Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12751 | Syntax Research, Inc. CRD 151948 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $203M | 108 | 230 | 2 | 03/16/2026 | ☆ |
| 12752 | Northsands Capital, L.P. CRD 331698 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $203M | 2 | 2 | 6 | 05/27/2026 | ☆ |
| 12753 | Harmont Fixed Income, Llc CRD 321151 | Investment Adviser · Small ($100M–$1B) | $203M | 1 | 1 | 03/30/2026 | ☆ | ||
| 12754 | Chicago Capital Management, Llc CRD 175453 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $203M | 6 | 6 | 4 | 03/27/2026 | ☆ |
| 12755 | Forness Financial Llc CRD 172473 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $203M | 227 | 680 | 3 | 02/06/2026 | ☆ |
| 12756 | Campbell Financial Partners, Llc CRD 142889 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $203M | 132 | 522 | 2 | 05/05/2026 | ☆ |
| 12757 | Cfm Advisors Inc CRD 111581 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $203M | 216 | 315 | 7 | 03/24/2026 | ☆ |
| 12758 | Wernau Asset Management Inc. CRD 129473 | Gloucester, MA | Wealth Manager · Small ($100M–$1B) | $203M | 103 | 225 | 2 | 02/04/2026 | ☆ |
| 12759 | Steelhead Capital Management, Llc CRD 173440 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $203M | 20 | 20 | 6 | 03/30/2026 | ☆ |
| 12760 | Keenan, Llc CRD 285673 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $202M | 751 | 1,924 | 27 | 04/23/2026 | ☆ |
| 12761 | Hansen & Associates Financial Group Inc. CRD 168363 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $202M | 537 | 1,071 | 4 | 05/13/2026 | ☆ |
| 12762 | Mcguire Capital Advisors, Inc. CRD 164549 | Bethany, OK | Wealth Manager · Small ($100M–$1B) | $202M | 1,440 | 2,119 | 5 | 06/09/2026 | ☆ |
| 12763 | Robinson Value Management, Ltd. CRD 110156 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $202M | 56 | 115 | 2 | 02/23/2026 | ☆ |
| 12764 | N CRD 107961 | Wealth Manager · Small ($100M–$1B) | $202M | 161 | 339 | 4 | 03/17/2025 | ☆ | |
| 12765 | Phil A. Younker & Associates, Ltd. CRD 311775 | Investment Adviser · Small ($100M–$1B) | $202M | 113 | 302 | 2 | 02/06/2026 | ☆ | |
| 12766 | Johnson Lyman, Inc. CRD 150150 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $202M | 57 | 57 | 2 | 03/04/2026 | ☆ |
| 12767 | Naylor Capital Llc CRD 170821 | Institutional / Pension Advisor · Small ($100M–$1B) | $202M | 170 | 347 | 3 | 03/21/2026 | ☆ | |
| 12768 | Abbington Investment Group, Llc CRD 174407 | South Portland, ME | Wealth Manager · Small ($100M–$1B) | $202M | 50 | 91 | 3 | 03/10/2026 | ☆ |
| 12769 | Kcd Financial, Inc. CRD 127473 | Green Bay, WI | Insurance-Affiliated · Small ($100M–$1B) | $202M | 1,257 | 1,259 | 29 | 08/11/2026 | ☆ |
| 12770 | J M Brown & Associates, Inc. CRD 118427 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $202M | 501 | 971 | 7 | 05/21/2026 | ☆ |
| 12771 | Wealth Advisors, Llc CRD 135875 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $202M | 272 | 848 | 4 | 02/17/2026 | ☆ |
| 12772 | Kowalski Financial Inc. CRD 300424 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $202M | 166 | 733 | 7 | 01/09/2026 | ☆ |
| 12773 | Sortis Fund Manager, Llc CRD 315584 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $202M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 12774 | Portage Wealth Inc CRD 340012 | Oakville | Wealth Manager · Small ($100M–$1B) | $202M | 185 | 185 | 13 | 05/01/2026 | ☆ |
| 12775 | Bam Wealth Management Llc CRD 330237 | Lakewood, CO | Wealth Manager · Small ($100M–$1B) | $202M | 288 | 839 | 15 | 08/24/2026 | ☆ |
| 12776 | Blong Financial, Llc CRD 164746 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $202M | 314 | 474 | 2 | 03/30/2026 | ☆ |
| 12777 | Great River Financial Llc CRD 314172 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $202M | 136 | 438 | 5 | 09/08/2026 | ☆ |
| 12778 | N CRD 316324 | Private Fund Manager · Small ($100M–$1B) | $202M | 14 | 14 | 11 | 08/07/2025 | ☆ | |
| 12779 | Brixey & Meyer Capital Llc CRD 299465 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $202M | 5 | 5 | 15 | 07/22/2026 | ☆ |
| 12780 | Clearview Wealth Advisors, Llc CRD 305737 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $202M | 348 | 823 | 5 | 03/17/2026 | ☆ |
| 12781 | Daner Wealth Management, Llc CRD 317373 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $202M | 190 | 656 | 2 | 03/05/2026 | ☆ |
| 12782 | Simetria Advisory Group Llc CRD 288563 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $202M | 417 | 417 | 14 | 09/30/2026 | ☆ |
| 12783 | Capzone Management Llc CRD 330135 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $202M | 1 | 1 | 24 | 03/27/2026 | ☆ |
| 12784 | Maxele Advisors, Llc CRD 165129 | Webster Groves, MO | Wealth Manager · Small ($100M–$1B) | $202M | 234 | 624 | 4 | 09/08/2026 | ☆ |
| 12785 | Level One Global Advisors, Llc CRD 316294 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $202M | 2 | 2 | 5 | 03/27/2026 | ☆ |
| 12786 | Kraematon Investment Advisors, Inc. CRD 126869 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $202M | 173 | 476 | 2 | 02/12/2026 | ☆ |
| 12787 | Saul Wealth Advisors, Llc CRD 337371 | Miami, FL | Insurance-Affiliated · Small ($100M–$1B) | $201M | 106 | 349 | 4 | 03/30/2026 | ☆ |
| 12788 | Winforest Llc CRD 329673 | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 5 | 06/26/2026 | ☆ | |
| 12789 | Harren Equity Partners, Llc CRD 158494 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 12790 | Keystone Wealth Advisors, Incorporated CRD 153418 | Eagan, MN | Wealth Manager · Small ($100M–$1B) | $201M | 66 | 66 | 3 | 06/11/2026 | ☆ |
| 12791 | Paradigm Wealth Advisory Llc CRD 283120 | Bridgewater, NJ | Wealth Manager · Small ($100M–$1B) | $201M | 283 | 948 | 14 | 09/14/2026 | ☆ |
| 12792 | Pacific Financial Strategies, Inc CRD 151434 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $201M | 713 | 980 | 5 | 06/24/2026 | ☆ |
| 12793 | Authentic Ventures Investment Manager, Llc CRD 304938 | Oakland, CA | Private Fund Manager · Small ($100M–$1B) | $201M | 14 | 14 | 3 | 06/12/2026 | ☆ |
| 12794 | Strategic Advisory Services, Llc CRD 287984 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $201M | 254 | 464 | 10 | 08/27/2026 | ☆ |
| 12795 | Regents Partners, Llc CRD 322915 | Wealth Manager · Small ($100M–$1B) | $201M | 327 | 327 | 3 | 03/30/2026 | ☆ | |
| 12796 | Waverley Wealth Management Llc CRD 156023 | Mountain View, CA | Wealth Manager · Small ($100M–$1B) | $201M | 114 | 359 | 2 | 01/23/2026 | ☆ |
| 12797 | Upper Left Wealth Management, Llc CRD 288762 | Wealth Manager · Small ($100M–$1B) | $201M | 95 | 370 | 2 | 07/07/2026 | ☆ | |
| 12798 | Sterling Manor Financial, Llc CRD 284218 | Saratoga Springs, NY | Insurance-Affiliated · Small ($100M–$1B) | $201M | 395 | 924 | 3 | 05/11/2026 | ☆ |
| 12799 | My Portfolio Guide, Llc CRD 153188 | Seal Beach, CA | Wealth Manager · Small ($100M–$1B) | $201M | 318 | 653 | 2 | 02/13/2026 | ☆ |
| 12800 | Custom Wealth Management, Llc CRD 340956 | Plymouth, MI | Wealth Manager · Small ($100M–$1B) | $201M | 504 | 1,620 | 3 | 08/17/2026 | ☆ |