Focus 401 (K) Group, Llc
- Regulatory AUM
- $170M
- Discretionary
- $170M
- Clients
- 27
- Avg AUM / client
- $6.3M
- Accounts
- 27
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jan 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 27 | $170M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Corpay, Inc. 401(k) Savings Plan Corpay, Inc. | 2024 | |
| Hlt 401(k) Plan Hearing Lab Technology, Llc | 2024 | |
| Odyssey Information Services I 401(k) Profit Sharing Plan & Trust Odyssey Information Services I | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Jay Rubenstein | Member | Jul 2014 (12y) | 50% – 75% | |
| Phillip Russell Powers | Registered representative | Jul 2014 (12y) |
Undisclosed: 25% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Corpay, Inc. 401(k) Savings Plan | Corpay, Inc. | 4,269 | $275M | 01/01/2024 |
| Hlt 401(k) Plan | Hearing Lab Technology, Llc | 699 | $21.2M | 01/01/2024 |
| Odyssey Information Services I 401(k) Profit Sharing Plan & Trust | Odyssey Information Services I | 351 | $15.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/14/2026 | 994 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- Reliance Trust Company $79.0M (47% of AUM) Jan 2026
- Fidelity Management Trust Company $33.4M (20% of AUM) Jan 2026
- Mid Atlantic Trust Company $19.5M (12% of AUM) Jan 2026
- Empower Trust Co $15.3M (9% of AUM) Jan 2026
- Voya Retirement Insurance And Annuity Company $12.4M (13% of AUM) Jan 2024
- Ascensus Trust Company $9.6M (6% of AUM) Jan 2026
- Prudential Bank & Trust, Fsb $6.4M (7% of AUM) Jan 2022
- Principal Trust Company $5.5M (3% of AUM) Jan 2026
- Vestwell Trust Company $4.5M (3% of AUM) Jan 2026
- Massachusetts Fidelity Trust Company $3.0M (2% of AUM) Jan 2026
- Vanguard/Ascensus $2.0M (100% of AUM) May 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 14, 2026.
View current Form ADV (SEC/IAPD) ↗