Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12951 | Charter Wealth Management, Inc. CRD 162299 | Raleigh, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $196M | 108 | 232 | 4 | 03/19/2026 | ☆ |
| 12952 | Clark & Stuart Inc CRD 107991 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $196M | 180 | 180 | 4 | 03/16/2026 | ☆ |
| 12953 | Frazee Investment Consulting, Inc. CRD 123662 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $196M | 110 | 306 | 3 | 07/13/2026 | ☆ |
| 12954 | Atcap Partners, Llc CRD 158214 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $196M | 349 | 349 | 26 | 04/01/2026 | ☆ |
| 12955 | Plan Life & Wealth Management, Inc. CRD 44960 | Fresno, CA | Insurance-Affiliated · Small ($100M–$1B) | $195M | 817 | 817 | 6 | 03/20/2026 | ☆ |
| 12956 | American Community Wealth Management, Llc CRD 147376 | Crystal Lake, IL | Wealth Manager · Small ($100M–$1B) | $195M | 469 | 430 | 5 | 03/30/2026 | ☆ |
| 12957 | Fort Street Asset Management Llc CRD 305446 | Honolulu, HI | Private Fund Manager · Small ($100M–$1B) | $195M | 30 | 60 | 2 | 03/31/2026 | ☆ |
| 12958 | Rmr Wealth Management CRD 152266 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $195M | 189 | 440 | 7 | 03/31/2026 | ☆ |
| 12959 | Westmark Wealth Management, Llc CRD 334109 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $195M | 575 | 1,524 | 4 | 03/10/2026 | ☆ |
| 12960 | Independent Wealth Advisors, Llc CRD 328786 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $195M | 258 | 432 | 4 | 06/22/2026 | ☆ |
| 12961 | Northstar Financial Advisors, Inc. CRD 124194 | Wealth Manager · Small ($100M–$1B) | $195M | 135 | 135 | 1 | 01/21/2026 | ☆ | |
| 12962 | Monterone Partners Llp CRD 285926 | London | Investment Adviser · Small ($100M–$1B) | $195M | 8 | 8 | 5 | 06/17/2026 | ☆ |
| 12963 | Feg Curio Investment Partners, Llc CRD 323497 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $195M | 15 | 18 | 17 | 07/31/2026 | ☆ |
| 12964 | Emergent Financial Services, Llc. CRD 288434 | Charlottesville, VA | Investment Adviser · Small ($100M–$1B) | $195M | 246 | 250 | 5 | 03/24/2026 | ☆ |
| 12965 | Baird Venture Partners Management Company V, Llc CRD 298155 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $195M | 3 | 3 | 14 | 09/04/2026 | ☆ |
| 12966 | Frugal Financial Retirement Plan Services, Llc CRD 168390 | Mobile, AL | Institutional / Pension Advisor · Small ($100M–$1B) | $195M | 128 | 128 | 4 | 03/27/2026 | ☆ |
| 12967 | Columbia River Financial Group, Llc CRD 288539 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $195M | 278 | 731 | 4 | 09/03/2026 | ☆ |
| 12968 | Ohiggins Asset Management Inc CRD 107194 | Endowment & Foundation Advisor · Small ($100M–$1B) | $195M | 49 | 49 | 3 | 03/31/2026 | ☆ | |
| 12969 | Bright Path Sports Partners, Llc CRD 327730 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $195M | 2 | 2 | 4 | 09/25/2026 | ☆ |
| 12970 | Fenton Gregory Coleman CRD 133301 | Sandwich, MA | Wealth Manager · Small ($100M–$1B) | $195M | 123 | 264 | 2 | 01/08/2026 | ☆ |
| 12971 | Altmore Capital Investment Management, Llc CRD 312292 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $195M | 11 | 11 | 10 | 05/13/2026 | ☆ |
| 12972 | Alpha Dna Investment Management Llc CRD 288198 | Columbia, MD | Investment Adviser · Small ($100M–$1B) | $195M | 28 | 655 | 4 | 03/19/2026 | ☆ |
| 12973 | Michael Traxler Wealth Management, Llc CRD 285427 | New Prague, MN | Wealth Manager · Small ($100M–$1B) | $195M | 433 | 1,096 | 6 | 02/24/2026 | ☆ |
| 12974 | Sensible Portfolios, Llc CRD 121045 | Wealth Manager · Small ($100M–$1B) | $195M | 173 | 305 | 2 | 03/30/2026 | ☆ | |
| 12975 | Amuni Financial, Inc. CRD 8365 | St Petersburg, FL | Insurance-Affiliated · Small ($100M–$1B) | $195M | 283 | 454 | 21 | 03/12/2026 | ☆ |
| 12976 | Aeref Management, Llc CRD 322495 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 2 | 2 | 20 | 03/31/2026 | ☆ |
| 12977 | N CRD 291883 | Wealth Manager · Small ($100M–$1B) | $194M | 101 | 216 | 2 | 01/31/2025 | ☆ | |
| 12978 | 3 D Advisor Group, Inc. CRD 342109 | Wealth Manager · Small ($100M–$1B) | $194M | 102 | 284 | 2 | 09/10/2026 | ☆ | |
| 12979 | Liberty Financial Group, Inc. CRD 111272 | Elm Grove, WI | Wealth Manager · Small ($100M–$1B) | $194M | 238 | 766 | 5 | 03/30/2026 | ☆ |
| 12980 | Accord Equity Advisors Llc CRD 166977 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 7 | 09/18/2026 | ☆ |
| 12981 | Drum Hill Capital, Llc CRD 123359 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $194M | 73 | 210 | 3 | 09/02/2026 | ☆ |
| 12982 | Neil Jesani Wealth Management, Llc CRD 322345 | Sunrise, FL | Wealth Manager · Small ($100M–$1B) | $194M | 95 | 195 | 13 | 08/18/2026 | ☆ |
| 12983 | Wacona Capital, Llc CRD 331836 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 5 | 11/25/2025 | ☆ |
| 12984 | Cypress Ridge Capital, L.P. CRD 322529 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 5 | 5 | 6 | 07/28/2026 | ☆ |
| 12985 | Townsend Personal Financial Planning, Llc CRD 126241 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $194M | 179 | 449 | 3 | 02/25/2026 | ☆ |
| 12986 | Innovative Advisory Group, Llc CRD 146618 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $194M | 300 | 800 | 9 | 09/22/2026 | ☆ |
| 12987 | T.T.G. Financial, Inc. CRD 129004 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $194M | 207 | 210 | 6 | 09/04/2026 | ☆ |
| 12988 | Capital And Planning, Llc CRD 321104 | Jonesboro, GA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 517 | 792 | 2 | 05/15/2026 | ☆ |
| 12989 | Integrity Wealth Partners, Llc CRD 167314 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $194M | 231 | 547 | 4 | 03/27/2026 | ☆ |
| 12990 | Tetley Investments, Llc CRD 164130 | Park Ridge, IL | Wealth Manager · Small ($100M–$1B) | $194M | 172 | 525 | 3 | 03/02/2026 | ☆ |
| 12991 | Buckley Capital Advisors, Llc CRD 268818 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $194M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 12992 | Mws Capital Consultants Llc CRD 125061 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $194M | 142 | 449 | 3 | 02/18/2026 | ☆ |
| 12993 | Morgens, Waterfall, Vintiadis & Company, Inc. CRD 108692 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $194M | 3 | 3 | 9 | 03/17/2026 | ☆ |
| 12994 | D. M. Brenner, Inc. CRD 134398 | Solana Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $194M | 137 | 369 | 5 | 03/30/2026 | ☆ |
| 12995 | Xpv Management Llc CRD 322445 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $194M | 9 | 9 | 17 | 04/30/2026 | ☆ |
| 12996 | One Wealth Management Investment And Advisory Services, Llc CRD 288030 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $193M | 138 | 465 | 5 | 03/11/2026 | ☆ |
| 12997 | Sandia Wealth Management, Llc CRD 159402 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $193M | 239 | 562 | 3 | 03/24/2026 | ☆ |
| 12998 | Pine Haven Investment Counsel, Inc. CRD 129365 | Wealth Manager · Small ($100M–$1B) | $193M | 84 | 323 | 3 | 02/20/2026 | ☆ | |
| 12999 | Future Financial Wealth Management Group, Llc CRD 291484 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $193M | 218 | 595 | 4 | 08/21/2026 | ☆ |
| 13000 | Dynamic Wealth Advisors CRD 169792 | Surprise, AZ | Wealth Manager · Small ($100M–$1B) | $193M | 315 | 792 | 4 | 08/26/2026 | ☆ |