Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14901 | Fairlight Advisors Llc CRD 305352 | San Francisco, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $136M | 42 | 102 | 4 | 09/09/2026 | ☆ |
| 14902 | Bright Portfolios, Llc CRD 288605 | Lee's Summit, MO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $136M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 14903 | Fr Financial Advisors Llc CRD 135980 | Coral Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 137 | 310 | 2 | 03/24/2026 | ☆ |
| 14904 | Hot Creek Capital, L.L.C. CRD 162371 | Kirkland, WA | Private Fund Manager · Small ($100M–$1B) | $136M | 1 | 1 | 2 | 02/05/2026 | ☆ |
| 14905 | Hepworth Equity Partners, Llc CRD 145774 | Wealth Manager · Small ($100M–$1B) | $136M | 421 | 421 | 2 | 03/10/2026 | ☆ | |
| 14906 | Morningside Asset Management Llc CRD 268789 | Wilmington, DE | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 7 | 8 | 4 | 05/22/2026 | ☆ |
| 14907 | Cassilly Financial Group, Llc CRD 300672 | Severna Park, MD | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 595 | 2 | 02/27/2026 | ☆ |
| 14908 | Canaccord Genuity Wealth Management (Usa) Inc. CRD 7449 | Vancouver, Bc | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $135M | 80 | 114 | 32 | 06/30/2026 | ☆ |
| 14909 | Revo Financial, Llc CRD 172646 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $135M | 166 | 299 | 3 | 09/04/2026 | ☆ |
| 14910 | Dover Investment Advisory Corporation CRD 123499 | Wealth Manager · Small ($100M–$1B) | $135M | 45 | 45 | 1 | 11/12/2025 | ☆ | |
| 14911 | Global Financial Planning Group, Llc CRD 114803 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $135M | 235 | 566 | 5 | 07/16/2026 | ☆ |
| 14912 | Allegro Mineral Partners Llc CRD 324740 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $135M | 7 | 7 | 17 | 05/19/2026 | ☆ |
| 14913 | Keller Financial Group, Inc. CRD 328195 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $135M | 89 | 89 | 2 | 04/30/2026 | ☆ |
| 14914 | Pathway Financial Solutions, Inc. CRD 340594 | Salina, KS | Wealth Manager · Small ($100M–$1B) | $135M | 309 | 730 | 4 | 07/07/2026 | ☆ |
| 14915 | Light Capital Llc CRD 323373 | Santa Monica, CA | Multi-Family Office · Small ($100M–$1B) | $135M | 13 | 170 | 2 | 03/31/2026 | ☆ |
| 14916 | Fogarty Wealth Management, Inc. CRD 283998 | Missouri City, TX | Wealth Manager · Small ($100M–$1B) | $135M | 150 | 339 | 1 | 03/06/2026 | ☆ |
| 14917 | Chicago Capital Management Advisors, Llc CRD 123483 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $135M | 620 | 618 | 20 | 03/25/2026 | ☆ |
| 14918 | Heights Point Management, Lp CRD 313849 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $135M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14919 | Sparrow Wealth Management, Inc. CRD 152670 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $135M | 64 | 224 | 1 | 02/20/2026 | ☆ |
| 14920 | Crystal Cove Asset Management, Llc CRD 289810 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $135M | 91 | 280 | 2 | 03/16/2026 | ☆ |
| 14921 | Dreamers Management Llc CRD 299919 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $135M | 1 | 1 | 7 | 03/27/2026 | ☆ |
| 14922 | Lightsmith Climate Resilience Management Llc CRD 307933 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $135M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 14923 | Ia Private Wealth (Usa) Inc. CRD 322127 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $135M | 199 | 292 | 131 | 03/26/2026 | ☆ |
| 14924 | Kult Wealth Management Group, Llc CRD 126740 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $135M | 69 | 69 | 2 | 02/04/2026 | ☆ |
| 14925 | Psc Financial Llc CRD 172054 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $135M | 111 | 228 | 3 | 03/20/2026 | ☆ |
| 14926 | Colton Wealth Management CRD 150486 | Arcadia, CA | Wealth Manager · Small ($100M–$1B) | $135M | 109 | 268 | 3 | 02/12/2026 | ☆ |
| 14927 | Tradewinds Asset Management, Llc CRD 323879 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $135M | 261 | 261 | 4 | 09/16/2026 | ☆ |
| 14928 | Brighter Financial Capital Management, Llc CRD 300619 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $135M | 338 | 780 | 5 | 09/28/2026 | ☆ |
| 14929 | Aluman Inc. CRD 281073 | Wealth Manager · Small ($100M–$1B) | $135M | 142 | 403 | 2 | 03/26/2026 | ☆ | |
| 14930 | Bay Cliadakis & Associates, Llc CRD 301214 | Chico, CA | Wealth Manager · Small ($100M–$1B) | $135M | 241 | 421 | 3 | 03/23/2026 | ☆ |
| 14931 | Carota Wealth Management CRD 127344 | Insurance-Affiliated · Small ($100M–$1B) | $135M | 221 | 443 | 2 | 08/18/2026 | ☆ | |
| 14932 | Jrs Wealth Management Llc CRD 306294 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $135M | 348 | 1,002 | 5 | 02/19/2026 | ☆ |
| 14933 | Trotta, John (Nmn) CRD 125537 | Farmingdale, NY | Wealth Manager · Small ($100M–$1B) | $135M | 158 | 315 | 4 | 02/16/2026 | ☆ |
| 14934 | Red Reef Advisors Llc CRD 174748 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $135M | 91 | 323 | 3 | 07/16/2026 | ☆ |
| 14935 | Schmitt Wealth Advisers, Corp. CRD 174958 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $135M | 145 | 320 | 3 | 04/30/2026 | ☆ |
| 14936 | Tsg Alpha Partners, Llc CRD 319493 | Old Bridge, NJ | Private Fund Manager · Small ($100M–$1B) | $135M | 82 | 128 | 10 | 09/11/2026 | ☆ |
| 14937 | Fors Financial Consulting, Ps CRD 335705 | Port Angeles, WA | Wealth Manager · Small ($100M–$1B) | $135M | 240 | 529 | 3 | 03/03/2026 | ☆ |
| 14938 | Integrity Financial Advisors, Llc CRD 313369 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $135M | 240 | 495 | 9 | 06/26/2026 | ☆ |
| 14939 | Rw Baker Wealth Management Group Llc CRD 297087 | Cheyenne, WY | Wealth Manager · Small ($100M–$1B) | $135M | 196 | 374 | 2 | 02/23/2026 | ☆ |
| 14940 | Seal Cove Capital Llc CRD 332033 | Multi-Family Office · Small ($100M–$1B) | $135M | 3 | 26 | 1 | 03/11/2026 | ☆ | |
| 14941 | Puff Wealth Management Llc CRD 298177 | Haddonfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $135M | 212 | 212 | 3 | 02/16/2026 | ☆ |
| 14942 | Ap Capital Delaware Llc CRD 315796 | New York, NY | Investment Adviser · Small ($100M–$1B) | $135M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14943 | Business Owner Strategies Group, Llc CRD 297243 | Apex, NC | Wealth Manager · Small ($100M–$1B) | $135M | 272 | 676 | 9 | 07/01/2026 | ☆ |
| 14944 | Calder Financial Llc CRD 290616 | Wealth Manager · Small ($100M–$1B) | $135M | 103 | 247 | 2 | 02/03/2026 | ☆ | |
| 14945 | Big Sky Wealth Advisors, Llc CRD 321272 | Great Falls, MT | Wealth Manager · Small ($100M–$1B) | $135M | 207 | 570 | 2 | 06/10/2026 | ☆ |
| 14946 | Stonebridge Wealth Management, Llc CRD 146775 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $135M | 40 | 127 | 1 | 02/04/2026 | ☆ |
| 14947 | Independent Financial Advisors, Inc. CRD 115798 | North Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $134M | 195 | 461 | 4 | 02/25/2026 | ☆ |
| 14948 | Clarion Advisors Inc. CRD 131081 | Auburn, CA | Insurance-Affiliated · Small ($100M–$1B) | $134M | 632 | 1,130 | 1 | 04/30/2026 | ☆ |
| 14949 | Longbow Asset Management CRD 126193 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $134M | 132 | 437 | 2 | 03/31/2026 | ☆ |
| 14950 | Almega Wealth Management Llc CRD 316840 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $134M | 246 | 767 | 7 | 09/25/2026 | ☆ |