Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12351 | Wealthplans, Llc CRD 311560 | Frederick, MD | Wealth Manager · Small ($100M–$1B) | $220M | 176 | 179 | 1 | 03/24/2026 | ☆ |
| 12352 | Tolis Advisors, Lp CRD 163345 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $220M | 4 | 4 | 5 | 03/26/2026 | ☆ |
| 12353 | Copper Leaf Financial, Llc CRD 285378 | Williston, VT | Wealth Manager · Small ($100M–$1B) | $220M | 155 | 552 | 4 | 02/23/2026 | ☆ |
| 12354 | Newbridge Wealth Management, Llc CRD 169239 | Bryn Mawr, PA | Wealth Manager · Small ($100M–$1B) | $220M | 154 | 800 | 3 | 02/04/2026 | ☆ |
| 12355 | Viburnum Funds Pty Ltd CRD 174628 | Nedlands | Investment Adviser · Small ($100M–$1B) | $219M | 13 | 13 | 13 | 09/29/2026 | ☆ |
| 12356 | Skyoak Capital, Inc. CRD 154248 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $219M | 268 | 671 | 5 | 03/06/2026 | ☆ |
| 12357 | Slocum Gordon & Co Llp CRD 104929 | Newport, RI | Wealth Manager · Small ($100M–$1B) | $219M | 131 | 253 | 5 | 02/05/2026 | ☆ |
| 12358 | Streeter Moore & Stipe Llc CRD 118588 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $219M | 188 | 188 | 5 | 03/27/2026 | ☆ |
| 12359 | Motiv8 Investments Llc CRD 285560 | Port St Lucie, FL | Wealth Manager · Small ($100M–$1B) | $219M | 726 | 1,337 | 21 | 03/13/2026 | ☆ |
| 12360 | Four Quadrant Wealth Advisors, Inc. CRD 130753 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $219M | 100 | 552 | 34 | 02/18/2026 | ☆ |
| 12361 | Forteris Wealth Management, Inc. CRD 108314 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $219M | 185 | 545 | 3 | 03/16/2026 | ☆ |
| 12362 | Summit Financial Consulting Llc CRD 126570 | Sterling Heights, MI | Wealth Manager · Small ($100M–$1B) | $219M | 1,139 | 1,985 | 6 | 09/28/2026 | ☆ |
| 12363 | Ally Bridge Group (Ny) Llc CRD 291072 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $219M | 3 | 3 | 7 | 03/31/2026 | ☆ |
| 12364 | Clerou Romain Pierre Walsh CRD 111081 | Wealth Manager · Small ($100M–$1B) | $219M | 42 | 42 | 1 | 03/09/2026 | ☆ | |
| 12365 | Emc Capital Management, Llc CRD 167761 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $219M | 18 | 18 | 1 | 03/18/2026 | ☆ |
| 12366 | San Blas Advisory, Inc. CRD 296929 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $219M | 665 | 665 | 13 | 08/25/2026 | ☆ |
| 12367 | Vaughan And Company Securities, Inc. CRD 18826 | Ridgewood, NJ | Wealth Manager · Small ($100M–$1B) | $219M | 193 | 544 | 6 | 05/06/2026 | ☆ |
| 12368 | E Wealth Partners, Llc CRD 327053 | Minnetonka, MN | Insurance-Affiliated · Small ($100M–$1B) | $219M | 231 | 811 | 5 | 04/23/2026 | ☆ |
| 12369 | Christian Investment Advisors, Inc. CRD 165811 | New Braunfels, TX | Wealth Manager · Small ($100M–$1B) | $219M | 479 | 938 | 9 | 03/16/2026 | ☆ |
| 12370 | Foster & Wood, Inc. CRD 165362 | Lake Oswego, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $219M | 108 | 222 | 3 | 03/20/2026 | ☆ |
| 12371 | Capital Consulting & Asset Management, Inc. CRD 41438 | Lincoln, NE | Insurance-Affiliated · Small ($100M–$1B) | $219M | 180 | 1,988 | 8 | 03/24/2026 | ☆ |
| 12372 | Griffith & Werner, Inc. CRD 136380 | Canton, GA | Insurance-Affiliated · Small ($100M–$1B) | $219M | 336 | 336 | 4 | 05/05/2026 | ☆ |
| 12373 | Strategic Planning Group, Inc. CRD 124855 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $219M | 265 | 724 | 3 | 03/17/2026 | ☆ |
| 12374 | Miami Valley Portfolio Management Inc CRD 106389 | Brookville, OH | Insurance-Affiliated · Small ($100M–$1B) | $219M | 738 | 1,141 | 5 | 03/17/2026 | ☆ |
| 12375 | Park Square Financial Group, Llc CRD 332268 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $219M | 430 | 706 | 5 | 04/24/2026 | ☆ |
| 12376 | Csc Upshot Ventures Management, Llc CRD 283270 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $219M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 12377 | Ripple Effect Asset Management Lp CRD 331250 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $218M | 3 | 3 | 8 | 03/27/2026 | ☆ |
| 12378 | Great Hill Advisory Ltd. CRD 283228 | Port Washington, NY | Wealth Manager · Small ($100M–$1B) | $218M | 118 | 391 | 8 | 06/17/2026 | ☆ |
| 12379 | Alpha Financial Advisors, Llc CRD 116291 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $218M | 156 | 156 | 7 | 02/09/2026 | ☆ |
| 12380 | N CRD 104784 | Investment Adviser · Small ($100M–$1B) | $218M | 29 | 29 | 9 | 10/29/2025 | ☆ | |
| 12381 | Butler Hall Capital Llc CRD 290744 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $218M | 1 | 1 | 2 | 06/24/2026 | ☆ |
| 12382 | Piper Heartland Healthcare Capital, Llc CRD 310044 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $218M | 1 | 1 | 16 | 03/26/2026 | ☆ |
| 12383 | Irth Capital Management Lp CRD 330696 | New York, NY | Investment Adviser · Small ($100M–$1B) | $218M | 5 | 5 | 8 | 05/19/2026 | ☆ |
| 12384 | Strategic Asset Management Llc. CRD 306384 | Rochester, MN | Insurance-Affiliated · Small ($100M–$1B) | $218M | 231 | 233 | 11 | 09/22/2026 | ☆ |
| 12385 | Highpass Asset Management Llc CRD 159535 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $218M | 95 | 236 | 2 | 05/29/2026 | ☆ |
| 12386 | Integrated Wealthcare, Llc CRD 312929 | Durham, NC | Wealth Manager · Small ($100M–$1B) | $218M | 143 | 792 | 11 | 03/26/2026 | ☆ |
| 12387 | Manuka Financial, Llc CRD 313528 | Wealth Manager · Small ($100M–$1B) | $218M | 56 | 253 | 2 | 02/23/2026 | ☆ | |
| 12388 | Sahara Investment Group, Llc CRD 341135 | Las Vegas, NV | Investment Adviser · Small ($100M–$1B) | $218M | 3 | 3 | 15 | 08/25/2026 | ☆ |
| 12389 | Rockbridge Asset Management, Llc CRD 329880 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $218M | 58 | 63 | 4 | 07/16/2026 | ☆ |
| 12390 | Allstreet Capital Llc CRD 283564 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $218M | 120 | 475 | 3 | 02/25/2026 | ☆ |
| 12391 | N CRD 332368 | Wealth Manager · Small ($100M–$1B) | $218M | 1,083 | 2,038 | 3 | 07/24/2025 | ☆ | |
| 12392 | Jackson Hill Advisors, Llc CRD 284162 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $218M | 1 | 1 | 3 | 03/11/2026 | ☆ |
| 12393 | Ironclad Investments Llc CRD 154872 | Maitland, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $218M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 12394 | Madden Funds Management Ltd. CRD 110309 | Oak Park, IL | Wealth Manager · Small ($100M–$1B) | $218M | 167 | 472 | 3 | 02/25/2026 | ☆ |
| 12395 | Arrow Wealth Advisory Llc CRD 296890 | Investment Adviser · Small ($100M–$1B) | $218M | 31 | 79 | 1 | 01/20/2026 | ☆ | |
| 12396 | Oppvest, Llc CRD 296317 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $218M | 3 | 3 | 5 | 03/27/2026 | ☆ |
| 12397 | Dobson Asset Management Northern California CRD 112079 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $218M | 158 | 395 | 3 | 03/30/2026 | ☆ |
| 12398 | Cedrus Wealth Group Llc CRD 334995 | Andover, MN | Wealth Manager · Small ($100M–$1B) | $218M | 550 | 1,094 | 7 | 09/08/2026 | ☆ |
| 12399 | Prescott Advisors, Llc CRD 283784 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $218M | 5 | 5 | 21 | 03/24/2026 | ☆ |
| 12400 | Enspyre Wealth Advisors, Inc. CRD 300992 | Woodbury, MN | Wealth Manager · Small ($100M–$1B) | $218M | 133 | 361 | 3 | 03/16/2026 | ☆ |