Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12951 | Terra Alpha Investments Llc CRD 288690 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/12/2026 | ☆ |
| 12952 | Cape Ann Capital, Inc. CRD 128942 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $193M | 246 | 549 | 2 | 03/31/2026 | ☆ |
| 12953 | Kinzie Capital Partners Lp CRD 305445 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 8 | 8 | 12 | 03/27/2026 | ☆ |
| 12954 | Wickham Financial Group, Inc. CRD 307299 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $193M | 308 | 795 | 4 | 03/27/2026 | ☆ |
| 12955 | High Point Wealth Management, Llc CRD 147111 | Chester, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 146 | 374 | 2 | 02/13/2026 | ☆ |
| 12956 | Baybridge Capital Group, Llc CRD 284867 | Livermore, CA | Wealth Manager · Small ($100M–$1B) | $193M | 220 | 554 | 4 | 03/30/2026 | ☆ |
| 12957 | N CRD 104553 | Wealth Manager · Small ($100M–$1B) | $193M | 894 | 894 | 14 | 11/24/2025 | ☆ | |
| 12958 | Acon Investments Management, Llc CRD 162033 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 9 | 9 | 16 | 05/24/2026 | ☆ |
| 12959 | Fulcrum Equity Management, Llc CRD 159099 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $193M | 487 | 741 | 4 | 07/14/2026 | ☆ |
| 12960 | Setchfield Associates Llc CRD 113289 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $193M | 250 | 351 | 2 | 02/16/2026 | ☆ |
| 12961 | N CRD 153101 | Wealth Manager · Small ($100M–$1B) | $193M | 432 | 824 | 4 | 10/10/2025 | ☆ | |
| 12962 | Arcadia Funds, Llc CRD 166087 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/26/2026 | ☆ |
| 12963 | Falcon Bridge Capital Ii, Llc CRD 156661 | Oakland, CA | Private Fund Manager · Small ($100M–$1B) | $193M | 2 | 2 | 6 | 03/16/2026 | ☆ |
| 12964 | Thomas Leo Advisory, Llc CRD 159271 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $193M | 145 | 390 | 2 | 03/09/2026 | ☆ |
| 12965 | Numa Americas Corp. CRD 164602 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $193M | 60 | 195 | 10 | 02/19/2026 | ☆ |
| 12966 | Davis Private Wealth, Llc CRD 285952 | Royal Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $193M | 144 | 609 | 3 | 06/25/2026 | ☆ |
| 12967 | Mozayyx Management Llc CRD 334468 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $193M | 6 | 6 | 4 | 08/12/2026 | ☆ |
| 12968 | Grizzlyrock Capital, Llc CRD 226650 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 2 | 03/27/2026 | ☆ |
| 12969 | Tailwinds Wealth, Llc CRD 322924 | Vadnais Heights, MN | Wealth Manager · Small ($100M–$1B) | $193M | 268 | 872 | 8 | 06/09/2026 | ☆ |
| 12970 | Ebh Capital Management Llc CRD 316095 | Wealth Manager · Small ($100M–$1B) | $193M | 30 | 74 | 2 | 03/06/2026 | ☆ | |
| 12971 | Blue Water Life Science Advisors, Lp CRD 306450 | Private Fund Manager · Small ($100M–$1B) | $193M | 6 | 5 | 2 | 03/26/2026 | ☆ | |
| 12972 | Financial Elements, Inc CRD 148557 | Rolling Meadows, IL | Wealth Manager · Small ($100M–$1B) | $193M | 124 | 417 | 2 | 02/12/2026 | ☆ |
| 12973 | Del Sette Capital Management, Llc CRD 159052 | Schenectady, NY | Wealth Manager · Small ($100M–$1B) | $193M | 240 | 735 | 8 | 05/14/2026 | ☆ |
| 12974 | Cadia Private Client Llc CRD 337400 | Parsippany, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 122 | 487 | 3 | 02/24/2026 | ☆ |
| 12975 | Excel Capital Management Corp CRD 109229 | Warren, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 71 | 192 | 2 | 03/24/2026 | ☆ |
| 12976 | Southern Capital Services, Inc. CRD 105582 | Daphne, AL | Wealth Manager · Small ($100M–$1B) | $192M | 394 | 700 | 9 | 03/23/2026 | ☆ |
| 12977 | Cig Asset Management, Inc. CRD 123609 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $192M | 158 | 470 | 8 | 03/26/2026 | ☆ |
| 12978 | Greenshields Capital Llc CRD 284814 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $192M | 140 | 330 | 2 | 03/17/2026 | ☆ |
| 12979 | Park State Asset Management Llc CRD 336573 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $192M | 60 | 133 | 6 | 04/23/2026 | ☆ |
| 12980 | Hampton Rock Wealth Management I, Llc CRD 331682 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $192M | 56 | 161 | 7 | 05/18/2026 | ☆ |
| 12981 | Blueheel CRD 331771 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $192M | 4 | 47 | 4 | 04/01/2026 | ☆ |
| 12982 | Dt Investment Management Ifsc Llp CRD 334387 | Gift City, Gandhi Nagar, Gujarat | Private Fund Manager · Small ($100M–$1B) | $192M | 2 | 3 | 5 | 06/29/2026 | ☆ |
| 12983 | The Archer Consulting Group, Llc CRD 156062 | Thibodaux, LA | Wealth Manager · Small ($100M–$1B) | $192M | 115 | 343 | 3 | 03/17/2026 | ☆ |
| 12984 | Oakmont Investment Advisors, Inc. CRD 111095 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $192M | 130 | 273 | 5 | 07/15/2026 | ☆ |
| 12985 | Gregory Lyle & Co. CRD 113683 | Wealth Manager · Small ($100M–$1B) | $192M | 60 | 110 | 1 | 03/18/2026 | ☆ | |
| 12986 | Vines Capital Management, Llc CRD 298727 | Monroe, LA | Wealth Manager · Small ($100M–$1B) | $192M | 230 | 441 | 3 | 05/29/2026 | ☆ |
| 12987 | Desert Rose Capital Management, Inc. CRD 154331 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $192M | 735 | 1,144 | 22 | 03/20/2026 | ☆ |
| 12988 | Belmont Private Wealth CRD 331436 | Wealth Manager · Small ($100M–$1B) | $192M | 29 | 142 | 3 | 01/16/2026 | ☆ | |
| 12989 | Spurstone Advisory Services, Llc CRD 284158 | Higganum, CT | Insurance-Affiliated · Small ($100M–$1B) | $192M | 163 | 502 | 5 | 03/16/2026 | ☆ |
| 12990 | Investors Mosaic, Llc CRD 168619 | Wealth Manager · Small ($100M–$1B) | $192M | 33 | 164 | 2 | 03/30/2026 | ☆ | |
| 12991 | Southport Station Financial Management, Llc CRD 146270 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $192M | 182 | 326 | 3 | 03/24/2026 | ☆ |
| 12992 | Incompass Financial Partners, Llc CRD 318227 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $192M | 340 | 867 | 6 | 02/23/2026 | ☆ |
| 12993 | Cls Financial Advisors, Inc. CRD 152892 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $192M | 87 | 329 | 5 | 03/12/2026 | ☆ |
| 12994 | Rfp Financial Group, Llc CRD 293206 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $192M | 260 | 644 | 3 | 03/26/2026 | ☆ |
| 12995 | Pettee Investors Inc CRD 105553 | Rowayton, CT | Wealth Manager · Small ($100M–$1B) | $192M | 27 | 64 | 6 | 03/17/2026 | ☆ |
| 12996 | First American Asset Advisory, Llc. CRD 282254 | Garden City, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $192M | 266 | 266 | 8 | 03/31/2026 | ☆ |
| 12997 | Five Pine Wealth Management Inc. CRD 317657 | Coeur D'alene, ID | Wealth Manager · Small ($100M–$1B) | $192M | 350 | 960 | 3 | 02/09/2026 | ☆ |
| 12998 | K2 Financial Inc. CRD 300913 | Glendora, CA | Wealth Manager · Small ($100M–$1B) | $192M | 393 | 1,267 | 10 | 03/21/2026 | ☆ |
| 12999 | Windward Management Lp CRD 316224 | Private Fund Manager · Small ($100M–$1B) | $192M | 4 | 5 | 4 | 08/13/2026 | ☆ | |
| 13000 | Old Rock Asset Management Llc CRD 145748 | Wealth Manager · Small ($100M–$1B) | $192M | 9 | 51 | 2 | 01/14/2026 | ☆ |