Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13501 | Dmc Group, Llc CRD 174077 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $177M | 108 | 212 | 3 | 03/31/2026 | ☆ |
| 13502 | Prime Meridian Capital Management, Llc CRD 166003 | Walnut Creek, CA | Private Fund Manager · Small ($100M–$1B) | $177M | 4 | 4 | 9 | 03/24/2026 | ☆ |
| 13503 | Beyond Financial Services CRD 286350 | Fremont, CA | Wealth Manager · Small ($100M–$1B) | $177M | 115 | 335 | 4 | 02/13/2026 | ☆ |
| 13504 | Ladd Capital Management Llc CRD 105162 | New Haven, CT | Wealth Manager · Small ($100M–$1B) | $177M | 72 | 164 | 0 | 02/13/2026 | ☆ |
| 13505 | Bannerman Wealth Management Group, Llc CRD 284677 | Lewisville, TX | Wealth Manager · Small ($100M–$1B) | $177M | 163 | 636 | 6 | 06/03/2026 | ☆ |
| 13506 | Summit Capital Inc. CRD 121335 | Wealth Manager · Small ($100M–$1B) | $177M | 196 | 196 | 3 | 03/31/2026 | ☆ | |
| 13507 | Highbury Park Llc CRD 304815 | Private Fund Manager · Small ($100M–$1B) | $176M | 15 | 15 | 1 | 09/10/2026 | ☆ | |
| 13508 | Quantor Capital Llc CRD 332629 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $176M | 18 | 18 | 4 | 08/17/2026 | ☆ |
| 13509 | Emvision Capital Advisors, Llc CRD 337827 | Aurora, OH | Wealth Manager · Small ($100M–$1B) | $176M | 429 | 429 | 14 | 06/15/2026 | ☆ |
| 13510 | Collins Advisors, Llc CRD 129270 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $176M | 581 | 582 | 3 | 05/07/2026 | ☆ |
| 13511 | Pointer Financial Advisors Llc CRD 326745 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $176M | 160 | 528 | 5 | 03/25/2026 | ☆ |
| 13512 | Livelsberger, Lynn Louis CRD 117665 | Ashland, OH | Insurance-Affiliated · Small ($100M–$1B) | $176M | 380 | 380 | 4 | 03/18/2026 | ☆ |
| 13513 | Parable, Llc CRD 304873 | St Augustine, FL | Wealth Manager · Small ($100M–$1B) | $176M | 94 | 271 | 5 | 06/17/2026 | ☆ |
| 13514 | Ndwm Llc CRD 151284 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $176M | 177 | 613 | 2 | 02/02/2026 | ☆ |
| 13515 | N CRD 290276 | Wealth Manager · Small ($100M–$1B) | $176M | 922 | 1,372 | 13 | 03/25/2025 | ☆ | |
| 13516 | Collar Capital Management, Llc CRD 152325 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $176M | 125 | 297 | 3 | 07/13/2026 | ☆ |
| 13517 | Corbett Road Capital Management, Llc CRD 305063 | Mclean, VA | Investment Adviser · Small ($100M–$1B) | $176M | 3 | 391 | 5 | 06/05/2026 | ☆ |
| 13518 | Avant Capital, Llc CRD 167961 | Lafayette, LA | Insurance-Affiliated · Small ($100M–$1B) | $176M | 339 | 855 | 5 | 04/07/2026 | ☆ |
| 13519 | Summerhaven Investment Management, Llc CRD 289269 | Stamford, CT | Investment Adviser · Small ($100M–$1B) | $176M | 1 | 2 | 8 | 03/27/2026 | ☆ |
| 13520 | Kelsey Financial, Llc CRD 314950 | Moorpark, CA | Insurance-Affiliated · Small ($100M–$1B) | $176M | 275 | 269 | 8 | 03/23/2026 | ☆ |
| 13521 | Mclaughlin Asset Management, Inc. CRD 125735 | Danville, IL | Wealth Manager · Small ($100M–$1B) | $176M | 111 | 319 | 4 | 03/31/2026 | ☆ |
| 13522 | N CRD 136054 | Wealth Manager · Small ($100M–$1B) | $176M | 53 | 208 | 2 | 12/11/2025 | ☆ | |
| 13523 | Nine Left Capital Lp CRD 332838 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $176M | 3 | 3 | 5 | 03/24/2026 | ☆ |
| 13524 | Jim Mackay Financial Planning, Llc CRD 169583 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $176M | 71 | 384 | 2 | 03/27/2026 | ☆ |
| 13525 | Sfi Advisors, Llc CRD 287929 | Montclair, NJ | Wealth Manager · Small ($100M–$1B) | $176M | 304 | 336 | 12 | 03/30/2026 | ☆ |
| 13526 | The Money Men, Inc. CRD 285103 | Amherst, NY | Insurance-Affiliated · Small ($100M–$1B) | $176M | 350 | 729 | 2 | 03/10/2026 | ☆ |
| 13527 | Philadelphia Investment Partners, Llc CRD 122733 | Voorhees, NJ | Insurance-Affiliated · Small ($100M–$1B) | $176M | 145 | 343 | 2 | 03/25/2026 | ☆ |
| 13528 | Mallini Complete Financial Planning Llc CRD 175341 | Gainesville, FL | Wealth Manager · Small ($100M–$1B) | $176M | 187 | 587 | 4 | 03/03/2026 | ☆ |
| 13529 | Comprehensive Financial Planning Inc CRD 109822 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $176M | 100 | 328 | 2 | 03/11/2026 | ☆ |
| 13530 | Fellowship Investment Advisors, Llc CRD 154103 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $176M | 492 | 1,025 | 7 | 03/10/2026 | ☆ |
| 13531 | Planvest Financial, Inc. CRD 290306 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $176M | 309 | 553 | 8 | 09/23/2026 | ☆ |
| 13532 | Intentional, Llc CRD 318570 | Fort Mill, SC | Insurance-Affiliated · Small ($100M–$1B) | $176M | 400 | 395 | 3 | 06/04/2026 | ☆ |
| 13533 | Routeburn Capital Lp CRD 338912 | Private Fund Manager · Small ($100M–$1B) | $176M | 2 | 2 | 2 | 03/06/2026 | ☆ | |
| 13534 | Toptier Wealth Management CRD 292959 | Wealth Manager · Small ($100M–$1B) | $176M | 105 | 406 | 2 | 02/11/2026 | ☆ | |
| 13535 | Preserver Partners Llc CRD 152356 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $176M | 1 | 2 | 5 | 03/25/2026 | ☆ |
| 13536 | Catchlight Capital Management Llc CRD 319003 | Private Fund Manager · Small ($100M–$1B) | $176M | 5 | 5 | 8 | 03/30/2026 | ☆ | |
| 13537 | Profusion Financial, Inc. CRD 167003 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $176M | 78 | 390 | 3 | 03/23/2026 | ☆ |
| 13538 | Macke Financial Advisory Group, Inc. CRD 111318 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $176M | 130 | 479 | 5 | 03/12/2026 | ☆ |
| 13539 | La Crosse Financial Planning Inc. CRD 313361 | Onalaska, WI | Wealth Manager · Small ($100M–$1B) | $176M | 333 | 1,147 | 5 | 04/01/2026 | ☆ |
| 13540 | Downing Street Wealth Management Llc CRD 152983 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $176M | 150 | 594 | 2 | 03/31/2026 | ☆ |
| 13541 | Light Financial Services, Inc. CRD 131678 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $176M | 622 | 1,810 | 2 | 03/25/2026 | ☆ |
| 13542 | Hill Country Retirement Solutions Llc CRD 307376 | Boerne, TX | Insurance-Affiliated · Small ($100M–$1B) | $176M | 413 | 879 | 6 | 02/03/2026 | ☆ |
| 13543 | Tlw Wealth Management, Llc CRD 284598 | Wealth Manager · Small ($100M–$1B) | $175M | 118 | 197 | 5 | 07/21/2026 | ☆ | |
| 13544 | Three Bridges Capital, Lp CRD 160021 | Monmouth Beach, NJ | Private Fund Manager · Small ($100M–$1B) | $175M | 3 | 3 | 5 | 08/06/2026 | ☆ |
| 13545 | Feenix Venture Partners, Llc CRD 304152 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 10 | 06/16/2026 | ☆ |
| 13546 | Penbrook Management Llc CRD 127269 | New York, NY | Wealth Manager · Small ($100M–$1B) | $175M | 81 | 168 | 4 | 05/28/2026 | ☆ |
| 13547 | Alan B. Lancz & Associates, Inc. CRD 105363 | Toledo, OH | Wealth Manager · Small ($100M–$1B) | $175M | 101 | 110 | 4 | 03/24/2026 | ☆ |
| 13548 | Appalachian Capital Management Ltd CRD 120038 | St. Clairsville, OH | Wealth Manager · Small ($100M–$1B) | $175M | 358 | 761 | 4 | 03/16/2026 | ☆ |
| 13549 | Cta Wealth Advisors, Inc. CRD 113007 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $175M | 104 | 184 | 4 | 03/09/2026 | ☆ |
| 13550 | Gould Capital, Llc CRD 300609 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $175M | 156 | 383 | 3 | 03/26/2026 | ☆ |