Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12801 | Stride Investments, Llc CRD 167037 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $201M | 531 | 1,522 | 8 | 03/24/2026 | ☆ |
| 12802 | Legion Partners Asset Management, Llc CRD 164136 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $201M | 5 | 5 | 4 | 01/28/2026 | ☆ |
| 12803 | Eldridge Sme Advisers, Llc CRD 334010 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $201M | 2 | 2 | 292 | 05/13/2026 | ☆ |
| 12804 | Blue Capital, Inc. CRD 304083 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $201M | 443 | 1,170 | 7 | 03/19/2026 | ☆ |
| 12805 | Calculated Wealth Llc CRD 318985 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $201M | 194 | 194 | 5 | 10/02/2026 | ☆ |
| 12806 | Argo Management And Research Company, Llc CRD 339043 | Private Fund Manager · Small ($100M–$1B) | $201M | 3 | 3 | 3 | 08/28/2026 | ☆ | |
| 12807 | Farrell Financial Llc CRD 321609 | Orchard Park, NY | Wealth Manager · Small ($100M–$1B) | $201M | 233 | 237 | 3 | 08/11/2026 | ☆ |
| 12808 | Risk Management Group, Llc CRD 122366 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 465 | 6 | 05/13/2026 | ☆ |
| 12809 | Emerald Bay Wealth Management Llc CRD 160837 | Tahoe City, CA | Wealth Manager · Small ($100M–$1B) | $200M | 40 | 238 | 2 | 03/19/2026 | ☆ |
| 12810 | U.S. Private Wealth, Llc CRD 167288 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $200M | 189 | 489 | 3 | 03/20/2026 | ☆ |
| 12811 | Urs Advisory Llc CRD 289892 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $200M | 173 | 536 | 7 | 09/09/2026 | ☆ |
| 12812 | Comprehensive Money Management Services Llc CRD 121061 | Wealth Manager · Small ($100M–$1B) | $200M | 105 | 500 | 2 | 01/16/2026 | ☆ | |
| 12813 | Harvest Investment Advisors, Llc CRD 136693 | Wealth Manager · Small ($100M–$1B) | $200M | 125 | 280 | 2 | 03/16/2026 | ☆ | |
| 12814 | Weingarten Associates, L.L.C. CRD 127718 | Lawrenceville, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 65 | 354 | 2 | 02/24/2026 | ☆ |
| 12815 | Mh & Associates Securities Management Corp CRD 110516 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $200M | 75 | 152 | 4 | 08/31/2026 | ☆ |
| 12816 | Tandem Investment Partners, Llc CRD 172309 | Bordentown, NJ | Wealth Manager · Small ($100M–$1B) | $200M | 192 | 474 | 4 | 02/09/2026 | ☆ |
| 12817 | Laughlin Financial Llc CRD 165105 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $200M | 82 | 391 | 2 | 01/23/2026 | ☆ |
| 12818 | Post Capital Management Llc CRD 161892 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $200M | 5 | 5 | 8 | 03/27/2026 | ☆ |
| 12819 | Fulham & Co, Inc. CRD 158374 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $200M | 8 | 8 | 11 | 03/30/2026 | ☆ |
| 12820 | Thompson Capital Management, Llc CRD 300993 | Investment Adviser · Small ($100M–$1B) | $200M | 86 | 221 | 3 | 02/13/2026 | ☆ | |
| 12821 | Chapman Investment Management, Llc CRD 166826 | Wealth Manager · Small ($100M–$1B) | $200M | 62 | 63 | 1 | 03/31/2026 | ☆ | |
| 12822 | Radix Organization, Inc. CRD 172791 | New York, NY | Wealth Manager · Small ($100M–$1B) | $200M | 95 | 145 | 4 | 03/23/2026 | ☆ |
| 12823 | Genesis Wealth Advisors, Llc CRD 158388 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $200M | 231 | 564 | 7 | 02/13/2026 | ☆ |
| 12824 | Amg Asset Management Group, Inc. CRD 319444 | Cartersville, GA | Wealth Manager · Small ($100M–$1B) | $200M | 372 | 1,808 | 5 | 06/15/2026 | ☆ |
| 12825 | N CRD 120593 | Wealth Manager · Small ($100M–$1B) | $200M | 139 | 346 | 3 | 01/31/2025 | ☆ | |
| 12826 | Allen Capital Management, Llc CRD 135147 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $200M | 109 | 218 | 9 | 08/26/2026 | ☆ |
| 12827 | Newbore Wealth Management, Inc. CRD 306441 | Gladstone, OR | Wealth Manager · Small ($100M–$1B) | $200M | 528 | 863 | 3 | 03/25/2026 | ☆ |
| 12828 | Wh Cornerstone Investments Inc. CRD 119725 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $200M | 148 | 393 | 6 | 10/01/2026 | ☆ |
| 12829 | Ai Alpha Llc CRD 334908 | Grand Rapids, MI | Investment Adviser · Small ($100M–$1B) | $200M | 6 | 3 | 3 | 04/06/2026 | ☆ |
| 12830 | Credit Bridge Advisors Llc CRD 332233 | Private Fund Manager · Small ($100M–$1B) | $200M | 1 | 1 | 6 | 03/15/2026 | ☆ | |
| 12831 | Hensler & Associates Wealth Management Llc CRD 291609 | Fenton, MI | Wealth Manager · Small ($100M–$1B) | $200M | 392 | 1,025 | 5 | 07/06/2026 | ☆ |
| 12832 | Aspen Private Advisors, Llc CRD 297639 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $200M | 125 | 475 | 5 | 03/26/2026 | ☆ |
| 12833 | Flagship Capital Management Inc CRD 108354 | Media, PA | Wealth Manager · Small ($100M–$1B) | $200M | 176 | 176 | 4 | 03/25/2026 | ☆ |
| 12834 | Planning Works Advisory, Inc. CRD 317834 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $200M | 129 | 623 | 4 | 02/18/2026 | ☆ |
| 12835 | Smbc Asset Management, Inc. CRD 109691 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $200M | 4 | 4 | 15 | 09/25/2026 | ☆ |
| 12836 | Saddlerock Capital Management Llc CRD 330801 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $200M | 5 | 5 | 6 | 09/10/2026 | ☆ |
| 12837 | Kapusta Financial Group, Inc. CRD 123349 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $200M | 207 | 971 | 4 | 07/13/2026 | ☆ |
| 12838 | Lbb Holding Company Llc CRD 282285 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $200M | 2 | 2 | 5 | 03/30/2026 | ☆ |
| 12839 | Ia Network, Llc CRD 319096 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $200M | 259 | 593 | 5 | 03/23/2026 | ☆ |
| 12840 | Capital Asset Management, Inc. CRD 120597 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $200M | 124 | 335 | 3 | 03/27/2026 | ☆ |
| 12841 | Kg Capital Management, Llc CRD 164500 | Saint Francisville, LA | Wealth Manager · Small ($100M–$1B) | $200M | 438 | 781 | 4 | 06/03/2026 | ☆ |
| 12842 | N CRD 122434 | Institutional / Pension Advisor · Small ($100M–$1B) | $200M | 58 | 63 | 5 | 03/26/2025 | ☆ | |
| 12843 | N CRD 121072 | Wealth Manager · Small ($100M–$1B) | $199M | 117 | 629 | 4 | 03/17/2025 | ☆ | |
| 12844 | Dbk Financial Counsel, Llc CRD 170688 | Cuyahoga Falls, OH | Wealth Manager · Small ($100M–$1B) | $199M | 77 | 227 | 4 | 02/19/2026 | ☆ |
| 12845 | Executive Financial Services Inc CRD 110180 | Livonia, MI | Wealth Manager · Small ($100M–$1B) | $199M | 189 | 189 | 3 | 03/28/2026 | ☆ |
| 12846 | Glenwood Investment Group, Llc CRD 132950 | Manchester, NH | Insurance-Affiliated · Small ($100M–$1B) | $199M | 372 | 372 | 4 | 03/06/2026 | ☆ |
| 12847 | Diversified Investment Strategies, Llc CRD 142202 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $199M | 168 | 316 | 6 | 02/20/2026 | ☆ |
| 12848 | Pingora Partners Llc CRD 148262 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $199M | 32 | 32 | 1 | 03/31/2026 | ☆ |
| 12849 | The Catalyst Group, Inc. CRD 333740 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 10 | 10 | 4 | 06/02/2026 | ☆ |
| 12850 | Scalar Gauge Management, Llc CRD 287991 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 3 | 6 | 3 | 10/02/2026 | ☆ |