Thompson Davis & Co., Inc.
- Regulatory AUM
- $211M
- Discretionary
- $211M
- Clients
- 300
- Avg AUM / client
- $704K
- Accounts
- 300
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 88 | $61.0M | 28.9% |
| High net worth individuals | 206 | $142M | 67.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $4.1M | 1.95% |
| Corporations and other businesses | 5 | $3.8M | 1.79% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $5.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Seven Hills Capital Partners, Lp | Hedge Fund | Delaware | $5.8M | 12 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Altizer, June Elaine | Cfo/Finop/Pfo/Poo | Jul 2002 (24y) | 5% – 10% | |
| Edward Hunter Thompson | Chairman | Jul 2002 (24y) | 10% – 25% | |
| William Dale Davis | Ceo | Jul 2002 (24y) | 25% – 50% | |
| Matthew Henry Daniel | Sr. Vice President | Oct 2008 (18y) | 5% – 10% | |
| Brant Christopher Jones | Investment Advisor | CFP | Aug 2013 (13y) | Less than 5% |
| Adam Robert Thalhimer | Director Of Research | CFA | Jul 2018 (8y) | 10% – 25% |
| Walz, Peggy Myers | Cco | Jan 2019 (8y) | 5% – 10% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $5.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Seven Hills Capital Partners, Lp | Hedge Fund | $5.8M | $200K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE DIVISION ALLEGES VIOLATION OF RULE 21VAC5-20-260 SUPERVISION OF AGENTS IN THAT THE FIRM FAILED TO DILIGENTLY SUPERVISE THE ACTIVITIES OF VICTOR M. DANDRIDGE, III (CRD #5884409). THE DIVISION ALSO ALLEGES THE FIRM FAILED TO ESTABLISH, MAINTAIN AND ENFORCE WRITTEN PROCEDURES, SPECIFICALLY THE FREQUENT EXAMINATION OF ALL CUSTOMER ACCOUNTS TO DETECT AND PREVENT IRREGULARITIES OR ABUSES. Status: Final Summary: THE DIVISION'S 2/8/2019 LETTER TO THE FIRM STATED THAT IT WOULD ALLOW THE FIRM TO EMPLOY AN INDEPENDENT THIRD-PARTY COMPLIANCE COMPANY TO CONDUCT A REVIEW OF THE FIRM POLICIES AND PROCEDURES. THE LETTER FURTHER STATED THAT IF THE FIRM AGREED TO CONDUCT THE EXAM, "THE OPEN CASE WILL BE CONCLUDED BY AN AFFIDAVIT SIGNED BY AN AUTHORIZED THOMPSON DAVIS OFFICER." THE AFFIDAVIT WAS SIGNED BY THE CEO AND RETURNED TO THE DIVISION THE SAME DAY. THE FIRM WAS GIVEN A DEADLINE OF NOVEMBER 8, 2019, TO ENGAGE A THIRD-PARTY TO COMPLETE THE AFOREMENTIONED EXAMINATION, WITH A COPY OF THE REPORT TO BE PROVIDED TO THE DIVISION WITHIN 60 DAYS OF EXAM COMPLETION. ON SEPTEMBER 24, 2019, THE FIRM PROVIDED THE DIVISION WITH THE REPORT AND A SUMMARY OF THE RESULTS AND ANY CHANGES THAT WERE IMPLEMENTED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗