Wall Street Investment Management, Llc
- Regulatory AUM
- $175M
- Discretionary
- $175M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 9
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $18.7M | 10.7% |
| Corporations and other businesses | Fewer than 5 clients | $138M | 78.9% |
| Other | Fewer than 5 clients | $18.1M | 10.4% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $44.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Protech Investment Fund Lllp | Other Private Fund | Delaware | $44.6M | 5 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sriram Srinivasan | Chief Compliance Officer | Dec 2006 (20y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $44.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Protech Investment Fund Lllp | Other Private Fund | $44.6M | $1.0M | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CUSTOM FEE FOR HNI AND FAMILY OFFICE BUSINESSES
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- J.P. Morgan $68.5M (39% of AUM) Mar 2026
- Interactive Brokers $58.8M (34% of AUM) Mar 2026
- Merrill Lynch $15.8M (9% of AUM) Mar 2026
- Morgan Stanley $15.5M (9% of AUM) Mar 2026
- Oppenheimer & Co. Inc. $12.9M (7% of AUM) Mar 2026
- Crews & Associates, Inc. $3.1M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗