Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14201 | Elm Ridge Management, Llc CRD 154508 | Briarcliff Manor, NY | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 1 | 2 | 03/20/2026 | ☆ |
| 14202 | Walk On Capital, Llc CRD 331407 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $155M | 2 | 2 | 9 | 03/31/2026 | ☆ |
| 14203 | Ivy Evergreen, Llc CRD 324430 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $155M | 4 | 4 | 13 | 05/29/2026 | ☆ |
| 14204 | Merrithew & Thorsten, Inc. CRD 133563 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $155M | 125 | 372 | 2 | 02/10/2026 | ☆ |
| 14205 | Heritage Asset Management, Llc CRD 323344 | Belton, MO | Wealth Manager · Small ($100M–$1B) | $155M | 749 | 1,293 | 2 | 01/29/2026 | ☆ |
| 14206 | Impact Fiduciary Llc CRD 288345 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $155M | 174 | 705 | 3 | 07/28/2026 | ☆ |
| 14207 | Arthedge Capital Management, Llc CRD 151181 | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 1 | 2 | 03/18/2026 | ☆ | |
| 14208 | N CRD 167772 | Private Fund Manager · Small ($100M–$1B) | $155M | 4 | 4 | 6 | 03/28/2025 | ☆ | |
| 14209 | Decision Investments, Inc. CRD 145073 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $155M | 135 | 324 | 3 | 03/16/2026 | ☆ |
| 14210 | Broadview Wealth Management, Llc CRD 174429 | Wealth Manager · Small ($100M–$1B) | $155M | 74 | 78 | 1 | 04/03/2026 | ☆ | |
| 14211 | Vega Capital Group Llc CRD 129494 | Wealth Manager · Small ($100M–$1B) | $155M | 65 | 127 | 2 | 03/19/2026 | ☆ | |
| 14212 | Vitral Advisors Llc CRD 294631 | Investment Adviser · Small ($100M–$1B) | $155M | 159 | 159 | 5 | 03/30/2026 | ☆ | |
| 14213 | Rbg Wealth Advisors Llc CRD 319486 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $155M | 80 | 329 | 4 | 03/17/2026 | ☆ |
| 14214 | Lake Avenue Financial Llc CRD 315746 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $155M | 294 | 731 | 5 | 03/23/2026 | ☆ |
| 14215 | Butler Financial Services, Inc. CRD 118244 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $155M | 62 | 309 | 4 | 03/27/2026 | ☆ |
| 14216 | Capital Achievements, Llc CRD 291108 | Wealth Manager · Small ($100M–$1B) | $155M | 41 | 170 | 1 | 01/14/2026 | ☆ | |
| 14217 | Elevage Partners, Llc CRD 158386 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $155M | 368 | 790 | 8 | 03/27/2026 | ☆ |
| 14218 | Lynx Capital, Llc CRD 306282 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $155M | 6 | 6 | 6 | 03/31/2026 | ☆ |
| 14219 | Darby Overseas Partners, L.P. CRD 160799 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $154M | 5 | 5 | 2 | 09/16/2026 | ☆ |
| 14220 | Union Square Park Capital Management, Llc CRD 175471 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $154M | 1 | 1 | 2 | 03/23/2026 | ☆ |
| 14221 | Tectonic Capital Advisors, Llc CRD 339604 | Houston, TX | Multi-Family Office · Small ($100M–$1B) | $154M | 3 | 48 | 3 | 03/31/2026 | ☆ |
| 14222 | Diversified Planning Strategies Advisors Llc CRD 321737 | Roseland, NJ | Wealth Manager · Small ($100M–$1B) | $154M | 364 | 709 | 6 | 07/28/2026 | ☆ |
| 14223 | Jjsa Advisors, Ltd. CRD 116460 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $154M | 218 | 587 | 2 | 03/12/2026 | ☆ |
| 14224 | Long Short Advisors, Llc CRD 153632 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $154M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 14225 | Quish & Co. Llc CRD 146212 | Boulder, CO | Multi-Family Office · Small ($100M–$1B) | $154M | 14 | 13 | 1 | 03/13/2026 | ☆ |
| 14226 | Newbury Capital Management, Llc CRD 148516 | South Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $154M | 437 | 437 | 5 | 03/12/2026 | ☆ |
| 14227 | Winchester Asset Management, Llc CRD 322300 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $154M | 4 | 4 | 2 | 03/30/2026 | ☆ |
| 14228 | First Source Investment Partners, Llc CRD 322893 | Lone Tree, CO | Wealth Manager · Small ($100M–$1B) | $154M | 220 | 461 | 4 | 03/20/2026 | ☆ |
| 14229 | Bluebird Wealth Management Llc CRD 293420 | Medfield, MA | Wealth Manager · Small ($100M–$1B) | $154M | 112 | 255 | 3 | 09/10/2026 | ☆ |
| 14230 | Mct Entertainment Advisors Llc CRD 328135 | West Hollywood, CA | Investment Adviser · Small ($100M–$1B) | $154M | 3 | 3 | 7 | 03/31/2026 | ☆ |
| 14231 | Forrest Financial Services L.L.C. CRD 117546 | Windsor Heights, IA | Wealth Manager · Small ($100M–$1B) | $154M | 100 | 400 | 2 | 03/11/2026 | ☆ |
| 14232 | Maggi Investment Services, Llc CRD 156856 | Oldmar, FL | Wealth Manager · Small ($100M–$1B) | $154M | 515 | 515 | 3 | 07/21/2026 | ☆ |
| 14233 | Solpacific, Llc CRD 315184 | Duluth, MN | Private Fund Manager · Small ($100M–$1B) | $154M | 2 | 2 | 8 | 03/31/2026 | ☆ |
| 14234 | Millennium Investment Services CRD 108744 | Van Nuys, CA | Wealth Manager · Small ($100M–$1B) | $154M | 134 | 227 | 3 | 03/13/2026 | ☆ |
| 14235 | Atfs Advisers Llc CRD 324191 | Wealth Manager · Small ($100M–$1B) | $154M | 48 | 52 | 8 | 07/24/2026 | ☆ | |
| 14236 | N CRD 160505 | Private Fund Manager · Small ($100M–$1B) | $154M | 6 | 6 | 6 | 03/26/2026 | ☆ | |
| 14237 | Western Growers Financial Services, Inc. CRD 115115 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $154M | 303 | 303 | 3 | 10/01/2026 | ☆ |
| 14238 | Uptown Financial Advisors Llc CRD 171401 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $154M | 140 | 250 | 2 | 03/06/2026 | ☆ |
| 14239 | Shining Rock Advisors Llc CRD 311295 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $154M | 26 | 93 | 2 | 03/16/2026 | ☆ |
| 14240 | S & S Wealth Management, L.P. CRD 130652 | Grand Prairie, TX | Wealth Manager · Small ($100M–$1B) | $154M | 315 | 790 | 3 | 04/01/2026 | ☆ |
| 14241 | Prien Asset Management, Llc CRD 296462 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $154M | 290 | 290 | 5 | 03/24/2026 | ☆ |
| 14242 | Trails Edge Wealth Advisers, Llc CRD 299466 | Wealth Manager · Small ($100M–$1B) | $154M | 60 | 60 | 2 | 09/03/2026 | ☆ | |
| 14243 | Maiden Cove Capital, Llc CRD 312478 | Yarmouth, ME | Wealth Manager · Small ($100M–$1B) | $154M | 52 | 162 | 3 | 10/02/2026 | ☆ |
| 14244 | Worthington Financial Partners Llc CRD 312951 | Worthington, OH | Insurance-Affiliated · Small ($100M–$1B) | $154M | 336 | 336 | 6 | 03/25/2026 | ☆ |
| 14245 | Platt Investment Counsel, Llc CRD 118737 | Wealth Manager · Small ($100M–$1B) | $154M | 145 | 382 | 1 | 03/05/2026 | ☆ | |
| 14246 | Gea Sphere, Llc CRD 152001 | Cranston, RI | Insurance-Affiliated · Small ($100M–$1B) | $154M | 324 | 618 | 3 | 08/10/2026 | ☆ |
| 14247 | Graver Capital Management, Llc CRD 312515 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $154M | 186 | 544 | 4 | 02/04/2026 | ☆ |
| 14248 | Alessandra Capital Management, Llc CRD 123305 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $154M | 174 | 302 | 3 | 03/31/2026 | ☆ |
| 14249 | R.H. Dinel Investment Counsel,Inc. CRD 106688 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $154M | 25 | 25 | 2 | 03/20/2026 | ☆ |
| 14250 | Wise Wealth Partners, Llc CRD 311639 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $153M | 129 | 210 | 2 | 03/03/2026 | ☆ |