Rdg Capital Management Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 329749
· SEC file 801-129543
· Pittsford, NY
· www.rdgcapitalmanagement.com
☆ Save with Pro
ADV data as of Jul 16, 2026
- Regulatory AUM
- $132M
- Discretionary
- $76.9M
- Clients
- 91
- Avg AUM / client
- $1.4M
- Accounts
- 91
- Employees
- 2
AUM over time
$0
$132M
Dec 2023
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $12.6M | 9.55% |
| High net worth individuals | 21 | $58.9M | 44.7% |
| Pension and profit sharing plans | 39 | $54.9M | 41.7% |
| Corporations and other businesses | 6 | $5.4M | 4.13% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amy Ann Ryan | Chief Compliance Officer, Vice President | Dec 2023 (3y) | Less than 5% | |
| Kate Sally Kenney | Owner | Dec 2023 (3y) | 50% – 75% | |
| Whitney Lorene Baniewicz | Owner | Dec 2023 (3y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $76.9M (58% of AUM) Jul 2026
- Mid Atlantic Clearing & Settlement Corporation $19.1M (14% of AUM) Jul 2026
- Adp Retirement Trust Services, Llc $16.9M (13% of AUM) Jul 2026
- Capital Bank And Trust Company $11.7M (11% of AUM) Mar 2025
- Reliance Trust Company $8.1M (15% of AUM) Jun 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗