Leatherback Investments Llc
- Regulatory AUM
- $170M
- Discretionary
- $113M
- Clients
- 12
- Avg AUM / client
- $14.1M
- Accounts
- 23
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $3.1M | 1.85% |
| Pension and profit sharing plans | 12 | $40.5M | 23.9% |
| Charitable organizations | Fewer than 5 clients | $126M | 74.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vogue Recovery Center 401(k) Plan Cmj Healthcare Holdings Llc | 2024 | |
| Qfs 401(k) Profit Sharing Plan Quality Facility Solutions Corp. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eliyahu Fried | Sole Owner / Sole Executive Officer / Chief Compliance Officer | Oct 2018 (8y) | 75% or more | |
| Nina Shaw | Registered representative | CFA | Feb 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vogue Recovery Center 401(k) Plan | Cmj Healthcare Holdings Llc | 616 | $2.5M | 01/01/2024 |
| Qfs 401(k) Profit Sharing Plan | Quality Facility Solutions Corp. | 299 | $6.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $170M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗