Teplitz Financial Group Llc
- Regulatory AUM
- $132M
- Discretionary
- $118M
- Clients
- 188
- Avg AUM / client
- $701K
- Accounts
- 393
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 121 | $38.5M | 29.2% |
| High net worth individuals | 47 | $80.4M | 61.0% |
| Pension and profit sharing plans | 20 | $9.5M | 7.25% |
| Charitable organizations | 0 | $451K | 0.34% |
| Corporations and other businesses | 0 | $2.8M | 2.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Artspool Services, Inc. Pooled 401(k) Plan Artspool Services, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Teplitz, Daniel, (Nmn) | Partner/Co Owner | Jul 2002 (24y) | Less than 5% | |
| Ari Menachem Teplitz | Partner/Co Owner/Cco | CFP Chartered Financial Consultant | Dec 2018 (8y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Artspool Services, Inc. Pooled 401(k) Plan | Artspool Services, Inc. | 133 | — | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $72.4M (55% of AUM) Apr 2026
- Sei Investments Distribution Co. $45.2M (34% of AUM) Apr 2026
- SEI Private Trust $42.8M (42% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗