Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13201 | Schwarz Investment Partners CRD 113556 | Silver Lake, KS | Wealth Manager · Small ($100M–$1B) | $185M | 717 | 913 | 3 | 05/14/2026 | ☆ |
| 13202 | Brindle & Bay Financial Advisors, Llc CRD 291747 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $185M | 184 | 627 | 4 | 07/10/2026 | ☆ |
| 13203 | Pcb Capital Llc CRD 309784 | East Brunswick, NJ | Insurance-Affiliated · Small ($100M–$1B) | $185M | 358 | 597 | 5 | 05/08/2026 | ☆ |
| 13204 | N CRD 329358 | Wealth Manager · Small ($100M–$1B) | $185M | 310 | 311 | 4 | 02/20/2025 | ☆ | |
| 13205 | Torrey Payne Wealth Management, Llc CRD 336703 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $185M | 237 | 409 | 2 | 03/06/2026 | ☆ |
| 13206 | Logic Wealth Management, Llc CRD 153453 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $185M | 220 | 220 | 9 | 03/24/2026 | ☆ |
| 13207 | Vanheel Management Limited CRD 282064 | Hong Kong S.A.R. | Wealth Manager · Small ($100M–$1B) | $185M | 48 | 48 | 8 | 09/11/2025 | ☆ |
| 13208 | N CRD 284720 | Investment Adviser · Small ($100M–$1B) | $185M | 9 | 9 | 7 | 03/31/2025 | ☆ | |
| 13209 | Summit Financial Consulting Llc CRD 126570 | Sterling Heights, MI | Wealth Manager · Small ($100M–$1B) | $185M | 1,085 | 1,916 | 6 | 04/14/2026 | ☆ |
| 13210 | Vision One Management Partners, Lp CRD 316551 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $185M | 5 | 5 | 6 | 03/30/2026 | ☆ |
| 13211 | Reach Wealth Management Llc CRD 333710 | St. George, UT | Wealth Manager · Small ($100M–$1B) | $185M | 230 | 672 | 8 | 05/05/2026 | ☆ |
| 13212 | Greenway Wealth Advisors, Llc CRD 290727 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $185M | 180 | 1,086 | 4 | 06/03/2026 | ☆ |
| 13213 | Wynnefield Capital, Inc. CRD 157604 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $185M | 4 | 4 | 2 | 06/15/2026 | ☆ |
| 13214 | Storgate, Llc CRD 334632 | Endowment & Foundation Advisor · Small ($100M–$1B) | $184M | 6 | 24 | 6 | 03/31/2026 | ☆ | |
| 13215 | Avail Investment Partners, Llc CRD 315678 | Lemont, PA | Wealth Manager · Small ($100M–$1B) | $184M | 144 | 427 | 8 | 03/11/2026 | ☆ |
| 13216 | Selkirk Wealth Advisors, Llc CRD 173605 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $184M | 164 | 166 | 4 | 03/23/2026 | ☆ |
| 13217 | Red Mountain Financial, Llc CRD 277100 | Wealth Manager · Small ($100M–$1B) | $184M | 151 | 350 | 1 | 07/30/2026 | ☆ | |
| 13218 | Rivertree Advisors, Llc CRD 168065 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $184M | 103 | 342 | 3 | 03/24/2026 | ☆ |
| 13219 | Cleanhill Partners Lp CRD 338398 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $184M | 8 | 8 | 5 | 06/29/2026 | ☆ |
| 13220 | Cypress Point Capital Management, Llc CRD 167195 | Endowment & Foundation Advisor · Small ($100M–$1B) | $184M | 8 | 8 | 1 | 03/24/2026 | ☆ | |
| 13221 | N CRD 316320 | Wealth Manager · Small ($100M–$1B) | $184M | 23 | 225 | 4 | 03/24/2026 | ☆ | |
| 13222 | The Worley Banks Group, Llc CRD 306890 | Creve Coeur, MO | Wealth Manager · Small ($100M–$1B) | $184M | 749 | 768 | 3 | 02/27/2026 | ☆ |
| 13223 | Equity Armor Investments, Llc CRD 156327 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $184M | 92 | 121 | 3 | 03/27/2026 | ☆ |
| 13224 | Madrid Financial Services, Inc. CRD 172464 | Manhattan Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $184M | 244 | 490 | 2 | 02/23/2026 | ☆ |
| 13225 | Fifth Era Partners Lp CRD 316750 | Private Fund Manager · Small ($100M–$1B) | $184M | 31 | 31 | 8 | 03/31/2026 | ☆ | |
| 13226 | Global Wealth Management, L.C. CRD 150743 | Deerfield Beach, FL | Wealth Manager · Small ($100M–$1B) | $184M | 34 | 34 | 4 | 03/31/2026 | ☆ |
| 13227 | Longevity Capital Management Llc CRD 328283 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $184M | 187 | 254 | 3 | 03/05/2026 | ☆ |
| 13228 | N CRD 127748 | Wealth Manager · Small ($100M–$1B) | $184M | 119 | 448 | 8 | 02/26/2025 | ☆ | |
| 13229 | Cooper Financial Services, Inc. CRD 104671 | Shelton, CT | Insurance-Affiliated · Small ($100M–$1B) | $184M | 1,335 | 1,576 | 3 | 05/26/2026 | ☆ |
| 13230 | Atlas Financial Planning, Llc CRD 324861 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $184M | 116 | 506 | 2 | 02/11/2026 | ☆ |
| 13231 | Authentikos Wealth Advisory Llc CRD 286646 | New Braunfels, TX | Insurance-Affiliated · Small ($100M–$1B) | $184M | 432 | 928 | 5 | 07/02/2026 | ☆ |
| 13232 | Octagon Finance Llc CRD 289850 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $184M | 9 | 9 | 5 | 03/31/2026 | ☆ |
| 13233 | Gll Investors, Llc CRD 161830 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $184M | 5 | 5 | 3 | 03/31/2026 | ☆ |
| 13234 | Nverses Capital, Llc CRD 323291 | Wellington, FL | Private Fund Manager · Small ($100M–$1B) | $184M | 1 | 1 | 11 | 03/31/2026 | ☆ |
| 13235 | High Pines Wealth Management Llc CRD 285191 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $184M | 163 | 464 | 5 | 03/30/2026 | ☆ |
| 13236 | Alpenglobal Capital, Llc CRD 140186 | Wealth Manager · Small ($100M–$1B) | $184M | 141 | 287 | 4 | 03/13/2026 | ☆ | |
| 13237 | Kittyhawk Ventures, Llc CRD 290082 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $184M | 27 | 27 | 2 | 08/03/2026 | ☆ |
| 13238 | X Cubed Capital Management Llc CRD 313966 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $184M | 3 | 3 | 9 | 05/22/2026 | ☆ |
| 13239 | Tryperion Holdings Llc CRD 329349 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $184M | 1 | 1 | 11 | 04/28/2026 | ☆ |
| 13240 | Mytimeequity, Llc CRD 316917 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $184M | 512 | 512 | 7 | 07/01/2026 | ☆ |
| 13241 | Bullseye Asset Management Llc CRD 153990 | Denver, CO | Institutional / Pension Advisor · Small ($100M–$1B) | $184M | 1 | 4 | 2 | 06/03/2026 | ☆ |
| 13242 | Claymore Capital Partners, Llc CRD 309944 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $184M | 6 | 6 | 5 | 07/02/2026 | ☆ |
| 13243 | Shotwell Rutter Baer Inc CRD 122789 | Lansing, MI | Wealth Manager · Small ($100M–$1B) | $184M | 282 | 835 | 7 | 01/29/2026 | ☆ |
| 13244 | Brazos Wealth Advisors Llc CRD 323508 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $184M | 155 | 425 | 3 | 03/16/2026 | ☆ |
| 13245 | Vincimus Capital, Llc CRD 321865 | Malibu, CA | Insurance-Affiliated · Small ($100M–$1B) | $184M | 61 | 352 | 4 | 05/04/2026 | ☆ |
| 13246 | N CRD 310125 | Investment Adviser · Small ($100M–$1B) | $184M | 2 | 3 | 4 | 07/23/2025 | ☆ | |
| 13247 | Eagle Point Defensive Income Management Llc CRD 328508 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $184M | 1 | 1 | 68 | 07/14/2026 | ☆ |
| 13248 | Barden Capital Management, Inc. CRD 141769 | Wealth Manager · Small ($100M–$1B) | $184M | 202 | 203 | 3 | 02/17/2026 | ☆ | |
| 13249 | Sledge And Company Wealth Advisors, Llc CRD 336314 | High Point, NC | Insurance-Affiliated · Small ($100M–$1B) | $183M | 200 | 429 | 4 | 04/10/2026 | ☆ |
| 13250 | Open Door Investment Management Ltd. CRD 159123 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $183M | 2 | 2 | 17 | 03/27/2026 | ☆ |