Optima Capital Management Llc
- Regulatory AUM
- $150M
- Discretionary
- $150M
- Clients
- 215
- Avg AUM / client
- $699K
- Accounts
- 427
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $59.9M | 39.8% |
| High net worth individuals | 36 | $70.4M | 46.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $20.1M | 13.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Black Hills Corporation 401(k) Retirement Savings Plan Black Hills Corporation | 2024 | |
| O'neill Healthcare 401(k) Plan O'neill Management, Llc | 2024 | |
| Crown Castle Inc. 401(k) Plan Crown Castle Inc. | 2024 | |
| The 401(k) Plan For Permanente Medical Groups Southern California Permanente Medical Group | 2024 | |
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 | |
| Hntb Ownership Plan Hntb Holdings Ltd. | 2024 | |
| Hntb Retirement And Savings Plan Hntb Holdings Ltd. | 2024 | |
| Black & Veatch Retirement Program Bvh, Inc. | 2024 | |
| Humana Retirement Savings Plan Humana Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Elliott | Registered representative | Nov 2019 (7y) | ||
| Todd Michael Bendell | Registered representative | CFP | Nov 2019 (7y) | |
| Clinton Craig Steinhoff | Registered representative | May 2021 (5y) | ||
| Alexander Cole Pehar | Registered representative | Feb 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Black Hills Corporation 401(k) Retirement Savings Plan | Black Hills Corporation | 2,830 | $811M | 01/01/2024 |
| O'neill Healthcare 401(k) Plan | O'neill Management, Llc | 965 | $18.1M | 01/01/2024 |
| Crown Castle Inc. 401(k) Plan | Crown Castle Inc. | 3,947 | $1.1B | 01/01/2024 |
| The 401(k) Plan For Permanente Medical Groups | Southern California Permanente Medical Group | 18,579 | $6.5B | 01/01/2024 |
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
| Hntb Ownership Plan | Hntb Holdings Ltd. | 6,881 | $2.2B | 01/01/2024 |
| Hntb Retirement And Savings Plan | Hntb Holdings Ltd. | 6,881 | $623M | 01/01/2024 |
| Black & Veatch Retirement Program | Bvh, Inc. | 7,022 | $3.0B | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $130M (87% of AUM) Apr 2026
- Stancorp Investment Advisors $20.1M (13% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗