Water Valley Investment Advisors, Inc.
- Regulatory AUM
- $157M
- Discretionary
- $157M
- Clients
- 167
- Avg AUM / client
- $941K
- Accounts
- 167
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $30.9M | 19.7% |
| High net worth individuals | 44 | $107M | 68.0% |
| Pension and profit sharing plans | 3 | $6.7M | 4.24% |
| Charitable organizations | 6 | $9.4M | 5.99% |
| Corporations and other businesses | 6 | $3.4M | 2.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vector 401(k) Plan And Trust Vector Construction, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dorr, Kurt, Henry | Secretary/Treasurer/Chief Compliance Officer | Feb 1998 (29y) | 50% – 75% | |
| Philip Melvin Dorr | President | May 2001 (25y) | 50% – 75% | |
| Kevin Jay Gesink | Registered representative | CFA | Oct 2000 (26y) | |
| Ben H. Gesink | Registered representative | CFP | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vector 401(k) Plan And Trust | Vector Construction, Inc. | 87 | $7.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $117M (75% of AUM) Jul 2026
- Tiaa Cref Trust Company, Fsb $8.0M (5% of AUM) Jul 2026
- Tiaa/Cref $8.0M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗