Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12751 | Farrell Financial Llc CRD 321609 | Orchard Park, NY | Wealth Manager · Small ($100M–$1B) | $201M | 233 | 237 | 3 | 08/11/2026 | ☆ |
| 12752 | Risk Management Group, Llc CRD 122366 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 465 | 6 | 05/13/2026 | ☆ |
| 12753 | Emerald Bay Wealth Management Llc CRD 160837 | Tahoe City, CA | Wealth Manager · Small ($100M–$1B) | $200M | 40 | 238 | 2 | 03/19/2026 | ☆ |
| 12754 | U.S. Private Wealth, Llc CRD 167288 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $200M | 189 | 489 | 3 | 03/20/2026 | ☆ |
| 12755 | Urs Advisory Llc CRD 289892 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $200M | 173 | 536 | 6 | 07/24/2026 | ☆ |
| 12756 | Comprehensive Money Management Services Llc CRD 121061 | Wealth Manager · Small ($100M–$1B) | $200M | 105 | 500 | 2 | 01/16/2026 | ☆ | |
| 12757 | Harvest Investment Advisors, Llc CRD 136693 | Wealth Manager · Small ($100M–$1B) | $200M | 125 | 280 | 2 | 03/16/2026 | ☆ | |
| 12758 | Weingarten Associates, L.L.C. CRD 127718 | Lawrenceville, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 65 | 354 | 2 | 02/24/2026 | ☆ |
| 12759 | Tandem Investment Partners, Llc CRD 172309 | Bordentown, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 474 | 4 | 02/09/2026 | ☆ |
| 12760 | Laughlin Financial Llc CRD 165105 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $200M | 82 | 391 | 2 | 01/23/2026 | ☆ |
| 12761 | Post Capital Management Llc CRD 161892 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $200M | 5 | 5 | 8 | 03/27/2026 | ☆ |
| 12762 | Fulham & Co, Inc. CRD 158374 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $200M | 8 | 8 | 11 | 03/30/2026 | ☆ |
| 12763 | Thompson Capital Management, Llc CRD 300993 | Investment Adviser · Small ($100M–$1B) | $200M | 86 | 221 | 3 | 02/13/2026 | ☆ | |
| 12764 | Chapman Investment Management, Llc CRD 166826 | Wealth Manager · Small ($100M–$1B) | $200M | 62 | 63 | 1 | 03/31/2026 | ☆ | |
| 12765 | Radix Organization, Inc. CRD 172791 | New York, NY | Wealth Manager · Small ($100M–$1B) | $200M | 95 | 145 | 4 | 03/23/2026 | ☆ |
| 12766 | Genesis Wealth Advisors, Llc CRD 158388 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $200M | 231 | 564 | 7 | 02/13/2026 | ☆ |
| 12767 | Amg Asset Management Group, Inc. CRD 319444 | Cartersville, GA | Wealth Manager · Small ($100M–$1B) | $200M | 372 | 1,808 | 5 | 06/15/2026 | ☆ |
| 12768 | N CRD 120593 | Wealth Manager · Small ($100M–$1B) | $200M | 139 | 346 | 3 | 01/31/2025 | ☆ | |
| 12769 | Allen Capital Management, Llc CRD 135147 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $200M | 109 | 218 | 9 | 02/03/2026 | ☆ |
| 12770 | Newbore Wealth Management, Inc. CRD 306441 | Gladstone, OR | Wealth Manager · Small ($100M–$1B) | $200M | 528 | 863 | 3 | 03/25/2026 | ☆ |
| 12771 | Wh Cornerstone Investments Inc. CRD 119725 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $200M | 148 | 393 | 6 | 02/10/2026 | ☆ |
| 12772 | Ai Alpha Llc CRD 334908 | Grand Rapids, MI | Investment Adviser · Small ($100M–$1B) | $200M | 6 | 3 | 3 | 04/06/2026 | ☆ |
| 12773 | Credit Bridge Advisors Llc CRD 332233 | Private Fund Manager · Small ($100M–$1B) | $200M | 1 | 1 | 6 | 03/15/2026 | ☆ | |
| 12774 | Hensler & Associates Wealth Management Llc CRD 291609 | Fenton, MI | Wealth Manager · Small ($100M–$1B) | $200M | 392 | 1,025 | 5 | 07/06/2026 | ☆ |
| 12775 | Aspen Private Advisors, Llc CRD 297639 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $200M | 125 | 475 | 5 | 03/26/2026 | ☆ |
| 12776 | Flagship Capital Management Inc CRD 108354 | Media, PA | Wealth Manager · Small ($100M–$1B) | $200M | 176 | 176 | 4 | 03/25/2026 | ☆ |
| 12777 | Planning Works Advisory, Inc. CRD 317834 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $200M | 129 | 623 | 4 | 02/18/2026 | ☆ |
| 12778 | Kapusta Financial Group, Inc. CRD 123349 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $200M | 207 | 971 | 4 | 07/13/2026 | ☆ |
| 12779 | Lbb Holding Company Llc CRD 282285 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $200M | 2 | 2 | 5 | 03/30/2026 | ☆ |
| 12780 | Ia Network, Llc CRD 319096 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $200M | 259 | 593 | 5 | 03/23/2026 | ☆ |
| 12781 | Capital Asset Management, Inc. CRD 120597 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $200M | 124 | 335 | 3 | 03/27/2026 | ☆ |
| 12782 | Kg Capital Management, Llc CRD 164500 | Saint Francisville, LA | Wealth Manager · Small ($100M–$1B) | $200M | 438 | 781 | 4 | 06/03/2026 | ☆ |
| 12783 | N CRD 122434 | Institutional / Pension Advisor · Small ($100M–$1B) | $200M | 58 | 63 | 5 | 03/26/2025 | ☆ | |
| 12784 | N CRD 121072 | Wealth Manager · Small ($100M–$1B) | $199M | 117 | 629 | 4 | 03/17/2025 | ☆ | |
| 12785 | Dbk Financial Counsel, Llc CRD 170688 | Cuyahoga Falls, OH | Wealth Manager · Small ($100M–$1B) | $199M | 77 | 227 | 4 | 02/19/2026 | ☆ |
| 12786 | Executive Financial Services Inc CRD 110180 | Livonia, MI | Wealth Manager · Small ($100M–$1B) | $199M | 189 | 189 | 3 | 03/28/2026 | ☆ |
| 12787 | Glenwood Investment Group, Llc CRD 132950 | Manchester, NH | Insurance-Affiliated · Small ($100M–$1B) | $199M | 372 | 372 | 4 | 03/06/2026 | ☆ |
| 12788 | Diversified Investment Strategies, Llc CRD 142202 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $199M | 168 | 316 | 6 | 02/20/2026 | ☆ |
| 12789 | Pingora Partners Llc CRD 148262 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $199M | 32 | 32 | 1 | 03/31/2026 | ☆ |
| 12790 | The Catalyst Group, Inc. CRD 333740 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 10 | 10 | 4 | 06/02/2026 | ☆ |
| 12791 | Scalar Gauge Management, Llc CRD 287991 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 3 | 6 | 3 | 03/31/2026 | ☆ |
| 12792 | Miller Global Investments, L.L.C. CRD 114683 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $199M | 97 | 214 | 2 | 03/23/2026 | ☆ |
| 12793 | Tranquilli Financial Advisor, Llc CRD 298056 | Clinton, NJ | Wealth Manager · Small ($100M–$1B) | $199M | 225 | 517 | 2 | 03/26/2026 | ☆ |
| 12794 | Naviquant Capital Management Llc CRD 325236 | Institutional / Pension Advisor · Small ($100M–$1B) | $199M | 181 | 190 | 1 | 06/15/2026 | ☆ | |
| 12795 | Mountain Lake Investment Management Llc CRD 154679 | Private Fund Manager · Small ($100M–$1B) | $199M | 21 | 21 | 6 | 03/27/2026 | ☆ | |
| 12796 | N CRD 107852 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $199M | 2 | 1 | 4 | 03/28/2025 | ☆ | |
| 12797 | Sechrest Financial Services Llc CRD 128688 | Acton, MA | Wealth Manager · Small ($100M–$1B) | $199M | 53 | 344 | 4 | 01/12/2026 | ☆ |
| 12798 | Aio Financial, Llc CRD 114030 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $199M | 197 | 197 | 4 | 02/20/2026 | ☆ |
| 12799 | Rik Saylor Financial, Inc. CRD 165484 | Fairfield, OH | Wealth Manager · Small ($100M–$1B) | $199M | 377 | 1,047 | 5 | 03/25/2026 | ☆ |
| 12800 | Financial Architects, Llc CRD 116027 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $199M | 100 | 345 | 3 | 02/04/2026 | ☆ |