Wealthmark, Llc
- Regulatory AUM
- $132M
- Discretionary
- $116M
- Clients
- 193
- Avg AUM / client
- $684K
- Accounts
- 388
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53 | $32.0M | 24.2% |
| High net worth individuals | 70 | $67.0M | 50.8% |
| Pension and profit sharing plans | 35 | $3.0M | 2.27% |
| Other investment advisers | 35 | $30.0M | 22.7% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Arthur Esget | Managing Member/Chief Compliance Officer | Aug 2007 (19y) | 75% or more | |
| Megan Ann Cooley | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 920 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • SUBADVISORY SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Axos Clearing $132M (100% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $95.0M (96% of AUM) Mar 2022
- Trust Company Of America $62.0M (63% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗