Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14801 | Mft Wealth Management, Inc. CRD 339361 | Multi-Family Office · Small ($100M–$1B) | $136M | 12 | 31 | 1 | 03/31/2026 | ☆ | |
| 14802 | J K R & Company, Inc. CRD 8040 | Van Nuys, CA | Insurance-Affiliated · Small ($100M–$1B) | $136M | 95 | 229 | 5 | 05/26/2026 | ☆ |
| 14803 | N CRD 152077 | Wealth Manager · Small ($100M–$1B) | $136M | 426 | 728 | 4 | 01/16/2026 | ☆ | |
| 14804 | St. Bernard Financial Services, Inc. CRD 36956 | Russellville, AR | Insurance-Affiliated · Small ($100M–$1B) | $136M | 798 | 798 | 117 | 05/05/2026 | ☆ |
| 14805 | Icw Holdings, Llc CRD 319296 | Private Fund Manager · Small ($100M–$1B) | $136M | 36 | 57 | 7 | 03/31/2026 | ☆ | |
| 14806 | Strategic Portfolio Solutions, Llc CRD 156374 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 393 | 5 | 03/06/2026 | ☆ |
| 14807 | Horizon Capital Management, Llc CRD 132113 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $136M | 40 | 40 | 1 | 03/12/2026 | ☆ |
| 14808 | Fithian Llc CRD 287509 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 74 | 74 | 6 | 03/27/2026 | ☆ |
| 14809 | Professional Wealth Management Services Llc CRD 150266 | Statesville, NC | Insurance-Affiliated · Small ($100M–$1B) | $136M | 60 | 171 | 3 | 01/30/2026 | ☆ |
| 14810 | Paradigm Advisors, L.L.C. CRD 114515 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $136M | 83 | 372 | 4 | 03/30/2026 | ☆ |
| 14811 | Capitol Family Office, Inc. CRD 312005 | Beaverton, OR | Multi-Family Office · Small ($100M–$1B) | $136M | 124 | 462 | 2 | 03/25/2026 | ☆ |
| 14812 | Wealthrise Financial Planning, Llc CRD 283764 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $136M | 98 | 341 | 2 | 03/27/2026 | ☆ |
| 14813 | Barrier Capital Management, Llc CRD 312294 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $136M | 2 | 2 | 1 | 03/25/2026 | ☆ |
| 14814 | Bh Asset Management, Llc CRD 152117 | New York, NY | Wealth Manager · Small ($100M–$1B) | $136M | 95 | 96 | 2 | 07/06/2026 | ☆ |
| 14815 | 15 Equity, Llc CRD 310628 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $136M | 112 | 118 | 7 | 03/27/2026 | ☆ |
| 14816 | A J Feldman Financial, Llc CRD 154773 | Wealth Manager · Small ($100M–$1B) | $136M | 140 | 631 | 1 | 02/17/2026 | ☆ | |
| 14817 | Kassira Wealth Management, Llc CRD 165070 | Wealth Manager · Small ($100M–$1B) | $136M | 219 | 481 | 2 | 01/22/2026 | ☆ | |
| 14818 | Mcmahan Capital Management Llc CRD 109140 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $136M | 43 | 43 | 2 | 03/20/2026 | ☆ |
| 14819 | Landmark Wealth Advisors, Llc CRD 166989 | Farmington, UT | Wealth Manager · Small ($100M–$1B) | $136M | 268 | 268 | 2 | 03/11/2026 | ☆ |
| 14820 | 1 N Capital, Llc CRD 309502 | Wealth Manager · Small ($100M–$1B) | $136M | 25 | 50 | 1 | 03/19/2026 | ☆ | |
| 14821 | Veritas Wealth Management, Llc CRD 160600 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 244 | 1 | 02/09/2026 | ☆ |
| 14822 | Loretta Nolan Associates, Llc CRD 126468 | Old Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $136M | 56 | 126 | 1 | 01/18/2026 | ☆ |
| 14823 | Financial Management Associates, Llc CRD 327502 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $136M | 343 | 344 | 3 | 03/17/2026 | ☆ |
| 14824 | Luma Capital Llc CRD 119576 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $136M | 72 | 72 | 2 | 03/31/2026 | ☆ |
| 14825 | East Rock Financial Services, Llc CRD 147949 | Wealth Manager · Small ($100M–$1B) | $136M | 39 | 190 | 4 | 03/02/2026 | ☆ | |
| 14826 | Fairlight Advisors Llc CRD 305352 | San Francisco, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $136M | 42 | 102 | 4 | 08/03/2026 | ☆ |
| 14827 | Bright Portfolios, Llc CRD 288605 | Lee's Summit, MO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $136M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 14828 | Fr Financial Advisors Llc CRD 135980 | Coral Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $136M | 137 | 310 | 2 | 03/24/2026 | ☆ |
| 14829 | Hot Creek Capital, L.L.C. CRD 162371 | Kirkland, WA | Private Fund Manager · Small ($100M–$1B) | $136M | 1 | 1 | 2 | 02/05/2026 | ☆ |
| 14830 | Hepworth Equity Partners, Llc CRD 145774 | Wealth Manager · Small ($100M–$1B) | $136M | 421 | 421 | 2 | 03/10/2026 | ☆ | |
| 14831 | Morningside Asset Management Llc CRD 268789 | Wilmington, DE | Institutional / Pension Advisor · Small ($100M–$1B) | $136M | 7 | 8 | 4 | 05/22/2026 | ☆ |
| 14832 | Cassilly Financial Group, Llc CRD 300672 | Severna Park, MD | Insurance-Affiliated · Small ($100M–$1B) | $136M | 188 | 595 | 2 | 02/27/2026 | ☆ |
| 14833 | Canaccord Genuity Wealth Management (Usa) Inc. CRD 7449 | Vancouver, Bc | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $135M | 80 | 114 | 32 | 06/30/2026 | ☆ |
| 14834 | Revo Financial, Llc CRD 172646 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $135M | 166 | 299 | 3 | 06/02/2026 | ☆ |
| 14835 | Dover Investment Advisory Corporation CRD 123499 | Wealth Manager · Small ($100M–$1B) | $135M | 45 | 45 | 1 | 11/12/2025 | ☆ | |
| 14836 | Global Financial Planning Group, Llc CRD 114803 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $135M | 235 | 566 | 5 | 07/16/2026 | ☆ |
| 14837 | Allegro Mineral Partners Llc CRD 324740 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $135M | 7 | 7 | 17 | 05/19/2026 | ☆ |
| 14838 | Keller Financial Group, Inc. CRD 328195 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $135M | 89 | 89 | 2 | 04/30/2026 | ☆ |
| 14839 | Pathway Financial Solutions, Inc. CRD 340594 | Salina, KS | Wealth Manager · Small ($100M–$1B) | $135M | 309 | 730 | 4 | 07/07/2026 | ☆ |
| 14840 | Light Capital Llc CRD 323373 | Santa Monica, CA | Multi-Family Office · Small ($100M–$1B) | $135M | 13 | 170 | 2 | 03/31/2026 | ☆ |
| 14841 | Fogarty Wealth Management, Inc. CRD 283998 | Missouri City, TX | Wealth Manager · Small ($100M–$1B) | $135M | 150 | 339 | 1 | 03/06/2026 | ☆ |
| 14842 | Chicago Capital Management Advisors, Llc CRD 123483 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $135M | 620 | 618 | 20 | 03/25/2026 | ☆ |
| 14843 | Heights Point Management, Lp CRD 313849 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $135M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14844 | Sparrow Wealth Management, Inc. CRD 152670 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $135M | 64 | 224 | 1 | 02/20/2026 | ☆ |
| 14845 | Crystal Cove Asset Management, Llc CRD 289810 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $135M | 91 | 280 | 2 | 03/16/2026 | ☆ |
| 14846 | Dreamers Management Llc CRD 299919 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $135M | 1 | 1 | 7 | 03/27/2026 | ☆ |
| 14847 | Lightsmith Climate Resilience Management Llc CRD 307933 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $135M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 14848 | Ia Private Wealth (Usa) Inc. CRD 322127 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $135M | 199 | 292 | 131 | 03/26/2026 | ☆ |
| 14849 | Kult Wealth Management Group, Llc CRD 126740 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $135M | 69 | 69 | 2 | 02/04/2026 | ☆ |
| 14850 | Psc Financial Llc CRD 172054 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $135M | 111 | 228 | 3 | 03/20/2026 | ☆ |