Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12801 | Barron Financial Group, Llp CRD 140504 | Torrington, CT | Wealth Manager · Small ($100M–$1B) | $199M | 193 | 499 | 3 | 06/22/2026 | ☆ |
| 12802 | Rwa Advisors, Llc CRD 150120 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $199M | 221 | 221 | 4 | 03/13/2026 | ☆ |
| 12803 | Nestlerode & Loy, Inc. CRD 2907 | State College, PA | Insurance-Affiliated · Small ($100M–$1B) | $199M | 270 | 612 | 4 | 12/23/2025 | ☆ |
| 12804 | Catoctin Ridge Wealth Partner, Llc CRD 333113 | Thurmont, MD | Insurance-Affiliated · Small ($100M–$1B) | $199M | 933 | 1,154 | 5 | 03/30/2026 | ☆ |
| 12805 | N CRD 287834 | Private Fund Manager · Small ($100M–$1B) | $199M | 3 | 3 | 8 | 03/31/2026 | ☆ | |
| 12806 | Bedminster L.L.C. CRD 118794 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $199M | 190 | 517 | 3 | 02/17/2026 | ☆ |
| 12807 | Mjt & Associates Financial Advisory Group, Inc. CRD 297716 | Montevideo, MN | Wealth Manager · Small ($100M–$1B) | $199M | 317 | 883 | 2 | 02/26/2026 | ☆ |
| 12808 | Erickson Financial Group, Llc CRD 299818 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $199M | 260 | 797 | 6 | 02/26/2026 | ☆ |
| 12809 | Uncommon Equity Llc CRD 314936 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $199M | 11 | 11 | 8 | 03/31/2026 | ☆ |
| 12810 | Capital Squared Financial Llc CRD 326861 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $199M | 87 | 279 | 3 | 02/10/2026 | ☆ |
| 12811 | Intercapital, Llc CRD 324314 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 1 | 1 | 2 | 05/14/2026 | ☆ |
| 12812 | Invisor Financial Llc CRD 174890 | Seneca, KS | Institutional / Pension Advisor · Small ($100M–$1B) | $199M | 265 | 265 | 4 | 02/28/2026 | ☆ |
| 12813 | Paladin Partners, Llc CRD 132024 | Hartland, WI | Wealth Manager · Small ($100M–$1B) | $199M | 45 | 45 | 2 | 08/12/2026 | ☆ |
| 12814 | Mork Capital Management, Llc CRD 136154 | Healdsburg, CA | Private Fund Manager · Small ($100M–$1B) | $199M | 1 | 1 | 3 | 08/03/2026 | ☆ |
| 12815 | Prestige Wealthwide, Llc CRD 321789 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $198M | 187 | 187 | 3 | 01/15/2026 | ☆ |
| 12816 | N CRD 306381 | Investment Adviser · Small ($100M–$1B) | $198M | 4 | 5 | 8 | 03/24/2025 | ☆ | |
| 12817 | Scaleworks Capital, Llc CRD 306560 | San Antonio, TX | Private Fund Manager · Small ($100M–$1B) | $198M | 5 | 5 | 11 | 03/11/2026 | ☆ |
| 12818 | Cedarstone Advisors CRD 172653 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $198M | 191 | 197 | 3 | 03/11/2026 | ☆ |
| 12819 | N CRD 169679 | Wealth Manager · Small ($100M–$1B) | $198M | 447 | 447 | 6 | 02/10/2025 | ☆ | |
| 12820 | Feynman Point Asset Management Llc CRD 330536 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $198M | 7 | 7 | 15 | 03/27/2026 | ☆ |
| 12821 | Tfj Management, Llc CRD 312132 | Somerville, MA | Private Fund Manager · Small ($100M–$1B) | $198M | 3 | 3 | 2 | 03/31/2026 | ☆ |
| 12822 | Pmg Wealth Management, Inc. CRD 285899 | Hawthorn Woods, IL | Wealth Manager · Small ($100M–$1B) | $198M | 443 | 775 | 4 | 05/13/2026 | ☆ |
| 12823 | Safir Wealth Advisors, Llc CRD 285848 | Wealth Manager · Small ($100M–$1B) | $198M | 67 | 186 | 2 | 01/30/2026 | ☆ | |
| 12824 | Atlantic Wealth Partners, Llc CRD 289440 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $198M | 307 | 813 | 4 | 06/29/2026 | ☆ |
| 12825 | Welch Financial Planning, Llc CRD 329418 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $198M | 157 | 514 | 6 | 06/25/2026 | ☆ |
| 12826 | N CRD 314476 | Wealth Manager · Small ($100M–$1B) | $198M | 190 | 499 | 4 | 01/23/2026 | ☆ | |
| 12827 | Gip Investment Adviser Llc CRD 300541 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $198M | 6 | 6 | 5 | 03/31/2026 | ☆ |
| 12828 | Newport Investment Advisors Inc CRD 113175 | Beachwood, OH | Investment Adviser · Small ($100M–$1B) | $198M | 89 | 176 | 2 | 04/01/2026 | ☆ |
| 12829 | Constant Guidance Financial, Llc CRD 172612 | North Attleboro, MA | Wealth Manager · Small ($100M–$1B) | $198M | 240 | 631 | 1 | 03/11/2026 | ☆ |
| 12830 | Lieblong & Associates, Inc. CRD 42578 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $198M | 126 | 132 | 4 | 12/16/2025 | ☆ |
| 12831 | Entasis Asset Management Llc CRD 282711 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $198M | 159 | 497 | 5 | 03/26/2026 | ☆ |
| 12832 | Gladowsky Capital Management Corp CRD 45287 | Smithtown, NY | Insurance-Affiliated · Small ($100M–$1B) | $198M | 298 | 1,030 | 4 | 02/02/2026 | ☆ |
| 12833 | Calvert Impact Advisory Services, Llc CRD 326022 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $198M | 1 | 1 | 9 | 03/30/2026 | ☆ |
| 12834 | D & P Investment Advisors, Ltd. CRD 119631 | Wakefield, RI | Wealth Manager · Small ($100M–$1B) | $198M | 247 | 647 | 1 | 03/06/2026 | ☆ |
| 12835 | Crown Advisors Management, Inc. CRD 109720 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $198M | 1 | 1 | 2 | 03/18/2026 | ☆ |
| 12836 | Wealth Management Group, Inc. CRD 113706 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $198M | 138 | 636 | 3 | 03/13/2026 | ☆ |
| 12837 | N CRD 141014 | Wealth Manager · Small ($100M–$1B) | $198M | 210 | 417 | 6 | 11/12/2025 | ☆ | |
| 12838 | Preston Advisory Services Llc CRD 289926 | Kingman, AZ | Wealth Manager · Small ($100M–$1B) | $198M | 2,528 | 2,526 | 5 | 05/25/2026 | ☆ |
| 12839 | Bengal Asset Management, Llc CRD 168688 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $198M | 4 | 4 | 7 | 03/30/2026 | ☆ |
| 12840 | Boardwalk Financial Strategies Llc CRD 165048 | Hartland, WI | Wealth Manager · Small ($100M–$1B) | $198M | 85 | 593 | 6 | 08/06/2026 | ☆ |
| 12841 | Attentive Investments, Llc CRD 315478 | Stockton, CA | Wealth Manager · Small ($100M–$1B) | $197M | 430 | 1,079 | 5 | 02/12/2026 | ☆ |
| 12842 | Inman Financial Services, Inc. CRD 297414 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $197M | 237 | 625 | 5 | 04/10/2026 | ☆ |
| 12843 | Copper Beech Financial Group, Llc CRD 313156 | Moorestown, NJ | Insurance-Affiliated · Small ($100M–$1B) | $197M | 201 | 584 | 9 | 03/12/2026 | ☆ |
| 12844 | Rydar Equities, Inc. CRD 154086 | Weatherford, TX | Insurance-Affiliated · Small ($100M–$1B) | $197M | 142 | 406 | 2 | 03/13/2026 | ☆ |
| 12845 | Bautis Financial, Llc CRD 148582 | Montclair, NJ | Insurance-Affiliated · Small ($100M–$1B) | $197M | 275 | 797 | 5 | 02/18/2026 | ☆ |
| 12846 | Aps Advisors CRD 153504 | Jackson, CA | Wealth Manager · Small ($100M–$1B) | $197M | 557 | 810 | 2 | 03/04/2026 | ☆ |
| 12847 | Osprey Capital Management Corp. CRD 172524 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $197M | 1 | 1 | 02/18/2026 | ☆ | |
| 12848 | L Capital, Llc CRD 277098 | Windsor, CA | Private Fund Manager · Small ($100M–$1B) | $197M | 6 | 6 | 3 | 03/24/2026 | ☆ |
| 12849 | Davis Wealth Advisors Llc CRD 287736 | Salem, NH | Wealth Manager · Small ($100M–$1B) | $197M | 92 | 557 | 6 | 07/06/2026 | ☆ |
| 12850 | Concordia Wealth Management, Llc CRD 164278 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $197M | 53 | 116 | 4 | 03/16/2026 | ☆ |