CRD 336856 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $133M | 91 | 346 | 3 | 04/02/2026 | ☆ |
| 15019 | Clarity Financial Planners, Llc CRD 277114 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $132M | 38 | 213 | 2 | 03/31/2026 | ☆ |
| 15020 | Jll Partners Fch, Inc. CRD 285184 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $132M | 1 | 1 | 2 | 03/31/2026 | ☆ |
| 15021 | Legacy Wealth Advisors, Llc CRD 281810 | Clinton Township, MI | Wealth Manager · Small ($100M–$1B) | $132M | 251 | 602 | 2 | 03/17/2026 | ☆ |
| 15022 | Stites Financial Consulting CRD 293058 | Wilton, CA | Insurance-Affiliated · Small ($100M–$1B) | $132M | 265 | 563 | 2 | 03/20/2026 | ☆ |
| 15023 | Jansen Wealth Management Llc CRD 317824 | Altoona, WI | Wealth Manager · Small ($100M–$1B) | $132M | 237 | 678 | 4 | 03/09/2026 | ☆ |
| 15024 | Peak Financial Consulting, Inc. CRD 291860 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $132M | 371 | 371 | 2 | 02/25/2026 | ☆ |
| 15025 | Geremia Financial Services, Llc CRD 156504 | Edison, NJ | Wealth Manager · Small ($100M–$1B) | $132M | 132 | 132 | 2 | 03/31/2026 | ☆ |
| 15026 | Wealth Ease Wealth Management Llc CRD 332595 | Marshall, MI | Insurance-Affiliated · Small ($100M–$1B) | $132M | 251 | 650 | 3 | 03/06/2026 | ☆ |
| 15027 | Usca Asset Management Llc CRD 137045 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $132M | 24 | 24 | 6 | 04/24/2026 | ☆ |
| 15028 | Ramsey Hill Asset Management Llc CRD 156768 | Wealth Manager · Small ($100M–$1B) | $132M | 88 | 93 | 1 | 02/27/2026 | ☆ | |
| 15029 | Middle Street Capital, Llc CRD 226513 | Newfields, NH | Wealth Manager · Small ($100M–$1B) | $132M | 80 | 248 | 1 | 05/01/2026 | ☆ |
| 15030 | Tripletail Wealth Management, Llc CRD 318781 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $132M | 74 | 155 | 2 | 03/05/2026 | ☆ |
| 15031 | Canterbury Capital Wealth Management, Llc CRD 337758 | Tuscaloosa, AL | Wealth Manager · Small ($100M–$1B) | $132M | 305 | 832 | 7 | 08/17/2026 | ☆ |
| 15032 | Lee Way Financial Services, Inc CRD 113983 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $132M | 108 | 215 | 2 | 03/05/2026 | ☆ |
| 15033 | Pmv Capital Advisers, Llc CRD 308010 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $132M | 82 | 140 | 4 | 03/31/2026 | ☆ |
| 15034 | Gap Financial Services, Llc CRD 288703 | Wealth Manager · Small ($100M–$1B) | $132M | 95 | 293 | 5 | 09/22/2026 | ☆ | |
| 15035 | Jgc Wealth Management, Llc CRD 165770 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $132M | 202 | 495 | 3 | 03/17/2026 | ☆ |
| 15036 | Secure Wealth, Inc. CRD 290572 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $132M | 221 | 266 | 3 | 08/18/2026 | ☆ |
| 15037 | Wealthmark, Llc CRD 144948 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $132M | 193 | 388 | 3 | 03/03/2026 | ☆ |
| 15038 | Schmitz Capital Partners, Llc CRD 105702 | Mill Valley, CA | Insurance-Affiliated · Small ($100M–$1B) | $132M | 223 | 288 | 2 | 04/02/2026 | ☆ |
| 15039 | Norton Capital Management, Inc. CRD 110398 | Henrico, VA | Wealth Manager · Small ($100M–$1B) | $132M | 111 | 238 | 5 | 09/28/2026 | ☆ |
| 15040 | Blue Line Capital, Llc CRD 304024 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $132M | 140 | 348 | 7 | 09/17/2026 | ☆ |
| 15041 | Brighton Wealth Management, Inc. CRD 148457 | Cottonwood Heights, UT | Wealth Manager · Small ($100M–$1B) | $132M | 451 | 293 | 5 | 07/28/2026 | ☆ |
| 15042 | Advisor Compliance Partners Llc CRD 338484 | Kailua Kona, HI | Wealth Manager · Small ($100M–$1B) | $132M | 173 | 465 | 4 | 04/28/2026 | ☆ |
| 15043 | Tublin Difusco Advisors Inc. CRD 125801 | Wealth Manager · Small ($100M–$1B) | $132M | 130 | 130 | 3 | 03/30/2026 | ☆ | |
| 15044 | Pw Advisors, Llc CRD 336499 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $132M | 496 | 500 | 7 | 07/28/2026 | ☆ |
| 15045 | Laminar Wealth Llc CRD 167867 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $132M | 27 | 183 | 2 | 06/18/2026 | ☆ |
| 15046 | Rdg Capital Management Llc CRD 329749 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $132M | 91 | 91 | 2 | 09/17/2026 | ☆ |
| 15047 | Nest Investments Llc CRD 286024 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $132M | 2,832 | 2,832 | 14 | 08/13/2026 | ☆ |
| 15048 | Professional Trading Services Brokerage, Llc CRD 119307 | Mt. Laurel, NJ | Insurance-Affiliated · Small ($100M–$1B) | $132M | 495 | 700 | 18 | 08/13/2026 | ☆ |
| 15049 | Teplitz Financial Group Llc CRD 122038 | Old Bridge, NJ | Wealth Manager · Small ($100M–$1B) | $132M | 188 | 393 | 2 | 09/08/2026 | ☆ |
| 15050 | Corinthian Wealth Management, Inc. CRD 312196 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $132M | 189 | 352 | 3 | 07/29/2026 | ☆ |