AUMdb

Cornerstone Enterprises, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 324255 · SEC file 801-127126 · Appleton, WI · www.linkedin.com
☆ Save with Pro ADV data as of Feb 17, 2026
Regulatory AUM
$220M
Discretionary
$219M
Clients
579
Avg AUM / client
$380K
Accounts
1,429
Employees
5

AUM over time

$0 $220M
Dec 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 17, 2026

Investments (13F portfolio — 35 positions, $201,073,377)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Spdr Series Trust STATE STREET SPD $38,569,111 1,653,907 19.2% 17.5%
2 J P Morgan Exchange Traded F EQUITY PREMIUM $30,261,339 533,898 15.0% 13.7%
3 Schwab Strategic Tr HIGH YIELD BD ET $16,272,490 625,865 8.09% 7.39%
4 Nvidia Corporation COM $11,244,101 64,473 5.59% 5.11%
5 Omega Healthcare Invs Inc COM $10,397,303 237,273 5.17% 4.72%
6 Microsoft Corp COM $10,259,631 27,716 5.1% 4.66%
7 Amazon Com Inc COM $10,044,655 48,229 5.0% 4.56%
8 Palantir Technologies Inc CL A $9,558,813 65,346 4.75% 4.34%
9 Alphabet Inc CAP STK CL A $8,820,328 30,673 4.39% 4.01%
10 Meta Platforms Inc CL A $8,111,659 14,178 4.03% 3.68%
11 Spdr Series Trust STATE STREET SPD $5,392,935 179,346 2.68% 2.45%
12 International Business Machs COM $4,918,335 20,291 2.45% 2.23%
13 Ishares Tr 0-3 MNTH TREASRY $4,095,152 40,683 2.04% 1.86%
14 Vaneck Etf Trust SEMICONDUCTR ETF $3,645,751 9,509 1.81% 1.66%
15 Jpmorgan Chase & Co COM $3,528,744 11,996 1.76% 1.6%
16 Ishares Tr ISHS 1-5YR INVS $3,470,800 66,035 1.73% 1.58%
17 Crowdstrike Hldgs Inc CL A $2,791,821 7,151 1.39% 1.27%
18 Ge Vernova Inc COM $2,778,440 3,183 1.38% 1.26%
19 Johnson Controls Internation SHS $2,148,760 16,409 1.07% 0.98%
20 Amphenol Corp CL A $2,058,242 16,290 1.02% 0.93%
21 Walmart Inc COM $2,017,313 16,232 1.0% 0.92%
22 Tesla Inc COM $1,998,157 5,375 0.99% 0.91%
23 Robinhood Mkts Inc COM CL A $1,463,755 21,122 0.73% 0.66%
24 Shopify Inc CL A SUB VTG SHS $1,196,401 10,086 0.6% 0.54%
25 Corning Inc COM $1,062,741 7,816 0.53% 0.48%

Top 25 of 35 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 523 $112M 51.0%
High net worth individuals 56 $108M 49.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Cheap Tobacco 401(k) Retirement Plan Compton Point, Inc. 2024
Toys For Trucks, Inc. 401 K Plan Toys For Trucks, Inc. 2024
Enthusiast Enterprises 401(k) Plan Enthusiast Enterprises, Inc. 2024

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Guy Mccauley Owner Dec 2022 (4y) ≈ 7.5% – 25% via Mccauley Algoma Holdings Llc
Troy Michael Leonard Chief Compliance Officer Dec 2022 (4y) ≈ 56.25% – 100% via Leonard Financial Llc
Arnold R Eichhof Registered representative CFP Chartered Financial Consultant Jan 2023 (4y)
Bolan Michael Montgomery Registered representative Jan 2023 (4y)
Jesse Tyler Dunsmore Registered representative May 2023 (3y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Leonard Financial Llc Managing Member Dec 2022 A 75% or more
Mccauley Algoma Holdings Llc Member Dec 2022 A 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Guy Mccauley: 75% – 100% of Mccauley Algoma Holdings Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
  • Troy Michael Leonard: 75% – 100% of Leonard Financial Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Cheap Tobacco 401(k) Retirement Plan Compton Point, Inc. 1 $726K 01/01/2024
Toys For Trucks, Inc. 401 K Plan Toys For Trucks, Inc. 213 $7.8M 01/01/2024
Enthusiast Enterprises 401(k) Plan Enthusiast Enterprises, Inc. 373 $11.9M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/17/2026 946 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.

View current Form ADV (SEC/IAPD) ↗