Numa Americas Corp.
- Regulatory AUM
- $193M
- Discretionary
- $117M
- Clients
- 60
- Avg AUM / client
- $3.2M
- Accounts
- 195
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $8.6M | 4.46% |
| High net worth individuals | 24 | $184M | 95.5% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Zamora Leon, Rafael, Ignacio | Owner | Sep 1997 (29y) | 75% or more of Norwood Oaks Corp (indirect) | |
| Gisella Ivet Quezada Alvarado | Registered representative | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Norwood Oak Corporation | Owner | Apr 2017 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REIMBURSEMENT OF OFFICE AND OPERATIONS EXPENSES
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Interactive Brokers $65.3M (34% of AUM) Feb 2026
- J.P. Morgan $43.5M (23% of AUM) Feb 2026
- Btg Pactual Us Capital, Llc $30.9M (16% of AUM) Feb 2026
- UBS $23.7M (15% of AUM) Mar 2021
- Jefferies Llc $14.9M (6% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗