Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13501 | Flow Focus Llc CRD 306849 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $175M | 71 | 71 | 4 | 03/25/2026 | ☆ |
| 13502 | Yoffe Investment Management, Llc CRD 173454 | Lemoyne, PA | Multi-Family Office · Small ($100M–$1B) | $175M | 13 | 46 | 1 | 02/05/2026 | ☆ |
| 13503 | Tnt Asset Management, Llc CRD 153309 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $175M | 203 | 506 | 6 | 03/26/2026 | ☆ |
| 13504 | Income & Asset Advisory, Inc. CRD 124955 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $175M | 287 | 541 | 4 | 03/30/2026 | ☆ |
| 13505 | Newport Global Advisors L.P. CRD 139368 | The Woodlands, TX | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 5 | 07/09/2026 | ☆ |
| 13506 | Meliora Capital, Llc CRD 172367 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $175M | 103 | 246 | 3 | 03/27/2026 | ☆ |
| 13507 | Sageoak Financial, Llc CRD 166927 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $175M | 263 | 690 | 3 | 07/14/2026 | ☆ |
| 13508 | Guardian Wealth Management, Llc CRD 146923 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $175M | 131 | 297 | 3 | 03/06/2026 | ☆ |
| 13509 | Arrow Capital Management, Llc CRD 165190 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 2 | 2 | 2 | 04/29/2026 | ☆ |
| 13510 | Teca Partners, Lp CRD 298106 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $175M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 13511 | Providence Legacy Advisors Llc CRD 336846 | Endowment & Foundation Advisor · Small ($100M–$1B) | $175M | 5 | 11 | 1 | 03/02/2026 | ☆ | |
| 13512 | Nestgsv Investment Management, Llc CRD 306285 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 3 | 07/06/2026 | ☆ |
| 13513 | Wall Street Investment Management, Llc CRD 143975 | Investment Adviser · Small ($100M–$1B) | $175M | 9 | 2 | 03/30/2026 | ☆ | ||
| 13514 | Capstone Investment Financial Group, Llc CRD 122575 | Webster, NY | Wealth Manager · Small ($100M–$1B) | $175M | 392 | 1,015 | 6 | 02/23/2026 | ☆ |
| 13515 | Stewardship Concepts Financial Services Llc CRD 330611 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $175M | 247 | 892 | 4 | 01/20/2026 | ☆ |
| 13516 | Two Parks Capital Llc CRD 333142 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 5 | 03/27/2026 | ☆ |
| 13517 | Odlum Brown Usa Investment Management Limited CRD 132242 | Vancouver, British Columbia | Wealth Manager · Small ($100M–$1B) | $175M | 255 | 448 | 30 | 06/04/2026 | ☆ |
| 13518 | A.G. Morgan Financial Advisors, Llc CRD 173292 | Massapequa, NY | Insurance-Affiliated · Small ($100M–$1B) | $175M | 387 | 1,687 | 3 | 03/26/2024 | ☆ |
| 13519 | Sjhl Financial Services, Llc CRD 285946 | Mcpherson, KS | Wealth Manager · Small ($100M–$1B) | $175M | 385 | 948 | 12 | 06/24/2026 | ☆ |
| 13520 | Wedgewood Asset Management, Llc CRD 312054 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $175M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 13521 | Family Legacy Financial Solutions, Llc CRD 314351 | Cary, NC | Insurance-Affiliated · Small ($100M–$1B) | $175M | 315 | 806 | 7 | 03/10/2026 | ☆ |
| 13522 | N CRD 290065 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $175M | 4 | 4 | 4 | 02/10/2025 | ☆ | |
| 13523 | Unlimited Funds, Inc. CRD 322644 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 2 | 1 | 6 | 04/17/2026 | ☆ |
| 13524 | Port Street Investments, Llc CRD 168596 | Newport Beach, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 1 | 1 | 3 | 05/11/2026 | ☆ |
| 13525 | Davidov Wealth Group, Llc CRD 166794 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $174M | 363 | 668 | 3 | 07/31/2026 | ☆ |
| 13526 | Viaquest Advisors Llc CRD 333842 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $174M | 292 | 559 | 5 | 03/24/2026 | ☆ |
| 13527 | Echelons Capital, Llc CRD 325781 | Park City, UT | Wealth Manager · Small ($100M–$1B) | $174M | 36 | 164 | 2 | 03/12/2026 | ☆ |
| 13528 | Maqro Advisors Llc CRD 289245 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $174M | 51 | 981 | 4 | 03/31/2026 | ☆ |
| 13529 | Qmp Management, Llc CRD 285478 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $174M | 2 | 2 | 4 | 04/22/2026 | ☆ |
| 13530 | Atx Financial Planning, Llc CRD 311589 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $174M | 211 | 490 | 4 | 03/25/2026 | ☆ |
| 13531 | Snow Peak Capital, Llc CRD 321648 | Broomfield, CO | Private Fund Manager · Small ($100M–$1B) | $174M | 4 | 4 | 7 | 07/28/2026 | ☆ |
| 13532 | Corrales & Company, Llc CRD 332189 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $174M | 304 | 738 | 10 | 04/27/2026 | ☆ |
| 13533 | Provident Financial Planning, Llc CRD 291830 | Addison, TX | Wealth Manager · Small ($100M–$1B) | $174M | 72 | 343 | 2 | 03/24/2026 | ☆ |
| 13534 | Rockhill Advisors Llc CRD 288789 | Victor, ID | Wealth Manager · Small ($100M–$1B) | $174M | 24 | 171 | 2 | 02/25/2026 | ☆ |
| 13535 | Murphy & Mullick Capital Management Corp CRD 328629 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $174M | 436 | 436 | 2 | 03/21/2026 | ☆ |
| 13536 | Opal Advisors, Llc CRD 164014 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $174M | 185 | 381 | 6 | 03/27/2026 | ☆ |
| 13537 | Jms Capital Group Wealth Services, Llc CRD 281325 | Sewickley, PA | Insurance-Affiliated · Small ($100M–$1B) | $174M | 419 | 419 | 4 | 03/27/2026 | ☆ |
| 13538 | Fma Wealth Management, Llc CRD 313049 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $174M | 144 | 435 | 2 | 02/27/2026 | ☆ |
| 13539 | Hanseatic Management Services Inc CRD 107110 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $174M | 216 | 200 | 4 | 03/12/2026 | ☆ |
| 13540 | Athena Wealth Management, Llc CRD 319373 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $174M | 144 | 498 | 3 | 03/18/2026 | ☆ |
| 13541 | Chancellor Wealth Management, Inc. CRD 112918 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $174M | 119 | 399 | 3 | 03/20/2026 | ☆ |
| 13542 | Ivanoff Wealth Management Inc. CRD 325275 | Cypress, CA | Wealth Manager · Small ($100M–$1B) | $174M | 618 | 618 | 3 | 06/15/2026 | ☆ |
| 13543 | Gilbert Greg Ria, Llc CRD 304981 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $174M | 657 | 839 | 35 | 05/26/2026 | ☆ |
| 13544 | N CRD 124042 | Wealth Manager · Small ($100M–$1B) | $174M | 97 | 537 | 7 | 04/02/2025 | ☆ | |
| 13545 | Levatus Llc CRD 287811 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $174M | 46 | 235 | 4 | 05/06/2026 | ☆ |
| 13546 | Y CRD 146015 | Wealth Manager · Small ($100M–$1B) | $174M | 93 | 206 | 3 | 02/19/2025 | ☆ | |
| 13547 | Clp Asset Management, Llc CRD 305962 | Multi-Family Office · Small ($100M–$1B) | $174M | 6 | 92 | 1 | 08/11/2026 | ☆ | |
| 13548 | Jaykay Wealth Advisors, Inc. CRD 170192 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $174M | 139 | 354 | 6 | 04/01/2026 | ☆ |
| 13549 | Servo Wealth Management Llc CRD 159367 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $174M | 89 | 355 | 1 | 03/24/2026 | ☆ |
| 13550 | Blakely Walters Wealth Management Llc CRD 324410 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $174M | 314 | 548 | 7 | 04/27/2026 | ☆ |