Luma Capital Llc
- Regulatory AUM
- $136M
- Discretionary
- $84.8M
- Clients
- 72
- Avg AUM / client
- $1.9M
- Accounts
- 72
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $3.6M | 2.63% |
| High net worth individuals | 34 | $104M | 76.3% |
| Banking or thrift institutions | 0 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 24 | $27.4M | 20.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $0 | — |
| Charitable organizations | Fewer than 5 clients | $0 | — |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | 5 | $1.2M | 0.85% |
Private funds (21)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $20.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Luma Pep Xix | Private Equity Fund | Florida | $3.7M | 10 |
| Luma Pep Xxiii | Private Equity Fund | Florida | $3.3M | 12 |
| Luma Pep 24 | Private Equity Fund | Florida | $2.3M | 9 |
| Luma Pep 28 Llc | Private Equity Fund | Florida | $2.0M | 10 |
| Luma Pep 25 | Private Equity Fund | Florida | $2.0M | 6 |
| Luma Pep 26 | Private Equity Fund | Florida | $1.6M | 8 |
| Luma Pep 27 Llc | Private Equity Fund | Florida | $1.5M | 7 |
| Luma Pep Xviii | Private Equity Fund | Florida | $1.1M | 7 |
| Luma Pep Xvii | Private Equity Fund | Florida | $987K | 13 |
| Luma Pep Xv | Private Equity Fund | Florida | $806K | 11 |
| Luma Pep Xxi | Private Equity Fund | Florida | $618K | 12 |
| Luma Pep Xvi | Private Equity Fund | Florida | $405K | 7 |
| Luma Pep Xx | Private Equity Fund | Florida | $197K | 5 |
| Luma Pep Xii | Private Equity Fund | Florida | $88.2K | 4 |
| Luma Pep V | Private Equity Fund | Florida | $75.2K | 7 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Nicholas Keller | Chief Compliance Officer | Mar 2001 (25y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (21, $20.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Luma Pep Xix | Private Equity Fund | $3.7M | $40.0K | 10 |
| Luma Pep Xxiii | Private Equity Fund | $3.3M | $50.0K | 12 |
| Luma Pep 24 | Private Equity Fund | $2.3M | $50.0K | 9 |
| Luma Pep 28 Llc | Private Equity Fund | $2.0M | $50.0K | 10 |
| Luma Pep 25 | Private Equity Fund | $2.0M | $150K | 6 |
| Luma Pep 26 | Private Equity Fund | $1.6M | $50.0K | 8 |
| Luma Pep 27 Llc | Private Equity Fund | $1.5M | $100K | 7 |
| Luma Pep Xviii | Private Equity Fund | $1.1M | $40.0K | 7 |
| Luma Pep Xvii | Private Equity Fund | $987K | $30.0K | 13 |
| Luma Pep Xv | Private Equity Fund | $806K | $25.0K | 11 |
| Luma Pep Xxi | Private Equity Fund | $618K | $50.0K | 12 |
| Luma Pep Xvi | Private Equity Fund | $405K | $25.0K | 7 |
| Luma Pep Xx | Private Equity Fund | $197K | $50.0K | 5 |
| Luma Pep Xii | Private Equity Fund | $88.2K | $75.0K | 4 |
| Luma Pep V | Private Equity Fund | $75.2K | $50.0K | 7 |
| Luma Pep I | Private Equity Fund | $47.7K | $170K | 3 |
| Luma Pep Ix | Private Equity Fund | $32.7K | $30.0K | 11 |
| Luma Pep Xiii | Private Equity Fund | $31.0K | $50.0K | 10 |
| Luma Pep Vii | Private Equity Fund | $30.4K | $60.0K | 7 |
| Luma Pep Xiv | Private Equity Fund | $29.4K | $20.0K | 10 |
| Luma Pep Vi | Private Equity Fund | $12.6K | $50.0K | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 4.85 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $52.6M (39% of AUM) Mar 2026
- Netxinvestor $2.1M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗