Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14851 | Ridgeline Research Llc CRD 300807 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14852 | Forefront Asset Management, Llc CRD 281118 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $137M | 322 | 781 | 4 | 05/13/2026 | ☆ |
| 14853 | Directional Asset Management, Llc CRD 152859 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $137M | 48 | 95 | 1 | 03/25/2026 | ☆ |
| 14854 | Ascension Wealth Partners, Llc CRD 146451 | Pleasant Hill, CA | Wealth Manager · Small ($100M–$1B) | $137M | 40 | 116 | 2 | 01/23/2026 | ☆ |
| 14855 | N CRD 297351 | Wealth Manager · Small ($100M–$1B) | $137M | 107 | 222 | 16 | 11/28/2025 | ☆ | |
| 14856 | Pva Financial Llc CRD 312523 | Wealth Manager · Small ($100M–$1B) | $137M | 49 | 341 | 1 | 07/10/2026 | ☆ | |
| 14857 | Cooke Wealth Management, Llc CRD 127309 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $137M | 114 | 303 | 3 | 02/02/2026 | ☆ |
| 14858 | Coordinated Capital Securities, Inc. CRD 14762 | Fort Atkinson, WI | Insurance-Affiliated · Small ($100M–$1B) | $137M | 186 | 186 | 31 | 06/25/2026 | ☆ |
| 14859 | Central Wealth Management Llc CRD 293172 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $137M | 166 | 443 | 4 | 04/01/2026 | ☆ |
| 14860 | Lewis Capital Management, Lllp CRD 112463 | Wealth Manager · Small ($100M–$1B) | $137M | 60 | 60 | 1 | 03/11/2026 | ☆ | |
| 14861 | River Crescent Advisors, Llc CRD 334629 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $137M | 140 | 244 | 2 | 01/30/2026 | ☆ |
| 14862 | Champion Advisors Llc CRD 149920 | Insurance-Affiliated · Small ($100M–$1B) | $137M | 51 | 119 | 2 | 03/03/2026 | ☆ | |
| 14863 | Springboard Asset Management Llc CRD 154862 | Cheshire, CT | Wealth Manager · Small ($100M–$1B) | $137M | 98 | 339 | 2 | 03/19/2026 | ☆ |
| 14864 | Black Walnut Wealth Management, Llc CRD 337606 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $137M | 86 | 272 | 2 | 05/14/2026 | ☆ |
| 14865 | Rand Capital Management Llc CRD 304504 | Buffalo, NY | Private Fund Manager · Small ($100M–$1B) | $137M | 4 | 4 | 10 | 03/31/2026 | ☆ |
| 14866 | Beyond Investing Llc CRD 304093 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $137M | 1 | 1 | 3 | 03/18/2026 | ☆ | |
| 14867 | Wealthkare.Com, Inc. CRD 115111 | Mount Union, PA | Wealth Manager · Small ($100M–$1B) | $137M | 375 | 771 | 7 | 07/31/2026 | ☆ |
| 14868 | Grid 202 Llc CRD 299357 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $137M | 91 | 228 | 5 | 03/27/2026 | ☆ |
| 14869 | Old Barn Capital Llc CRD 338745 | Investment Adviser · Small ($100M–$1B) | $137M | 1 | 1 | 08/13/2026 | ☆ | ||
| 14870 | Ele Advisory Services, Inc CRD 148228 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $137M | 1,156 | 1,544 | 13 | 09/28/2026 | ☆ |
| 14871 | N CRD 310311 | Investment Adviser · Small ($100M–$1B) | $136M | 55 | 83 | 3 | 02/12/2025 | ☆ | |
| 14872 | Aventus Investment Advisors, Inc. CRD 153390 | Naples, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 145 | 406 | 3 | 03/20/2026 | ☆ |
| 14873 | Vanweelden Wealth Management, Llc CRD 290308 | West Chester Township, OH | Wealth Manager · Small ($100M–$1B) | $136M | 203 | 581 | 6 | 03/18/2026 | ☆ |
| 14874 | Henderson Financial Group Llc CRD 333013 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $136M | 280 | 643 | 5 | 09/16/2026 | ☆ |
| 14875 | John W. Brooker & Co., Cpas, Pc CRD 105437 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $136M | 57 | 145 | 10 | 08/19/2026 | ☆ |
| 14876 | Bridgelight Capital Llc CRD 154920 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $136M | 173 | 396 | 4 | 03/31/2026 | ☆ |
| 14877 | Galileo Investment Management Llc CRD 169201 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $136M | 5 | 5 | 3 | 05/08/2026 | ☆ |
| 14878 | N CRD 152077 | Wealth Manager · Small ($100M–$1B) | $136M | 426 | 728 | 4 | 01/16/2026 | ☆ | |
| 14879 | St. Bernard Financial Services, Inc. CRD 36956 | Russellville, AR | Insurance-Affiliated · Small ($100M–$1B) | $136M | 798 | 798 | 117 | 05/05/2026 | ☆ |
| 14880 | Icw Holdings, Llc CRD 319296 | Private Fund Manager · Small ($100M–$1B) | $136M | 36 | 57 | 7 | 03/31/2026 | ☆ | |
| 14881 | Strategic Portfolio Solutions, Llc CRD 156374 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 393 | 5 | 03/06/2026 | ☆ |
| 14882 | Horizon Capital Management, Llc CRD 132113 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $136M | 40 | 40 | 1 | 03/12/2026 | ☆ |
| 14883 | Fithian Llc CRD 287509 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 74 | 74 | 6 | 03/27/2026 | ☆ |
| 14884 | Professional Wealth Management Services Llc CRD 150266 | Statesville, NC | Insurance-Affiliated · Small ($100M–$1B) | $136M | 60 | 171 | 3 | 01/30/2026 | ☆ |
| 14885 | Paradigm Advisors, L.L.C. CRD 114515 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $136M | 83 | 372 | 4 | 08/31/2026 | ☆ |
| 14886 | Capitol Family Office, Inc. CRD 312005 | Beaverton, OR | Multi-Family Office · Small ($100M–$1B) | $136M | 124 | 462 | 2 | 03/25/2026 | ☆ |
| 14887 | Wealthrise Financial Planning, Llc CRD 283764 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $136M | 98 | 341 | 2 | 03/27/2026 | ☆ |
| 14888 | Barrier Capital Management, Llc CRD 312294 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $136M | 2 | 2 | 1 | 03/25/2026 | ☆ |
| 14889 | Bh Asset Management, Llc CRD 152117 | New York, NY | Wealth Manager · Small ($100M–$1B) | $136M | 95 | 96 | 2 | 07/06/2026 | ☆ |
| 14890 | 15 Equity, Llc CRD 310628 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $136M | 112 | 118 | 7 | 03/27/2026 | ☆ |
| 14891 | A J Feldman Financial, Llc CRD 154773 | Wealth Manager · Small ($100M–$1B) | $136M | 140 | 631 | 1 | 02/17/2026 | ☆ | |
| 14892 | Kassira Wealth Management, Llc CRD 165070 | Wealth Manager · Small ($100M–$1B) | $136M | 219 | 481 | 2 | 01/22/2026 | ☆ | |
| 14893 | Mcmahan Capital Management Llc CRD 109140 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $136M | 43 | 43 | 2 | 03/20/2026 | ☆ |
| 14894 | Landmark Wealth Advisors, Llc CRD 166989 | Farmington, UT | Wealth Manager · Small ($100M–$1B) | $136M | 268 | 268 | 2 | 03/11/2026 | ☆ |
| 14895 | 1 N Capital, Llc CRD 309502 | Wealth Manager · Small ($100M–$1B) | $136M | 25 | 50 | 1 | 03/19/2026 | ☆ | |
| 14896 | Veritas Wealth Management, Llc CRD 160600 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 244 | 1 | 02/09/2026 | ☆ |
| 14897 | Loretta Nolan Associates, Llc CRD 126468 | Old Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 126 | 1 | 01/18/2026 | ☆ |
| 14898 | Financial Management Associates, Llc CRD 327502 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $136M | 343 | 344 | 3 | 09/04/2026 | ☆ |
| 14899 | Luma Capital Llc CRD 119576 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $136M | 72 | 72 | 2 | 03/31/2026 | ☆ |
| 14900 | East Rock Financial Services, Llc CRD 147949 | Wealth Manager · Small ($100M–$1B) | $136M | 39 | 190 | 4 | 03/02/2026 | ☆ |