Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14151 | Covey Capital Advisors, Llc CRD 151978 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $156M | 28 | 36 | 1 | 02/03/2026 | ☆ |
| 14152 | Eltura Capital Management, Llc CRD 318320 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $156M | 7 | 7 | 6 | 06/24/2026 | ☆ |
| 14153 | 401 K Generation CRD 154279 | Altamonte Springs,, FL | Wealth Manager · Small ($100M–$1B) | $156M | 158 | 161 | 35 | 03/24/2026 | ☆ |
| 14154 | Sportsology Capital Partners, L.P. CRD 328226 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 6 | 06/29/2026 | ☆ |
| 14155 | Jk Private Wealth, Llc CRD 305987 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $156M | 115 | 465 | 2 | 03/03/2026 | ☆ |
| 14156 | Spyglass Investment Management Corporation CRD 122594 | Terre Haute, IN | Wealth Manager · Small ($100M–$1B) | $156M | 526 | 789 | 3 | 03/16/2026 | ☆ |
| 14157 | Jts Fund Advisors, Llc CRD 283677 | Waco, TX | Private Fund Manager · Small ($100M–$1B) | $156M | 6 | 6 | 11 | 03/30/2026 | ☆ |
| 14158 | Pinnacle Asset Management Group, Corporation (Inc.) CRD 109965 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $156M | 240 | 281 | 2 | 03/25/2026 | ☆ |
| 14159 | Oregon Pacific Wealth Management, Llc CRD 283958 | Medford, OR | Wealth Manager · Small ($100M–$1B) | $156M | 272 | 530 | 5 | 09/30/2026 | ☆ |
| 14160 | Pearl Wealth Llc CRD 299508 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $156M | 116 | 337 | 3 | 08/20/2026 | ☆ |
| 14161 | Trellus Management Company, Llc CRD 137537 | Delray Beach, FL | Private Fund Manager · Small ($100M–$1B) | $156M | 2 | 2 | 5 | 04/28/2026 | ☆ |
| 14162 | N CRD 140991 | Wealth Manager · Small ($100M–$1B) | $156M | 78 | 260 | 1 | 03/24/2026 | ☆ | |
| 14163 | Quantitative Financial Strategies Llc CRD 331416 | Wealth Manager · Small ($100M–$1B) | $156M | 27 | 114 | 3 | 08/10/2026 | ☆ | |
| 14164 | My Wealth Management, Inc. CRD 168566 | Germantown, MD | Wealth Manager · Small ($100M–$1B) | $156M | 115 | 298 | 2 | 07/02/2026 | ☆ |
| 14165 | Peak Wealth Management Llc CRD 281036 | Nashua, NH | Wealth Manager · Small ($100M–$1B) | $156M | 208 | 465 | 3 | 01/28/2026 | ☆ |
| 14166 | Johnson Dunn Capital Advisors, Inc. CRD 320849 | Wealth Manager · Small ($100M–$1B) | $156M | 72 | 184 | 1 | 07/16/2026 | ☆ | |
| 14167 | Waycross Gp, Llc CRD 339521 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 12 | 02/25/2026 | ☆ |
| 14168 | Burke & Herbert Wealth Services, Llc CRD 340285 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $156M | 237 | 541 | 4 | 04/22/2026 | ☆ |
| 14169 | Pc3 Partners, Llc CRD 339659 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $156M | 3 | 3 | 5 | 05/04/2026 | ☆ |
| 14170 | N CRD 114641 | Wealth Manager · Small ($100M–$1B) | $156M | 309 | 718 | 2 | 02/27/2026 | ☆ | |
| 14171 | Indelible Wealth Group Llc CRD 166864 | Wealth Manager · Small ($100M–$1B) | $156M | 160 | 486 | 5 | 02/05/2026 | ☆ | |
| 14172 | Brandywine Asset Management, Inc CRD 307564 | Thornton, PA | Private Fund Manager · Small ($100M–$1B) | $156M | 2 | 2 | 5 | 06/15/2026 | ☆ |
| 14173 | Team Hays Inc. CRD 324992 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $156M | 137 | 151 | 6 | 04/06/2026 | ☆ |
| 14174 | Kaizen Retirement Plan Advisors, Llc CRD 289238 | Institutional / Pension Advisor · Small ($100M–$1B) | $156M | 26 | 26 | 1 | 02/20/2026 | ☆ | |
| 14175 | Taurum Retirement Partners, Llc CRD 282017 | Mesa, AZ | Insurance-Affiliated · Small ($100M–$1B) | $156M | 127 | 422 | 2 | 03/25/2026 | ☆ |
| 14176 | Mcgrath & Associates, Inc. CRD 121197 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $156M | 268 | 701 | 3 | 04/02/2026 | ☆ |
| 14177 | Gervais Capital Management, Llc CRD 299347 | Wilson, WY | Wealth Manager · Small ($100M–$1B) | $156M | 46 | 181 | 1 | 06/24/2026 | ☆ |
| 14178 | Lipper Advisory Services Inc CRD 107283 | Investment Adviser · Small ($100M–$1B) | $156M | 20 | 24 | 3 | 03/20/2026 | ☆ | |
| 14179 | Unify Financial Llc CRD 324120 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $156M | 196 | 567 | 3 | 04/16/2026 | ☆ |
| 14180 | Natural Bridges Financial Advisors Llc CRD 148056 | Santa Cruz, CA | Wealth Manager · Small ($100M–$1B) | $156M | 80 | 319 | 3 | 06/10/2026 | ☆ |
| 14181 | Phoenix Capital Realty Advisors, Llc CRD 161129 | Addison, TX | Private Fund Manager · Small ($100M–$1B) | $156M | 1 | 1 | 19 | 03/31/2026 | ☆ |
| 14182 | Personal Financial Solutions, Llc CRD 129095 | Manasquan, NJ | Wealth Manager · Small ($100M–$1B) | $156M | 131 | 405 | 2 | 04/15/2026 | ☆ |
| 14183 | Live Oak Wealth Advisory Group, Llc CRD 154962 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $155M | 98 | 293 | 5 | 09/25/2026 | ☆ |
| 14184 | N CRD 126411 | Wealth Manager · Small ($100M–$1B) | $155M | 321 | 321 | 2 | 03/28/2025 | ☆ | |
| 14185 | Guggenheim Investments Loan Advisors, Llc CRD 339528 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 10 | 07/30/2026 | ☆ |
| 14186 | N CRD 143654 | Wealth Manager · Small ($100M–$1B) | $155M | 115 | 292 | 3 | 05/28/2025 | ☆ | |
| 14187 | N CRD 160308 | Private Fund Manager · Small ($100M–$1B) | $155M | 27 | 27 | 6 | 03/24/2025 | ☆ | |
| 14188 | Herndon Plant Oakley Ltd CRD 44971 | Corpus Christi, TX | Insurance-Affiliated · Small ($100M–$1B) | $155M | 141 | 286 | 3 | 08/21/2026 | ☆ |
| 14189 | M & A Consulting Group, Llc CRD 286078 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $155M | 151 | 623 | 3 | 03/05/2026 | ☆ |
| 14190 | Ethos Capital Management, Inc. CRD 313145 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $155M | 181 | 463 | 4 | 04/16/2026 | ☆ |
| 14191 | Bannerstone Capital Management, Llc CRD 147447 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $155M | 106 | 549 | 3 | 03/16/2026 | ☆ |
| 14192 | Infinium Investment Advisors, Llc CRD 149123 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $155M | 115 | 401 | 2 | 09/17/2026 | ☆ |
| 14193 | Bp Asset Management Inc. CRD 328276 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $155M | 1 | 3 | 3 | 03/26/2026 | ☆ |
| 14194 | Grp Financial Services, Llc CRD 333183 | Farmingdale, ME | Wealth Manager · Small ($100M–$1B) | $155M | 846 | 1,972 | 16 | 01/26/2026 | ☆ |
| 14195 | Rhl Group, Llc CRD 330716 | Holly, MI | Insurance-Affiliated · Small ($100M–$1B) | $155M | 351 | 878 | 6 | 09/21/2026 | ☆ |
| 14196 | Bria Capital Group, Llc CRD 175258 | Wesley Chapel, FL | Wealth Manager · Small ($100M–$1B) | $155M | 311 | 312 | 5 | 10/01/2026 | ☆ |
| 14197 | Quartus Investment Advisors Llc CRD 287597 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 1 | 05/06/2026 | ☆ |
| 14198 | Diversified Partners Inc CRD 109570 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $155M | 3 | 3 | 3 | 03/30/2026 | ☆ |
| 14199 | Bellwether Investment Group, Llc CRD 148114 | Hixson, TN | Insurance-Affiliated · Small ($100M–$1B) | $155M | 313 | 670 | 6 | 02/10/2026 | ☆ |
| 14200 | Richwood Investment Advisors, Llc CRD 153550 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $155M | 156 | 449 | 1 | 03/19/2026 | ☆ |