Arcwood Financial, Llc
- Regulatory AUM
- $187M
- Discretionary
- $187M
- Clients
- 33
- Avg AUM / client
- $5.7M
- Accounts
- 33
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24 | $5.6M | 3.01% |
| High net worth individuals | 6 | $7.2M | 3.88% |
| Pension and profit sharing plans | 3 | $174M | 93.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mirabel Golf Club Inc 401(k) Profit Sharing Plan And Trust Mirabel Golf Club, Inc. | 2024 | |
| Corrosion Engineering, Inc. 401(k) Profit Sharing Plan And Trust Corrosion Engineering, Inc. | 2024 | |
| One 401(k) Plan Realty One Group, Inc. | 2024 | |
| Koeller Nebeker Carlson & Haluck, Llp 401(k) Plan Koeller Nebeker Carlson Haluck | 2024 | |
| Apogee Medical Group, Inc. 401(k) Plan Apogee Medical Management, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Thomas Oliver | Registered representative | CFP | Aug 2015 (11y) | |
| Peter Laurence Rowe | Registered representative | Oct 2015 (11y) | ||
| David Matthew Riley | Registered representative | Oct 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mirabel Golf Club Inc 401(k) Profit Sharing Plan And Trust | Mirabel Golf Club, Inc. | 103 | $3.0M | 01/01/2024 |
| Corrosion Engineering, Inc. 401(k) Profit Sharing Plan And Trust | Corrosion Engineering, Inc. | 121 | $5.5M | 01/01/2024 |
| One 401(k) Plan | Realty One Group, Inc. | 172 | $5.9M | 01/01/2024 |
| Koeller Nebeker Carlson & Haluck, Llp 401(k) Plan | Koeller Nebeker Carlson Haluck | 136 | $28.1M | 01/01/2024 |
| Apogee Medical Group, Inc. 401(k) Plan | Apogee Medical Management, Inc. | 1,141 | $139M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • FLAT FEE/PROJECT-BASED FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Management Trust Company $171M (92% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗