Wellspring Advisors, Inc.
- Regulatory AUM
- $152M
- Discretionary
- $152M
- Clients
- 271
- Avg AUM / client
- $562K
- Accounts
- 717
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 225 | $70.2M | 46.1% |
| High net worth individuals | 46 | $81.1M | 53.3% |
| Pension and profit sharing plans | 0 | $29.3K | 0.02% |
| Charitable organizations | Fewer than 5 clients | $890K | 0.58% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Third And Oak Corporation EIN 310986103 | Louisville, KY | 06/30/2025 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allen, Gregory, Scott | Chief Compliance Officer, Owner | Jul 2023 (3y) | 75% or more | |
| Christopher Edward Paul Pawlowski | Registered representative | CFP | Oct 2020 (6y) | |
| Scott Denis Abrahamson | Registered representative | CFP | Oct 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Third And Oak Corporation | Public charity | $11.8M | 06/30/2025 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $143M (94% of AUM) Mar 2026
- Assetmark Brokerage, Llc $36.1M (34% of AUM) Jan 2021
- American Funds Distributors, Inc. $10.1M (5% of AUM) Mar 2024
- Capital Group $9.4M (6% of AUM) Mar 2026
- LPL Financial $6.1M (6% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗