Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13201 | Advice & Planning Services Llc CRD 283626 | Youngwood, PA | Insurance-Affiliated · Small ($100M–$1B) | $187M | 319 | 740 | 1 | 03/02/2026 | ☆ |
| 13202 | Small Enterprise Assistance Funds CRD 161539 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $187M | 10 | 10 | 51 | 03/30/2026 | ☆ |
| 13203 | City Center Advisors, Llc CRD 203513 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $187M | 439 | 1,276 | 7 | 10/02/2026 | ☆ |
| 13204 | Erisa Advisers, Inc. CRD 170487 | Brentwood, TN | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 136 | 146 | 4 | 03/20/2026 | ☆ |
| 13205 | Fjell Capital, Llc CRD 327541 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $187M | 205 | 654 | 4 | 08/24/2026 | ☆ |
| 13206 | Secure Planning, Llc CRD 42179 | Portsmouth, NH | Insurance-Affiliated · Small ($100M–$1B) | $187M | 529 | 846 | 5 | 05/06/2026 | ☆ |
| 13207 | Blue Door Asset Management, Llc CRD 314457 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $187M | 4 | 4 | 4 | 05/08/2026 | ☆ |
| 13208 | Eliot Finkel Investment Counsel, Llc CRD 104695 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $187M | 73 | 174 | 3 | 03/30/2026 | ☆ |
| 13209 | Alpha Omega Financial Advisory, Inc. CRD 314289 | Wealth Manager · Small ($100M–$1B) | $187M | 87 | 337 | 2 | 02/09/2026 | ☆ | |
| 13210 | Dutch Asset Corporation CRD 170884 | Selkirk, NY | Wealth Manager · Small ($100M–$1B) | $187M | 228 | 441 | 10 | 06/16/2026 | ☆ |
| 13211 | N CRD 117908 | Wealth Manager · Small ($100M–$1B) | $187M | 204 | 204 | 2 | 03/10/2025 | ☆ | |
| 13212 | Picea Capital Llc CRD 307775 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $187M | 15 | 15 | 3 | 03/30/2026 | ☆ |
| 13213 | Wealth Management Of The Bluegrass, Llc. CRD 289163 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $187M | 159 | 160 | 2 | 03/20/2026 | ☆ |
| 13214 | Asl Financial, Llc CRD 115479 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $187M | 190 | 190 | 1 | 01/05/2026 | ☆ |
| 13215 | David P. Gilliam & Associates, Inc. CRD 285515 | Muncie, IN | Wealth Manager · Small ($100M–$1B) | $187M | 457 | 573 | 3 | 06/17/2026 | ☆ |
| 13216 | Axecap Investments, Llc CRD 314674 | Mason, OH | Wealth Manager · Small ($100M–$1B) | $187M | 560 | 1,285 | 8 | 03/31/2026 | ☆ |
| 13217 | Sloy Dahl & Holst Holdings, Inc CRD 310107 | Vancouver, WA | Private Fund Manager · Small ($100M–$1B) | $187M | 1 | 1 | 3 | 09/14/2026 | ☆ |
| 13218 | Specialized Retirement Consultants Llc CRD 317027 | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 5 | 2,185 | 1 | 02/23/2026 | ☆ | |
| 13219 | Advocate Investing Services, Llc CRD 273035 | Woodbine, MD | Wealth Manager · Small ($100M–$1B) | $187M | 225 | 385 | 5 | 03/11/2026 | ☆ |
| 13220 | Alvin Clay Financial Advisors, Llc CRD 226655 | Jenkintown, PA | Wealth Manager · Small ($100M–$1B) | $187M | 178 | 446 | 5 | 05/13/2026 | ☆ |
| 13221 | Arcwood Financial, Llc CRD 189512 | Phoenix, AZ | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 33 | 33 | 4 | 09/16/2026 | ☆ |
| 13222 | Block Wealth Management, Inc. CRD 146042 | Wealth Manager · Small ($100M–$1B) | $186M | 80 | 229 | 1 | 02/20/2026 | ☆ | |
| 13223 | Accordant Investments Llc CRD 325678 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $186M | 2 | 2 | 17 | 03/25/2026 | ☆ |
| 13224 | Retirement Advisors, Llc CRD 147701 | Dallas, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $186M | 69 | 113 | 3 | 03/26/2026 | ☆ |
| 13225 | Eliot Rose Wealth Management, Llc CRD 120465 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $186M | 141 | 400 | 4 | 02/11/2026 | ☆ |
| 13226 | N CRD 308969 | Wealth Manager · Small ($100M–$1B) | $186M | 130 | 273 | 4 | 03/06/2025 | ☆ | |
| 13227 | Closed End Fund Advisors Inc. CRD 115562 | Wealth Manager · Small ($100M–$1B) | $186M | 94 | 180 | 6 | 09/30/2026 | ☆ | |
| 13228 | Winthrop Partners Wny, Llc CRD 282100 | Orchard, NY | Wealth Manager · Small ($100M–$1B) | $186M | 302 | 302 | 4 | 07/22/2026 | ☆ |
| 13229 | N CRD 139090 | Wealth Manager · Small ($100M–$1B) | $186M | 47 | 47 | 3 | 02/19/2025 | ☆ | |
| 13230 | Amber Infrastructure Investment Advisor Llc CRD 328406 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 33 | 04/09/2026 | ☆ |
| 13231 | Granite Financial Group, Llc CRD 168675 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $186M | 252 | 489 | 2 | 02/03/2026 | ☆ |
| 13232 | First Analysis Capital Management Llc CRD 161373 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $186M | 8 | 8 | 25 | 05/10/2026 | ☆ |
| 13233 | Merited Wealth, Llc CRD 299549 | North Bay Village, FL | Wealth Manager · Small ($100M–$1B) | $186M | 186 | 463 | 8 | 08/14/2026 | ☆ |
| 13234 | Eagle Investment Advisors, Llc CRD 144094 | Downingtown, PA | Wealth Manager · Small ($100M–$1B) | $186M | 132 | 260 | 2 | 02/19/2026 | ☆ |
| 13235 | Total Wealth Services, Llc CRD 331833 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $186M | 162 | 347 | 6 | 03/30/2026 | ☆ |
| 13236 | Gibson Wealth Advisors, Llc CRD 285077 | Wealth Manager · Small ($100M–$1B) | $186M | 193 | 419 | 3 | 03/06/2026 | ☆ | |
| 13237 | Vigil Wealth Management, Llc CRD 299619 | Ponte Vedra Beach, FL | Wealth Manager · Small ($100M–$1B) | $186M | 176 | 417 | 4 | 03/24/2026 | ☆ |
| 13238 | Ridge Capital Management, Llc CRD 127200 | John Creek, GA | Insurance-Affiliated · Small ($100M–$1B) | $186M | 340 | 443 | 6 | 05/26/2026 | ☆ |
| 13239 | Hillspring Financial, Inc. CRD 113938 | Surprise, AZ | Insurance-Affiliated · Small ($100M–$1B) | $186M | 270 | 652 | 4 | 03/13/2026 | ☆ |
| 13240 | Schrum Private Wealth Management, Llc CRD 312164 | Saint Augustine, FL | Wealth Manager · Small ($100M–$1B) | $186M | 173 | 355 | 3 | 03/25/2026 | ☆ |
| 13241 | N CRD 165664 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 558 | 3 | 03/13/2025 | ☆ | |
| 13242 | Retirement Financial Group, Llc CRD 322692 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $186M | 440 | 1,004 | 4 | 06/16/2026 | ☆ |
| 13243 | Hudson Portfolio Management Llc CRD 130021 | Garrison, NY | Wealth Manager · Small ($100M–$1B) | $186M | 83 | 85 | 5 | 03/30/2026 | ☆ |
| 13244 | Scott W. Hancock CRD 161316 | Wealth Manager · Small ($100M–$1B) | $186M | 58 | 86 | 1 | 01/25/2026 | ☆ | |
| 13245 | The Kocen Financial Group, Inc. CRD 112129 | Rancho Mirage, CA | Wealth Manager · Small ($100M–$1B) | $186M | 222 | 773 | 5 | 03/31/2026 | ☆ |
| 13246 | Lifetime Wealth Management, Llc CRD 147482 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 515 | 3 | 04/01/2026 | ☆ | |
| 13247 | Liberty Atlantic Advisors Llc CRD 327738 | Florence | Wealth Manager · Small ($100M–$1B) | $186M | 137 | 443 | 8 | 07/23/2026 | ☆ |
| 13248 | Diamond Client Group, Llc CRD 310570 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $186M | 436 | 714 | 11 | 03/21/2026 | ☆ |
| 13249 | S.F. Ehrlich Associates, Inc. CRD 121356 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $186M | 117 | 385 | 2 | 02/19/2026 | ☆ |
| 13250 | Ash Investment Partners, Llc CRD 322109 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 10 | 04/30/2026 | ☆ |