Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14801 | Fsam Llc CRD 287851 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $138M | 158 | 158 | 14 | 08/03/2026 | ☆ |
| 14802 | Cmg Wealth Advisors Llc CRD 340600 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $138M | 1,058 | 1,747 | 5 | 09/09/2026 | ☆ |
| 14803 | Garrison Bradford & Associates Inc CRD 105603 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $138M | 92 | 96 | 3 | 03/31/2026 | ☆ |
| 14804 | Stratton Capital Investment Advisory Llc CRD 307491 | New York, NY | Wealth Manager · Small ($100M–$1B) | $138M | 663 | 643 | 13 | 06/04/2026 | ☆ |
| 14805 | Wildes Financial Strategies, Inc CRD 289496 | Georgetown, SC | Wealth Manager · Small ($100M–$1B) | $138M | 422 | 980 | 8 | 07/23/2026 | ☆ |
| 14806 | Maya Advisors, Inc. CRD 144325 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $138M | 39 | 157 | 1 | 05/12/2026 | ☆ |
| 14807 | Paragon Investing, Llc CRD 310897 | Wealth Manager · Small ($100M–$1B) | $138M | 184 | 445 | 3 | 08/03/2026 | ☆ | |
| 14808 | Clark, Robert O. CRD 121288 | Annapolis, MD | Insurance-Affiliated · Small ($100M–$1B) | $138M | 169 | 303 | 1 | 03/06/2026 | ☆ |
| 14809 | Mark Bell Advisory Services, Inc. CRD 107114 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $138M | 27 | 90 | 1 | 03/25/2026 | ☆ |
| 14810 | Calamita Wealth Management Inc. CRD 153316 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $138M | 110 | 391 | 4 | 07/20/2026 | ☆ |
| 14811 | Burr Financial Services, Llc CRD 323114 | Wealth Manager · Small ($100M–$1B) | $138M | 159 | 314 | 3 | 03/02/2026 | ☆ | |
| 14812 | Arbor Wealth Management, Llc CRD 168774 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $138M | 111 | 331 | 2 | 03/13/2026 | ☆ |
| 14813 | Tano Capital, Llc CRD 160367 | San Mateo, CA | Investment Adviser · Small ($100M–$1B) | $138M | 2 | 2 | 1 | 03/24/2026 | ☆ |
| 14814 | Diversified Wealth Advisors, Llc CRD 311903 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $138M | 408 | 691 | 5 | 09/30/2026 | ☆ |
| 14815 | N CRD 146943 | Wealth Manager · Small ($100M–$1B) | $138M | 91 | 314 | 2 | 06/12/2025 | ☆ | |
| 14816 | Giving Tree Wealth Advisors CRD 312361 | San Ramon, CA | Insurance-Affiliated · Small ($100M–$1B) | $138M | 225 | 225 | 2 | 09/10/2026 | ☆ |
| 14817 | Glassbead Capital Management Llc CRD 298816 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $138M | 7 | 29 | 3 | 08/25/2026 | ☆ |
| 14818 | Worth Financial Group Inc. CRD 13478 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $138M | 58 | 189 | 11 | 10/01/2026 | ☆ |
| 14819 | American Investment Advisors Inc CRD 104579 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $138M | 176 | 176 | 2 | 03/25/2026 | ☆ |
| 14820 | Landolt Securities, Inc. CRD 28352 | Lake Bluff, IL | Insurance-Affiliated · Small ($100M–$1B) | $138M | 198 | 301 | 14 | 06/29/2026 | ☆ |
| 14821 | Vericrest Private Wealth, Llc CRD 311111 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $138M | 109 | 401 | 2 | 03/25/2026 | ☆ |
| 14822 | Tarheel Advisors, Llc CRD 149308 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $138M | 141 | 389 | 2 | 01/28/2026 | ☆ |
| 14823 | Stock Farm Partners Llc CRD 300060 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $138M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 14824 | N CRD 154400 | Wealth Manager · Small ($100M–$1B) | $138M | 47 | 185 | 3 | 01/15/2025 | ☆ | |
| 14825 | Ashbay Capital, Llc CRD 168788 | New York,, NY | Wealth Manager · Small ($100M–$1B) | $138M | 33 | 81 | 1 | 01/06/2026 | ☆ |
| 14826 | Fien Capital Management, Llc CRD 114951 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $138M | 107 | 109 | 2 | 02/27/2026 | ☆ |
| 14827 | Apple & Associates CRD 126849 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $138M | 247 | 525 | 4 | 03/04/2026 | ☆ |
| 14828 | Prince Asset Management, Inc. CRD 141567 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $138M | 138 | 271 | 3 | 03/20/2026 | ☆ |
| 14829 | Eubank, Hutson & Associates, Llc CRD 226519 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $138M | 241 | 560 | 2 | 02/09/2026 | ☆ |
| 14830 | Pension Parameters Financial Services, Inc. CRD 110405 | Aberdeen, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $138M | 48 | 48 | 5 | 03/25/2026 | ☆ |
| 14831 | Ruggiero Investments, Inc. CRD 169180 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $138M | 399 | 767 | 5 | 03/24/2026 | ☆ |
| 14832 | Korving & Company Llc CRD 152095 | Suffolk, VA | Wealth Manager · Small ($100M–$1B) | $138M | 283 | 691 | 3 | 03/20/2026 | ☆ |
| 14833 | N CRD 299522 | Wealth Manager · Small ($100M–$1B) | $137M | 220 | 241 | 4 | 09/30/2025 | ☆ | |
| 14834 | Xxec Inc CRD 108886 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $137M | 84 | 135 | 4 | 06/04/2026 | ☆ |
| 14835 | Box Hill Private Wealth CRD 322620 | Wealth Manager · Small ($100M–$1B) | $137M | 45 | 193 | 1 | 03/11/2026 | ☆ | |
| 14836 | Michael D. Taxman Investment Management,Llc CRD 126670 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $137M | 27 | 76 | 1 | 02/03/2026 | ☆ |
| 14837 | Sustainvest Asset Management, Llc CRD 166685 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $137M | 162 | 360 | 1 | 03/26/2026 | ☆ |
| 14838 | Vision Investment Advisors, Llc CRD 109621 | Stamford, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $137M | 129 | 129 | 9 | 05/12/2026 | ☆ |
| 14839 | Keystone Wealth Management Inc. CRD 304133 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $137M | 212 | 533 | 2 | 06/05/2026 | ☆ |
| 14840 | Antipodean Advisors Llc CRD 155091 | Private Fund Manager · Small ($100M–$1B) | $137M | 1 | 1 | 2 | 03/20/2026 | ☆ | |
| 14841 | Wallender, Timothy Joseph CRD 138301 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $137M | 289 | 257 | 1 | 04/03/2026 | ☆ |
| 14842 | Johnson & Shute Investment Advisors, Inc. CRD 116667 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $137M | 74 | 74 | 2 | 08/18/2026 | ☆ |
| 14843 | Sqn Venture Partners, Llc CRD 301483 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $137M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 14844 | Argus Investors' Counsel, Inc. CRD 106981 | New York, NY | Wealth Manager · Small ($100M–$1B) | $137M | 303 | 285 | 8 | 01/26/2026 | ☆ |
| 14845 | N CRD 310137 | Wealth Manager · Small ($100M–$1B) | $137M | 104 | 333 | 5 | 06/10/2025 | ☆ | |
| 14846 | Jaras Financial Services, Inc. CRD 282126 | Wealth Manager · Small ($100M–$1B) | $137M | 190 | 308 | 1 | 02/12/2026 | ☆ | |
| 14847 | Milagre Wealth Management, Inc. CRD 309185 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $137M | 414 | 414 | 4 | 03/31/2026 | ☆ |
| 14848 | N CRD 322631 | Investment Adviser · Small ($100M–$1B) | $137M | 6 | 6 | 10 | 03/31/2025 | ☆ | |
| 14849 | 21 West Wealth Management Llc CRD 304532 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $137M | 35 | 83 | 2 | 06/30/2026 | ☆ |
| 14850 | Harger And Company, Inc. CRD 10385 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $137M | 280 | 423 | 3 | 03/27/2026 | ☆ |