Aegis Wealth Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 199511
· SEC file 801-96327
· Maitland, FL
· WWW.AEGISWM.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $190M
- Discretionary
- $173M
- Clients
- 170
- Avg AUM / client
- $1.1M
- Accounts
- 456
- Employees
- 4
AUM over time
$0
$190M
May 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 103 | $32.2M | 16.9% |
| High net worth individuals | 67 | $154M | 81.0% |
| Corporations and other businesses | Fewer than 5 clients | $4.0M | 2.08% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thuong Thien Pham | Senior Portfolio Manager, Partner | CFP | Jan 2015 (12y) | 50% – 75% |
| Johnson, Megan, Rebecca | Chief Compliance Officer | Jan 2018 (9y) | Less than 5% | |
| Matthew Charles Mcmahan | President, Partner | CFP | Feb 2018 (8y) | 50% – 75% |
| Christine Craig Heckman | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aegis Wealth Advisors, Llc | Owner | Nov 2021 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 999 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $170M (89% of AUM) Mar 2026
- Fidelity Brokerage Services $153M (100% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗