AUMdb

Denali Wealth Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 153323 · SEC file 801-71260 · Mequon, WI · WWW.DENALIWM.COM
☆ Save with Pro ADV data as of Mar 18, 2026
Regulatory AUM
$226M
Discretionary
$226M
Clients
243
Avg AUM / client
$931K
Accounts
417
Employees
6

AUM over time

$76.0M $310M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 18, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 141 $34.5M 15.3%
High net worth individuals 95 $173M 76.3%
Pension and profit sharing plans Fewer than 5 clients $13.6M 6.0%
Charitable organizations Fewer than 5 clients $1.4M 0.62%
Corporations and other businesses 7 $4.0M 1.79%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Northside Elevator, Inc. Profit Sharing Plan Northside Elevator, Inc. 2024
Nord Gear Corporation 401(k) Profit Sharing Plan Nord Gear Corporation 2024
Hupy And Abraham, S.C. 401(k) Profit Sharing Plan Hupy And Abraham, S.C. 2024
Software One, Inc. 401(k) Profit Sharing Plan Software One, Inc. 2024
Shared Imaging, Llc 401(k) Savings Plan & Trust Shared Imaging, Llc 2024
Zero Zone, Inc. 401(k) Savings Plan Zero Zone, Inc. 2024
Capitol Husting Company Inc. Savings And Retirement Plan And Trust Capitol Husting Company Inc. 2024
Lesaffre International Corporation Retirement Savings Plan Lesaffre International Corporation 2024

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Carl Allen Valimont President, Chief Compliance Officer Apr 2010 (16y) 75% or more
Lane Dillon Valimont Registered representative Jan 2023 (4y)
Jeffrey Allen Rochon Registered representative Jan 2025 (2y)
Mark Allyn Wierichs Registered representative Jan 2025 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (8)

PlanSponsorParticipantsPlan assetsAs of
Northside Elevator, Inc. Profit Sharing Plan Northside Elevator, Inc. 108 $18.8M 09/01/2024
Nord Gear Corporation 401(k) Profit Sharing Plan Nord Gear Corporation 505 $42.2M 01/01/2024
Hupy And Abraham, S.C. 401(k) Profit Sharing Plan Hupy And Abraham, S.C. 159 $18.4M 01/01/2024
Software One, Inc. 401(k) Profit Sharing Plan Software One, Inc. 396 $51.0M 01/01/2024
Shared Imaging, Llc 401(k) Savings Plan & Trust Shared Imaging, Llc 309 $18.5M 01/01/2024
Zero Zone, Inc. 401(k) Savings Plan Zero Zone, Inc. 547 $59.4M 01/01/2024
Capitol Husting Company Inc. Savings And Retirement Plan And Trust Capitol Husting Company Inc. 179 $22.5M 01/01/2024
Lesaffre International Corporation Retirement Savings Plan Lesaffre International Corporation 631 $118M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/18/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.

View current Form ADV (SEC/IAPD) ↗