Axecap Investments, Llc
- Regulatory AUM
- $187M
- Discretionary
- $185M
- Clients
- 560
- Avg AUM / client
- $333K
- Accounts
- 1,285
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 488 | $82.2M | 44.0% |
| High net worth individuals | 70 | $103M | 55.3% |
| Pension and profit sharing plans | 2 | $1.2M | 0.64% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Callibrity Solutions 401(k) Plan Callibrity Solutions, Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Michael Haase | Managing Member, Chief Executive Officer | Mar 2021 (5y) | 75% or more | |
| Petraitis, Brian, Joseph | Chief Compliance Officer | Dec 2023 (3y) | Less than 5% | |
| William Lewis Haase | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Callibrity Solutions 401(k) Plan | Callibrity Solutions, Llc | 104 | $10.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $140M (75% of AUM) Mar 2026
- John Hancock Distributors Llc $11.7M (8% of AUM) Oct 2024
- Interactive Brokers $7.5M (5% of AUM) Oct 2024
- Voya Financial $336K (0% of AUM) Oct 2024
- Kingdom Trust Company $160K (0% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗