Pactolus Private Wealth Management Llc
- Regulatory AUM
- $188M
- Discretionary
- $117M
- Clients
- 307
- Avg AUM / client
- $612K
- Accounts
- 447
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 302 | $116M | 61.7% |
| Pooled investment vehicles (non-investment companies) | 5 | $72.0M | 38.3% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $86.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pactolus/Cranemere Series Of The Pactolus Series Fund Llc feeder | Private Equity Fund | Delaware | $44.3M | 22 |
| Pactolus / G4 Capital Partners Fund Iii Series Of The Pactolus Series Fund, Llc feeder | Other Private Fund | Delaware | $22.6M | 49 |
| Pactolus/Swan Legend Fund 3 Series Of The Pactolus Series Fund, Llc feeder | Private Equity Fund | Delaware | $13.0M | 13 |
| Pactolus/U.S. Farming Realty Series Of The Pactolus Series Fund Llc feeder | Other Private Fund | Delaware | $5.6M | 19 |
| Pactolus Kilroy Llc feeder | Private Equity Fund | Delaware | $970K | 6 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gery Joseph Sadzewicz | Chief Compliance Officer | Sep 2010 (16y) | Less than 5% | |
| Alan Mitchell Harter | Chief Executive Officer | Jan 2011 (16y) | ≈ 14.06% – 50% via A Cube, Llc | |
| Narges Zamani | Registered representative | CFA | Nov 2014 (12y) | |
| David Gerald Chandik | Registered representative | CFA | Aug 2021 (5y) | |
| Cierra Michelle Telleen | Registered representative | Feb 2026 (0y) | ||
| Jacob Evans Hampton | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pactolus Holdings Llc | Sole Member | May 2011 | A | 75% or more |
| A Cube, Llc | Member | Dec 2015 | B | ≈ 18.75% – 50% via Pactolus Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alan Mitchell Harter: 75% – 100% of A Cube, Llc × 25% – 50% of Pactolus Holdings Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- A Cube, Llc: 25% – 50% of Pactolus Holdings Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $86.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pactolus/Cranemere Series Of The Pactolus Series Fund Llc | Private Equity Fund | $44.3M | $250K | 22 |
| Pactolus / G4 Capital Partners Fund Iii Series Of The Pactolus Series Fund, Llc | Other Private Fund | $22.6M | $250K | 49 |
| Pactolus/Swan Legend Fund 3 Series Of The Pactolus Series Fund, Llc | Private Equity Fund | $13.0M | $100K | 13 |
| Pactolus/U.S. Farming Realty Series Of The Pactolus Series Fund Llc | Other Private Fund | $5.6M | $250K | 19 |
| Pactolus Kilroy Llc | Private Equity Fund | $970K | $100K | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.94 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Millennium Trust Company, Llc $210M (61% of AUM) Jul 2018
- Fidelity Brokerage Services $828K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗