Upper Left Wealth Management, Llc
- Regulatory AUM
- $201M
- Discretionary
- $173M
- Clients
- 95
- Avg AUM / client
- $2.1M
- Accounts
- 370
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $14.1M | 7.0% |
| High net worth individuals | 52 | $142M | 70.5% |
| Pension and profit sharing plans | 6 | $29.4M | 14.6% |
| Charitable organizations | 1 | $15.8M | 7.88% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dt Global 401(k) Profit Sharing Plan Dt Global Llc Dba Dt Global | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Randy David Kurtz | Managing Member And Chief Compliance Officer | CFP | May 2017 (9y) | 75% or more |
| Anthony Bowser Wall | Registered representative | Oct 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dt Global 401(k) Profit Sharing Plan | Dt Global Llc Dba Dt Global | 144 | $25.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 978 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $173M (86% of AUM) Jul 2026
- The Vanguard Group, Inc. $28.1M (14% of AUM) Jul 2026
- Ascensus Trust Company $25.0M (17% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗