Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13151 | Ivy League Financial Advisors Llc CRD 119145 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $189M | 103 | 345 | 4 | 03/24/2026 | ☆ |
| 13152 | Orvieto Partners, L.P. CRD 313475 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $189M | 1 | 1 | 4 | 05/01/2026 | ☆ |
| 13153 | N CRD 318415 | Wealth Manager · Small ($100M–$1B) | $189M | 230 | 475 | 5 | 03/05/2026 | ☆ | |
| 13154 | Nearside Advisors, Llc CRD 341851 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $189M | 113 | 299 | 3 | 08/10/2026 | ☆ |
| 13155 | Sdr Investment Management, Inc. CRD 108682 | Longwood, FL | Wealth Manager · Small ($100M–$1B) | $189M | 664 | 1,165 | 6 | 03/30/2026 | ☆ |
| 13156 | Highroad Wealth Advisors, Llc CRD 331566 | Coos Bay, OR | Wealth Manager · Small ($100M–$1B) | $189M | 111 | 318 | 3 | 01/26/2026 | ☆ |
| 13157 | Amicorp Wealth Services Llc CRD 319247 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $189M | 13 | 13 | 3 | 03/24/2026 | ☆ |
| 13158 | Wright Wealth Llc CRD 321215 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $188M | 242 | 839 | 7 | 09/25/2026 | ☆ |
| 13159 | Wilshire Quinn Capital, Inc. CRD 148012 | San Diego, CA | Private Fund Manager · Small ($100M–$1B) | $188M | 1 | 1 | 6 | 01/21/2026 | ☆ |
| 13160 | Trailhead Planners, Llc CRD 284610 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $188M | 151 | 594 | 4 | 07/06/2026 | ☆ |
| 13161 | Bristlecone Value Partners, Llc CRD 128117 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $188M | 94 | 323 | 3 | 02/20/2026 | ☆ |
| 13162 | Vine Capital Management, Llc CRD 269894 | Wealth Manager · Small ($100M–$1B) | $188M | 168 | 301 | 2 | 01/20/2026 | ☆ | |
| 13163 | Colarion Llc CRD 284588 | Mountain Brook, AL | Wealth Manager · Small ($100M–$1B) | $188M | 96 | 148 | 3 | 03/20/2026 | ☆ |
| 13164 | Timber Point Capital Management Llc CRD 307366 | White Plains, NY | Investment Adviser · Small ($100M–$1B) | $188M | 3 | 3 | 4 | 03/23/2026 | ☆ |
| 13165 | Métier Capital, Llc CRD 329009 | Investment Adviser · Small ($100M–$1B) | $188M | 74 | 2 | 03/25/2026 | ☆ | ||
| 13166 | Cross State Financial Group Llc CRD 282011 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $188M | 406 | 1,111 | 10 | 04/24/2026 | ☆ |
| 13167 | Frank Financial Services CRD 147537 | Carlsbad, CA | Insurance-Affiliated · Small ($100M–$1B) | $188M | 144 | 456 | 2 | 02/16/2026 | ☆ |
| 13168 | Barnes Dennig Private Wealth Management, Llc CRD 328496 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $188M | 198 | 419 | 7 | 03/24/2026 | ☆ |
| 13169 | N CRD 318637 | Investment Adviser · Small ($100M–$1B) | $188M | 1 | 15 | 7 | 12/15/2025 | ☆ | |
| 13170 | Financial Consultants Group Inc CRD 108062 | Cumming, GA | Wealth Manager · Small ($100M–$1B) | $188M | 245 | 577 | 8 | 07/22/2026 | ☆ |
| 13171 | Arca Investment Management, Llc CRD 298298 | Marina Del Rey, CA | Private Fund Manager · Small ($100M–$1B) | $188M | 8 | 8 | 25 | 03/31/2026 | ☆ |
| 13172 | Kfg, Llc CRD 337331 | Rapid City, SD | Wealth Manager · Small ($100M–$1B) | $188M | 101 | 516 | 10 | 07/08/2026 | ☆ |
| 13173 | Heritage Financial Advisors, Llc CRD 154955 | Waterville, OH | Wealth Manager · Small ($100M–$1B) | $188M | 220 | 502 | 1 | 03/27/2026 | ☆ |
| 13174 | Finsym Partners, Llc CRD 153712 | Wealth Manager · Small ($100M–$1B) | $188M | 90 | 90 | 3 | 02/27/2026 | ☆ | |
| 13175 | Shadowfall Capital & Research Llp CRD 300174 | London | Private Fund Manager · Small ($100M–$1B) | $188M | 5 | 9 | 9 | 03/17/2026 | ☆ |
| 13176 | The Westchester Group, Llc CRD 288959 | Investment Adviser · Small ($100M–$1B) | $188M | 23 | 23 | 2 | 03/11/2026 | ☆ | |
| 13177 | Hoffman Alan Nathan CRD 109454 | Wealth Manager · Small ($100M–$1B) | $188M | 75 | 129 | 1 | 09/14/2026 | ☆ | |
| 13178 | Pactolus Private Wealth Management Llc CRD 155195 | Vienna, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $188M | 307 | 447 | 17 | 09/04/2026 | ☆ |
| 13179 | N CRD 145458 | Wealth Manager · Small ($100M–$1B) | $188M | 219 | 602 | 2 | 02/10/2025 | ☆ | |
| 13180 | Liftpoint Family Wealth Advisors, Llc CRD 337973 | Far Hills, NJ | Wealth Manager · Small ($100M–$1B) | $188M | 64 | 273 | 2 | 02/06/2026 | ☆ |
| 13181 | Lanx Management, Llc CRD 138305 | White Plains, NY | Private Fund Manager · Small ($100M–$1B) | $188M | 15 | 15 | 2 | 03/31/2026 | ☆ |
| 13182 | Redstone Wealth Management, Llc CRD 311525 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $188M | 602 | 1,122 | 10 | 09/10/2026 | ☆ |
| 13183 | Rothwell Investment Advisors Llc CRD 337504 | Salem, MA | Wealth Manager · Small ($100M–$1B) | $188M | 709 | 1,363 | 5 | 03/30/2026 | ☆ |
| 13184 | Wall Street Financial Group, Inc. CRD 289051 | Carlinville, IL | Insurance-Affiliated · Small ($100M–$1B) | $188M | 425 | 1,208 | 3 | 01/20/2026 | ☆ |
| 13185 | Colman Knight Advisory Group, Llc CRD 119696 | Acton, MA | Wealth Manager · Small ($100M–$1B) | $188M | 127 | 441 | 8 | 06/12/2026 | ☆ |
| 13186 | Sfg Wealth Advisors, Llc CRD 307368 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $188M | 251 | 779 | 6 | 03/20/2026 | ☆ |
| 13187 | Finarc Investments, Inc. CRD 166571 | Norwood, MA | Wealth Manager · Small ($100M–$1B) | $188M | 93 | 377 | 4 | 03/27/2026 | ☆ |
| 13188 | Cdkv Holdings Llc CRD 299856 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $188M | 111 | 335 | 2 | 03/11/2026 | ☆ |
| 13189 | Durante & Waters, Llc CRD 127216 | Brewster, NY | Wealth Manager · Small ($100M–$1B) | $187M | 171 | 564 | 5 | 02/06/2026 | ☆ |
| 13190 | Quantitative Asset Management, Llc CRD 143279 | Minnetonka, MN | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $187M | 155 | 155 | 2 | 03/27/2026 | ☆ |
| 13191 | Topturn Capital, Llc CRD 151464 | Carmel, CA | Wealth Manager · Small ($100M–$1B) | $187M | 106 | 318 | 5 | 03/30/2026 | ☆ |
| 13192 | Journey Retirement Planning And Investment Management, Llc CRD 315237 | Ammon, ID | Wealth Manager · Small ($100M–$1B) | $187M | 637 | 1,048 | 8 | 06/05/2026 | ☆ |
| 13193 | Gagnon Advisors, Llc CRD 161697 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $187M | 3 | 3 | 10 | 08/12/2026 | ☆ |
| 13194 | Cfc Planning Company, Llc CRD 310603 | Cicero, IN | Insurance-Affiliated · Small ($100M–$1B) | $187M | 392 | 1,123 | 9 | 03/17/2026 | ☆ |
| 13195 | Harbor Asset Planning, Inc. CRD 144944 | Wealth Manager · Small ($100M–$1B) | $187M | 99 | 99 | 3 | 01/09/2026 | ☆ | |
| 13196 | Sun Mountain Partners, Llc CRD 290560 | Private Fund Manager · Small ($100M–$1B) | $187M | 15 | 15 | 1 | 07/09/2026 | ☆ | |
| 13197 | Helmsman Financial Group, Llc CRD 113780 | Woodinville, WA | Wealth Manager · Small ($100M–$1B) | $187M | 98 | 267 | 3 | 03/19/2026 | ☆ |
| 13198 | Ward & Associates CRD 107878 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $187M | 55 | 55 | 2 | 06/23/2026 | ☆ |
| 13199 | N CRD 142352 | Wealth Manager · Small ($100M–$1B) | $187M | 175 | 523 | 7 | 03/24/2025 | ☆ | |
| 13200 | Bancreek Capital Advisors, Llc CRD 328736 | Santa Monica, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $187M | 3 | 3 | 3 | 03/18/2026 | ☆ |