Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12351 | Sound Financial Strategies Group, Llc CRD 286261 | Madison, MS | Insurance-Affiliated · Small ($100M–$1B) | $218M | 593 | 923 | 7 | 03/19/2026 | ☆ |
| 12352 | Parker Financial Advisors Llc CRD 305188 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $218M | 81 | 359 | 2 | 03/02/2026 | ☆ |
| 12353 | Affinity Wealth Llc CRD 285169 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $218M | 317 | 1,129 | 5 | 08/11/2026 | ☆ |
| 12354 | Callahan Capital Management Inc CRD 110568 | Steamboat Springs, CO | Wealth Manager · Small ($100M–$1B) | $217M | 389 | 1,248 | 5 | 03/31/2026 | ☆ |
| 12355 | Sun Financial, Inc. CRD 333404 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $217M | 380 | 903 | 5 | 03/30/2026 | ☆ |
| 12356 | Aps Management Group, Inc. CRD 284697 | Torrance, CA | Insurance-Affiliated · Small ($100M–$1B) | $217M | 471 | 471 | 6 | 03/12/2026 | ☆ |
| 12357 | White Rock Capital Management, L.P. CRD 114877 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $217M | 2 | 3 | 2 | 03/30/2026 | ☆ |
| 12358 | Wealthtrust Asset Management, Llc CRD 174901 | Destin, FL | Wealth Manager · Small ($100M–$1B) | $217M | 256 | 553 | 7 | 03/31/2026 | ☆ |
| 12359 | Ciovacco Capital Management Llc CRD 125071 | Wealth Manager · Small ($100M–$1B) | $217M | 222 | 347 | 2 | 07/16/2026 | ☆ | |
| 12360 | Sheridan Capital Management, Llc CRD 156705 | Wealth Manager · Small ($100M–$1B) | $217M | 116 | 275 | 1 | 03/31/2026 | ☆ | |
| 12361 | Grange Capital, Llc CRD 131699 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $217M | 259 | 745 | 6 | 03/10/2026 | ☆ |
| 12362 | New Horizon Financial Strategies, Llc CRD 125729 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $217M | 261 | 1,081 | 7 | 03/03/2026 | ☆ |
| 12363 | Costello Financial Planning, Inc. CRD 175295 | Wealth Manager · Small ($100M–$1B) | $217M | 117 | 560 | 2 | 07/28/2026 | ☆ | |
| 12364 | Polaris Investment Advisors, Llc CRD 324093 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $217M | 138 | 295 | 4 | 01/30/2026 | ☆ |
| 12365 | Thor Trading Advisors, Llc CRD 310362 | Greensburg, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $217M | 2 | 2 | 5 | 02/03/2026 | ☆ |
| 12366 | Tucker's Farm Management Company I, L.P. CRD 333720 | Private Fund Manager · Small ($100M–$1B) | $217M | 5 | 5 | 12 | 07/30/2026 | ☆ | |
| 12367 | Cutter Financial Group Llc CRD 290016 | Falmouth, MA | Wealth Manager · Small ($100M–$1B) | $217M | 521 | 1,211 | 6 | 03/05/2026 | ☆ |
| 12368 | Paladin Wealth, Llc CRD 288387 | Arden Hills, MN | Wealth Manager · Small ($100M–$1B) | $217M | 518 | 1,477 | 7 | 06/24/2026 | ☆ |
| 12369 | Strategic Retirement Advisors, Llc CRD 142887 | Elk Grove, CA | Wealth Manager · Small ($100M–$1B) | $217M | 945 | 945 | 2 | 06/30/2026 | ☆ |
| 12370 | Lifetime Wealth Management P.C. CRD 145492 | Rockwall, TX | Wealth Manager · Small ($100M–$1B) | $217M | 119 | 280 | 5 | 03/31/2026 | ☆ |
| 12371 | Ledgewood Wealth Advisors, Llc CRD 109049 | Exeter, NH | Wealth Manager · Small ($100M–$1B) | $217M | 98 | 256 | 2 | 02/06/2026 | ☆ |
| 12372 | Etre Llc CRD 121355 | Cambridge, MA | Wealth Manager · Small ($100M–$1B) | $217M | 60 | 222 | 3 | 03/26/2026 | ☆ |
| 12373 | N CRD 124697 | Wealth Manager · Small ($100M–$1B) | $217M | 241 | 677 | 5 | 03/10/2025 | ☆ | |
| 12374 | The Simmons Partnership, Inc CRD 156740 | Towson, MD | Insurance-Affiliated · Small ($100M–$1B) | $217M | 308 | 869 | 3 | 03/30/2026 | ☆ |
| 12375 | Ffg Retirement Advisors Llc CRD 308305 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $216M | 156 | 730 | 5 | 02/11/2026 | ☆ |
| 12376 | Aegis Wealth Management, Inc. CRD 301990 | Guthrie Center, IA | Wealth Manager · Small ($100M–$1B) | $216M | 2,350 | 2,350 | 27 | 08/11/2026 | ☆ |
| 12377 | Hofer & Associates, Inc. CRD 282005 | Thousand Oaks, CA | Insurance-Affiliated · Small ($100M–$1B) | $216M | 300 | 300 | 4 | 02/20/2026 | ☆ |
| 12378 | Financial Management Services Of America Llc. CRD 154136 | Insurance-Affiliated · Small ($100M–$1B) | $216M | 1,291 | 1,784 | 20 | 06/05/2026 | ☆ | |
| 12379 | Delta Advisory Group, Inc. CRD 105966 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $216M | 468 | 930 | 8 | 03/31/2026 | ☆ |
| 12380 | Core Capital Management, Llc CRD 162814 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $216M | 3 | 3 | 6 | 03/31/2026 | ☆ |
| 12381 | Brown Capital Management, Llc CRD 174101 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $216M | 327 | 327 | 5 | 08/06/2026 | ☆ |
| 12382 | Prosperity Advisory Group Llc CRD 310720 | Victor, NY | Insurance-Affiliated · Small ($100M–$1B) | $216M | 244 | 790 | 5 | 07/10/2026 | ☆ |
| 12383 | N CRD 157516 | Wealth Manager · Small ($100M–$1B) | $216M | 131 | 559 | 3 | 02/22/2026 | ☆ | |
| 12384 | Ark Wealth Management, Llc CRD 317264 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $216M | 175 | 611 | 2 | 07/16/2026 | ☆ |
| 12385 | Sky Alpha Asset Advisors Llc CRD 295839 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $216M | 318 | 318 | 3 | 02/04/2026 | ☆ |
| 12386 | Icp Group Investment Manager, Llc CRD 219518 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $216M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 12387 | Twin Lions Management Llc CRD 325314 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $216M | 3 | 3 | 3 | 06/26/2026 | ☆ |
| 12388 | Wedgewood Investors Inc CRD 104834 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $216M | 296 | 296 | 4 | 03/24/2026 | ☆ |
| 12389 | Medici Capital Llc CRD 308394 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $216M | 2 | 2 | 2 | 07/15/2026 | ☆ |
| 12390 | Cleveland Capital Management, L.L.C. CRD 341686 | Rocky River, OH | Private Fund Manager · Small ($100M–$1B) | $216M | 4 | 4 | 2 | 05/04/2026 | ☆ |
| 12391 | Vennlight Capital Management, Lp CRD 329148 | Private Fund Manager · Small ($100M–$1B) | $216M | 1 | 1 | 3 | 03/28/2026 | ☆ | |
| 12392 | Marrick Wealth, Llc CRD 164758 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $216M | 89 | 323 | 3 | 05/29/2026 | ☆ |
| 12393 | N CRD 282178 | Wealth Manager · Small ($100M–$1B) | $216M | 170 | 170 | 3 | 03/18/2026 | ☆ | |
| 12394 | N CRD 337557 | Investment Adviser · Small ($100M–$1B) | $216M | 152 | 257 | 5 | 11/21/2025 | ☆ | |
| 12395 | Kennedy Wealth & Tax Management, Llc CRD 172394 | Southbury, CT | Wealth Manager · Small ($100M–$1B) | $215M | 136 | 365 | 4 | 03/23/2026 | ☆ |
| 12396 | Levin Funding Group Llc CRD 170087 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $215M | 58 | 165 | 2 | 03/30/2026 | ☆ |
| 12397 | Values First Advisors, Inc. CRD 148532 | Johnson City, TN | Wealth Manager · Small ($100M–$1B) | $215M | 967 | 1,455 | 12 | 07/23/2026 | ☆ |
| 12398 | Garton And Associates Financial Advisors Llc CRD 146493 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $215M | 369 | 369 | 10 | 08/12/2026 | ☆ |
| 12399 | Gragg & Gragg, L.L.P. CRD 110592 | Shelby, NC | Wealth Manager · Small ($100M–$1B) | $215M | 327 | 475 | 12 | 02/13/2026 | ☆ |
| 12400 | Illumine Investment Management, Llc CRD 311661 | Poulsbo, WA | Wealth Manager · Small ($100M–$1B) | $215M | 90 | 315 | 5 | 02/18/2026 | ☆ |