Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12301 | Erie Street Growth Partners Management Company, Llc CRD 326011 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $221M | 7 | 7 | 2 | 06/29/2026 | ☆ |
| 12302 | Octagon Asset Management, Llc CRD 286248 | Charlotte, NC | Mutual Fund / Asset Manager · Small ($100M–$1B) | $221M | 5 | 5 | 4 | 03/05/2026 | ☆ |
| 12303 | Lyle, Allan Glen CRD 10603 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $221M | 79 | 134 | 2 | 03/03/2026 | ☆ |
| 12304 | Dwr Wealth Management, Llc CRD 133743 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $221M | 189 | 647 | 3 | 07/08/2026 | ☆ |
| 12305 | N CRD 147837 | Wealth Manager · Small ($100M–$1B) | $221M | 133 | 367 | 2 | 03/12/2025 | ☆ | |
| 12306 | Coronado Resources Management Lp CRD 282043 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $221M | 11 | 11 | 9 | 03/30/2026 | ☆ |
| 12307 | Para Wealth Advisors, Inc. CRD 322683 | Camas, WA | Wealth Manager · Small ($100M–$1B) | $221M | 257 | 845 | 4 | 04/20/2026 | ☆ |
| 12308 | Pullen Investment Management, Llc CRD 310149 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $221M | 90 | 231 | 5 | 02/16/2026 | ☆ |
| 12309 | Kvp Capital Advisors, Lp CRD 174401 | Private Fund Manager · Small ($100M–$1B) | $221M | 2 | 2 | 3 | 06/29/2026 | ☆ | |
| 12310 | Kroon & Mitchell Asset Management Llc CRD 168120 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $221M | 203 | 729 | 5 | 03/28/2026 | ☆ |
| 12311 | Equitycompass Investment Management, Llc CRD 145420 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $221M | 163 | 163 | 14 | 03/16/2026 | ☆ |
| 12312 | Muzinich Bdc Adviser, Llc CRD 304834 | New York, NY | Investment Adviser · Small ($100M–$1B) | $221M | 1 | 1 | 25 | 06/17/2026 | ☆ |
| 12313 | Mccartney Wealth Management Llc CRD 154722 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $221M | 154 | 473 | 2 | 03/30/2026 | ☆ |
| 12314 | Acacia Partners, Llc CRD 281887 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $221M | 5 | 5 | 5 | 03/13/2026 | ☆ |
| 12315 | Cedar Springs Advisors, Llc CRD 290855 | Private Fund Manager · Small ($100M–$1B) | $221M | 6 | 6 | 5 | 05/15/2026 | ☆ | |
| 12316 | Ballast Asset Management, Lp CRD 311116 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $221M | 1 | 2 | 5 | 07/09/2026 | ☆ |
| 12317 | Strategic Financial Planning, Inc. CRD 118450 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $221M | 62 | 566 | 3 | 03/31/2026 | ☆ |
| 12318 | Triavera Capital Llc CRD 329548 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $221M | 2 | 2 | 1 | 03/27/2026 | ☆ |
| 12319 | Intrinsic Value Partners, Llc CRD 165214 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $221M | 71 | 193 | 3 | 03/23/2026 | ☆ |
| 12320 | Hughes Warren, Inc. CRD 145570 | Edmond, OK | Wealth Manager · Small ($100M–$1B) | $221M | 808 | 808 | 6 | 02/20/2026 | ☆ |
| 12321 | Great Gable Advisors, Llc CRD 297501 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $221M | 301 | 687 | 3 | 03/16/2026 | ☆ |
| 12322 | Rangeley Capital, Llc CRD 152725 | New Canaan, CT | Private Fund Manager · Small ($100M–$1B) | $220M | 6 | 10 | 5 | 05/12/2026 | ☆ |
| 12323 | Haverdink Financial Management, L.L.C. CRD 131236 | Portage, MI | Wealth Manager · Small ($100M–$1B) | $220M | 181 | 480 | 3 | 01/23/2026 | ☆ |
| 12324 | N CRD 328574 | Private Fund Manager · Small ($100M–$1B) | $220M | 1 | 1 | 2 | 03/25/2025 | ☆ | |
| 12325 | N CRD 108712 | Wealth Manager · Small ($100M–$1B) | $220M | 413 | 413 | 3 | 05/12/2025 | ☆ | |
| 12326 | Blvd Private Wealth, Llc CRD 310682 | Prospect, KY | Wealth Manager · Small ($100M–$1B) | $220M | 137 | 427 | 3 | 02/27/2026 | ☆ |
| 12327 | Lovett Investment Consulting Llc CRD 143178 | Wealth Manager · Small ($100M–$1B) | $220M | 32 | 137 | 1 | 03/27/2026 | ☆ | |
| 12328 | Incision Capital Management Lp CRD 325593 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $220M | 2 | 2 | 2 | 06/03/2026 | ☆ |
| 12329 | Asset Management Strategies, Inc. CRD 135173 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $220M | 2,110 | 2,110 | 8 | 03/31/2026 | ☆ |
| 12330 | Agis Management Llc CRD 172457 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $220M | 1 | 1 | 12 | 09/09/2026 | ☆ |
| 12331 | Sunstone Asset Management, Lp CRD 328895 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $220M | 4 | 4 | 4 | 03/23/2026 | ☆ |
| 12332 | Terra Nova Asset Management Llc CRD 111676 | New York, NY | Wealth Manager · Small ($100M–$1B) | $220M | 69 | 101 | 2 | 05/04/2026 | ☆ |
| 12333 | Cabin Advisors, Llc CRD 312547 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $220M | 414 | 414 | 15 | 03/27/2026 | ☆ |
| 12334 | Cornerstone Enterprises, Llc CRD 324255 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $220M | 579 | 1,429 | 5 | 02/17/2026 | ☆ |
| 12335 | Stabilis Capital Management, Lp CRD 161553 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $220M | 2 | 2 | 12 | 09/04/2026 | ☆ |
| 12336 | Reicon Wealth Advisors, Llc CRD 315043 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $220M | 59 | 117 | 5 | 07/14/2026 | ☆ |
| 12337 | Jericho Financial, Llp CRD 288801 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $220M | 396 | 979 | 3 | 02/26/2026 | ☆ |
| 12338 | Family Office Investment Advisory Llc CRD 339607 | Scottsdale, AZ | Multi-Family Office · Small ($100M–$1B) | $220M | 1 | 3 | 09/18/2026 | ☆ | |
| 12339 | Sargasso Partners Llp CRD 332384 | London | Investment Adviser · Small ($100M–$1B) | $220M | 5 | 5 | 3 | 09/03/2026 | ☆ |
| 12340 | Strategic Swiss Advisors Ag CRD 169335 | Wollerau | Multi-Family Office · Small ($100M–$1B) | $220M | 5 | 5 | 3 | 07/15/2026 | ☆ |
| 12341 | Robert Priske, Llc CRD 108072 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $220M | 161 | 484 | 2 | 03/06/2026 | ☆ |
| 12342 | Solyco Capital Llc CRD 338113 | Rochester, MI | Private Fund Manager · Small ($100M–$1B) | $220M | 49 | 49 | 42 | 09/10/2026 | ☆ |
| 12343 | Clark Monroe Blackman L.L.C. CRD 139757 | Wealth Manager · Small ($100M–$1B) | $220M | 36 | 36 | 2 | 04/23/2026 | ☆ | |
| 12344 | Veritas Wealth Management Llc CRD 341084 | North Kingstown, RI | Wealth Manager · Small ($100M–$1B) | $220M | 222 | 665 | 4 | 08/19/2026 | ☆ |
| 12345 | N CRD 142195 | Wealth Manager · Small ($100M–$1B) | $220M | 134 | 475 | 4 | 03/18/2025 | ☆ | |
| 12346 | Ekon Advisors, Llc CRD 281039 | St. Louis, MO | Institutional / Pension Advisor · Small ($100M–$1B) | $220M | 15 | 15 | 3 | 03/04/2026 | ☆ |
| 12347 | Rhs Financial, Llc CRD 149435 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $220M | 136 | 451 | 2 | 04/16/2026 | ☆ |
| 12348 | Rising Point Capital Management, Llc CRD 341131 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $220M | 4 | 4 | 9 | 06/09/2026 | ☆ |
| 12349 | Elevation Wealth Partners Llc CRD 324951 | Wealth Manager · Small ($100M–$1B) | $220M | 101 | 269 | 2 | 07/23/2026 | ☆ | |
| 12350 | The Wealth Coach, Llc CRD 144588 | Salado, TX | Wealth Manager · Small ($100M–$1B) | $220M | 233 | 883 | 3 | 02/27/2026 | ☆ |