Vcp Financial Llc
- Regulatory AUM
- $143M
- Discretionary
- $73.1M
- Clients
- 411
- Avg AUM / client
- $347K
- Accounts
- 411
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $14.4M | 10.1% |
| High net worth individuals | 252 | $97.2M | 68.2% |
| Pension and profit sharing plans | 11 | $5.8M | 4.04% |
| Corporations and other businesses | 15 | $25.2M | 17.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Honigman Llp Income Deferral And Profit Sharing Plan Honigman Llp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Spiegel | Managing Member | Jun 2013 (13y) | 25% – 50% | |
| Gaurav Chand Lall | Managing Member | Jun 2013 (13y) | 25% – 50% | |
| Tamir Shabat | Managing Member, Chief Compliance Officer | Jul 2019 (7y) | 25% – 50% | |
| Joseph John Orlando | Registered representative | Aug 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Honigman Llp Income Deferral And Profit Sharing Plan | Honigman Llp | 671 | $402M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $143M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗