Chesapeake Capital Corporation
- Regulatory AUM
- $172M
- Discretionary
- $172M
- Clients
- 3
- Avg AUM / client
- $57.3M
- Accounts
- 4
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Investments (13F portfolio — 156 positions, $138,698,864)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | NATIONAL MUN ETF | $6,318,579 | 59,525 | 4.56% | 3.68% |
| 2 | Ishares Tr | TIPS BD ETF | $3,855,206 | 34,933 | 2.78% | 2.24% |
| 3 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $3,704,921 | 46,738 | 2.67% | 2.16% |
| 4 | Lumentum Hldgs Inc | COM | $3,220,046 | 4,582 | 2.32% | 1.87% |
| 5 | Spdr Series Trust | STATE STREET SPD | $2,928,365 | 31,997 | 2.11% | 1.7% |
| 6 | Western Digital Corp | COM | $2,547,475 | 9,418 | 1.84% | 1.48% |
| 7 | Ishares Tr | PFD AND INCM SEC | $2,490,515 | 82,141 | 1.8% | 1.45% |
| 8 | Carpenter Technology Corp | COM | $2,097,666 | 5,322 | 1.51% | 1.22% |
| 9 | Azz Inc | COM | $2,026,355 | 16,194 | 1.46% | 1.18% |
| 10 | Vanguard Scottsdale Fds | INT-TERM CORP | $2,001,143 | 24,183 | 1.44% | 1.16% |
| 11 | Ishares Tr | MBS ETF | $1,909,065 | 20,106 | 1.38% | 1.11% |
| 12 | Ishares Tr | JPMORGAN USD EMG | $1,885,081 | 20,069 | 1.36% | 1.1% |
| 13 | Micron Technology Inc | COM | $1,723,998 | 5,103 | 1.24% | 1.0% |
| 14 | Agnico Eagle Mines Ltd | COM | $1,660,376 | 8,180 | 1.2% | 0.97% |
| 15 | Corteva Inc | COM | $1,591,243 | 19,009 | 1.15% | 0.93% |
| 16 | Suncor Energy Inc New | COM | $1,577,517 | 23,862 | 1.14% | 0.92% |
| 17 | Northrop Grumman Corp | COM | $1,574,610 | 2,308 | 1.14% | 0.92% |
| 18 | Rio Tinto Plc | SPONSORED ADR | $1,476,501 | 15,827 | 1.06% | 0.86% |
| 19 | Tko Group Holdings Inc | CL A | $1,446,032 | 7,171 | 1.04% | 0.84% |
| 20 | Anglogold Ashanti Plc | COM SHS | $1,408,994 | 14,472 | 1.02% | 0.82% |
| 21 | Bank Nova Scotia B C | COM | $1,300,810 | 18,768 | 0.94% | 0.76% |
| 22 | Kratos Defense & Sec Solutio | COM NEW | $1,280,814 | 18,165 | 0.92% | 0.75% |
| 23 | Ross Stores Inc | COM | $1,251,255 | 5,776 | 0.9% | 0.73% |
| 24 | Vale S A | SPONSORED ADS | $1,238,530 | 77,846 | 0.89% | 0.72% |
| 25 | Arch Cap Group Ltd | ORD | $1,221,569 | 12,726 | 0.88% | 0.71% |
Top 25 of 156 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $165M | 96.1% |
| Other | Fewer than 5 clients | $6.7M | 3.89% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Parker, Ralph, Jerry | Chairman And Chief Executive Officer | Feb 1988 (39y) | ≈ 56.25% – 100% via Chesapeake Holding Company | |
| Ivie, Michael, Lee | Director Of Research | Jun 1991 (35y) | Less than 5% | |
| Ladde, Anilchandra, Gangaram | President And Chief Compliance Officer | May 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Chesapeake Holding Company | Shareholder | Feb 1988 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Parker, Ralph, Jerry: 75% – 100% of Chesapeake Holding Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Cibc Bank Usa $6.7M (4% of AUM) Mar 2026
- Stonex Financial Inc. $451K (0% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗