Etna Capital Management Company Limited
- Regulatory AUM
- $143M
- Discretionary
- $143M
- Clients
- 3
- Avg AUM / client
- $47.8M
- Accounts
- 3
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $10.8M | 7.55% |
| Pooled investment vehicles (non-investment companies) | 2 | $132M | 92.4% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Li, Guangmi | Owner | Oct 2019 (7y) | ≈ 28.13% – 75% via Shixiang Tech Holding Limited | |
| Zhipeng, Chen | Executive Director / Pm | Jul 2021 (5y) | Less than 5% | |
| Bier, Solomon, P | Partner / Pm | Feb 2024 (3y) | Less than 5% | |
| Dziura, Michael, W | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shixiang Tech Limited | Owner | Nov 2022 | A | 75% or more |
| Shixiang Tech Holding Limited | Owner | Nov 2019 | B | ≈ 37.5% – 75% via Shixiang Tech Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Li, Guangmi: 75% – 100% of Shixiang Tech Holding Limited × 50% – 75% of Shixiang Tech Limited × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Shixiang Tech Holding Limited: 50% – 75% of Shixiang Tech Limited × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • INVESTMENT RESEARCH SERVICES
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗