Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13701 | Prairie View Wealth Partners Llc CRD 341361 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $171M | 42 | 186 | 3 | 08/06/2026 | ☆ |
| 13702 | Cain Capital L.L.C. CRD 113592 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $171M | 24 | 92 | 4 | 10/01/2026 | ☆ |
| 13703 | Wilsquare Capital Llc CRD 296504 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $171M | 2 | 2 | 10 | 03/09/2026 | ☆ |
| 13704 | Harbor Ithaka Wm, Llc CRD 170580 | Aventura, FL | Private Fund Manager · Small ($100M–$1B) | $171M | 43 | 70 | 7 | 03/31/2026 | ☆ |
| 13705 | Hayden Harper Wealth Advisory, Llc CRD 152091 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $171M | 78 | 203 | 7 | 03/26/2026 | ☆ |
| 13706 | Hegarty Advisors, Llc CRD 306342 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $171M | 101 | 431 | 2 | 01/13/2026 | ☆ |
| 13707 | Peb Capital Management Llc CRD 315241 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $171M | 169 | 461 | 3 | 02/18/2026 | ☆ |
| 13708 | Yandell Investments, Llc CRD 332642 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $171M | 115 | 337 | 2 | 08/25/2026 | ☆ |
| 13709 | Cohesion Wealth Management, Llc CRD 308980 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $171M | 395 | 199 | 5 | 09/18/2026 | ☆ |
| 13710 | Wealth Engineering, Llc CRD 128549 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $171M | 56 | 219 | 1 | 02/24/2026 | ☆ |
| 13711 | Rwr Investments Llc CRD 157966 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $171M | 9 | 9 | 4 | 05/07/2026 | ☆ |
| 13712 | Payne Capital Llc CRD 329458 | Wealth Manager · Small ($100M–$1B) | $171M | 49 | 201 | 3 | 02/09/2026 | ☆ | |
| 13713 | Joseph Advisory Services, Llc CRD 324475 | El Paso, TX | Private Fund Manager · Small ($100M–$1B) | $171M | 8 | 8 | 1 | 03/24/2026 | ☆ |
| 13714 | Rmr Capital Management Llc CRD 285334 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $171M | 72 | 207 | 1 | 02/24/2026 | ☆ |
| 13715 | Toberman Becker Wealth, Llc CRD 310346 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $171M | 102 | 473 | 3 | 05/22/2026 | ☆ |
| 13716 | Marin Capital Management, Llc CRD 136075 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $171M | 85 | 392 | 7 | 08/04/2026 | ☆ |
| 13717 | Seamans Capital Management, Llc CRD 118404 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $171M | 44 | 44 | 9 | 03/31/2026 | ☆ |
| 13718 | Proactive Capital Management, Inc. CRD 297791 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $171M | 272 | 610 | 3 | 01/22/2026 | ☆ |
| 13719 | Denarius Capital Advisors Inc. CRD 164597 | Santa Clara, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $171M | 274 | 274 | 3 | 06/10/2026 | ☆ |
| 13720 | Taylor Wealth Management, Llc CRD 132955 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $171M | 63 | 226 | 1 | 02/11/2026 | ☆ |
| 13721 | Igw Advisory Investment Management Llc CRD 333479 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $171M | 29 | 29 | 7 | 08/28/2026 | ☆ |
| 13722 | North Shore Investment Consulting Llc CRD 131763 | Wilmette, IL | Wealth Manager · Small ($100M–$1B) | $171M | 103 | 300 | 1 | 02/27/2026 | ☆ |
| 13723 | Pacesetter Financial Group, L.L.C. CRD 123287 | Lincoln, IL | Wealth Manager · Small ($100M–$1B) | $170M | 371 | 766 | 10 | 09/15/2026 | ☆ |
| 13724 | Patrick Financial Group, L.L.C. CRD 124610 | Brighton, MI | Insurance-Affiliated · Small ($100M–$1B) | $170M | 607 | 603 | 2 | 03/31/2026 | ☆ |
| 13725 | Allison Investment Management, Llc CRD 124645 | Columbia, SC | Insurance-Affiliated · Small ($100M–$1B) | $170M | 100 | 291 | 2 | 07/09/2026 | ☆ |
| 13726 | Cirrus Capital Llc CRD 288297 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $170M | 333 | 893 | 6 | 08/17/2026 | ☆ |
| 13727 | West End Wealth Management, Llc CRD 234791 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $170M | 53 | 151 | 2 | 02/23/2026 | ☆ |
| 13728 | Redwood Park Advisors, Llc CRD 307958 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $170M | 122 | 299 | 3 | 03/19/2026 | ☆ |
| 13729 | Mount Lucas Index Advisers Llc CRD 310820 | Newtown, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 1 | 1 | 0 | 03/30/2026 | ☆ |
| 13730 | Hoplon Asset Management, L.P. CRD 318798 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 7 | 06/15/2026 | ☆ |
| 13731 | Zeit Capital Llc CRD 150149 | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 205 | 1 | 03/17/2026 | ☆ | |
| 13732 | G. Dewayne Mcanally, Llc CRD 118511 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $170M | 399 | 904 | 6 | 03/24/2026 | ☆ |
| 13733 | N CRD 114843 | Wealth Manager · Small ($100M–$1B) | $170M | 98 | 498 | 1 | 03/31/2025 | ☆ | |
| 13734 | Oxford Capital Management, Inc. CRD 118359 | Richm0 Nd, VA | Wealth Manager · Small ($100M–$1B) | $170M | 29 | 120 | 2 | 02/20/2026 | ☆ |
| 13735 | Larimer Capital Corp CRD 18189 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $170M | 101 | 330 | 4 | 03/04/2026 | ☆ |
| 13736 | Gts Financial, Llc CRD 310222 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $170M | 170 | 714 | 6 | 03/17/2026 | ☆ |
| 13737 | Kuhn Capital Partners, Llc CRD 283028 | Oak Brook, IL | Insurance-Affiliated · Small ($100M–$1B) | $170M | 271 | 271 | 5 | 03/31/2026 | ☆ |
| 13738 | Focus 401 (K) Group, Llc CRD 172217 | Addison, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $170M | 27 | 27 | 2 | 01/14/2026 | ☆ |
| 13739 | Del Mar Wealth Management Inc CRD 175022 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 263 | 3 | 03/27/2026 | ☆ |
| 13740 | Stillpoint Investments Lp CRD 318718 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 6 | 03/04/2026 | ☆ |
| 13741 | Stone House Capital Management, Llc CRD 167094 | Bay Harbor Islands, FL | Private Fund Manager · Small ($100M–$1B) | $170M | 2 | 2 | 2 | 03/26/2026 | ☆ |
| 13742 | Tactical Fund Advisors, Llc CRD 298049 | Cincinnati, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 4 | 4 | 7 | 04/08/2026 | ☆ |
| 13743 | Ot Financial, Llc CRD 170738 | Troy, OH | Wealth Manager · Small ($100M–$1B) | $170M | 113 | 240 | 2 | 03/16/2026 | ☆ |
| 13744 | Embarcadero Financial Investment Advisory, Llc CRD 140929 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $170M | 166 | 383 | 4 | 03/11/2026 | ☆ |
| 13745 | Titanium Advisors, Llc CRD 153943 | Franklin, MA | Wealth Manager · Small ($100M–$1B) | $170M | 48 | 242 | 1 | 02/11/2026 | ☆ |
| 13746 | Chartist Inc CRD 105072 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $170M | 426 | 426 | 2 | 05/15/2026 | ☆ |
| 13747 | Pathmont, Llc CRD 299217 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $170M | 28 | 64 | 1 | 05/19/2026 | ☆ |
| 13748 | Family Cfo, Llc CRD 108891 | Wealth Manager · Small ($100M–$1B) | $170M | 46 | 164 | 2 | 03/31/2026 | ☆ | |
| 13749 | N CRD 121388 | Wealth Manager · Small ($100M–$1B) | $170M | 37 | 182 | 1 | 02/11/2026 | ☆ | |
| 13750 | Leatherback Investments Llc CRD 299608 | Lakewood, NJ | Endowment & Foundation Advisor · Small ($100M–$1B) | $170M | 12 | 23 | 3 | 03/12/2026 | ☆ |