Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11951 | Nierenberg Investment Management Company, Llc CRD 155416 | Private Fund Manager · Small ($100M–$1B) | $235M | 4 | 4 | 3 | 03/13/2026 | ☆ | |
| 11952 | Birch Capital Management, Llc CRD 152302 | Wealth Manager · Small ($100M–$1B) | $235M | 35 | 159 | 2 | 09/02/2026 | ☆ | |
| 11953 | Ndh Opportunity Llc CRD 341426 | Private Fund Manager · Small ($100M–$1B) | $235M | 5 | 5 | 1 | 07/09/2026 | ☆ | |
| 11954 | Portland Private Wealth Management, Inc. CRD 171321 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $235M | 455 | 916 | 5 | 06/04/2026 | ☆ |
| 11955 | Crew Capital Management, Ltd. CRD 125402 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $235M | 203 | 539 | 7 | 03/23/2026 | ☆ |
| 11956 | Hutchinson & Ziegler Financial Advisors, Inc. CRD 145096 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $235M | 62 | 215 | 2 | 08/31/2026 | ☆ |
| 11957 | R.I.T. Wealth Advisors Inc. CRD 339934 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $235M | 262 | 530 | 3 | 09/09/2026 | ☆ |
| 11958 | N CRD 310024 | Wealth Manager · Small ($100M–$1B) | $235M | 348 | 1,161 | 11 | 12/03/2025 | ☆ | |
| 11959 | Spectrum Financial Resources, Llc CRD 127453 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $235M | 723 | 1,162 | 6 | 03/30/2026 | ☆ |
| 11960 | Promethium Advisors, Llc CRD 329565 | Bethesda, MD | Insurance-Affiliated · Small ($100M–$1B) | $235M | 287 | 287 | 4 | 08/26/2026 | ☆ |
| 11961 | Weber Hartmann Vrijhof & Partners Ltd. CRD 156928 | Zurich | Wealth Manager · Small ($100M–$1B) | $235M | 130 | 130 | 6 | 03/30/2026 | ☆ |
| 11962 | Big Sioux Financial, Inc. CRD 299593 | Watertown, SD | Wealth Manager · Small ($100M–$1B) | $235M | 868 | 1,957 | 7 | 02/27/2026 | ☆ |
| 11963 | Ampersand Capital Group, L.P. CRD 329612 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $235M | 2 | 2 | 3 | 03/12/2026 | ☆ |
| 11964 | Lind Capital Partners, Llc CRD 165810 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $235M | 79 | 79 | 5 | 03/25/2026 | ☆ |
| 11965 | Mbf Healthcare Management Ii, Llc CRD 283576 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $235M | 2 | 2 | 11 | 03/11/2026 | ☆ |
| 11966 | Horizon Wealth Advisors, Llc CRD 148338 | Wealth Manager · Small ($100M–$1B) | $235M | 582 | 644 | 7 | 03/04/2026 | ☆ | |
| 11967 | Kingsman Wealth Management Inc. CRD 319238 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $235M | 216 | 219 | 3 | 03/06/2026 | ☆ |
| 11968 | Northland Capital Management, Llc CRD 146452 | Virginia, MN | Wealth Manager · Small ($100M–$1B) | $235M | 283 | 551 | 6 | 07/16/2026 | ☆ |
| 11969 | Camelot Technology Advisors, Inc. CRD 128053 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $235M | 61 | 290 | 2 | 03/18/2026 | ☆ |
| 11970 | Lcw Services, Llc CRD 337998 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $235M | 261 | 898 | 6 | 04/10/2026 | ☆ |
| 11971 | Partnership Wealth Management, Llc CRD 285718 | Towson, MD | Insurance-Affiliated · Small ($100M–$1B) | $235M | 139 | 485 | 3 | 08/27/2026 | ☆ |
| 11972 | Sustainable Advisors Alliance Llc CRD 312061 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $235M | 559 | 1,080 | 8 | 04/16/2026 | ☆ |
| 11973 | N CRD 292445 | Wealth Manager · Small ($100M–$1B) | $235M | 619 | 1,992 | 9 | 03/06/2025 | ☆ | |
| 11974 | Tevis Investment Management, Llc CRD 167750 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $235M | 431 | 581 | 1 | 03/03/2026 | ☆ |
| 11975 | Cbm Financial, Llc CRD 327254 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $235M | 152 | 587 | 3 | 03/27/2026 | ☆ |
| 11976 | Peak Investment Advisors, Inc. CRD 113967 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $235M | 40 | 195 | 2 | 03/25/2026 | ☆ |
| 11977 | Palacios Wealth Management, Llc CRD 327660 | Ormond Beach, FL | Insurance-Affiliated · Small ($100M–$1B) | $234M | 418 | 651 | 4 | 07/06/2026 | ☆ |
| 11978 | Reef Investment Management Llc CRD 309186 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $234M | 4 | 4 | 13 | 02/10/2026 | ☆ |
| 11979 | Hba Advisors, Llc CRD 152050 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $234M | 665 | 665 | 4 | 06/18/2026 | ☆ |
| 11980 | Rademacher Financial, Inc. CRD 114067 | Lawrence, KS | Wealth Manager · Small ($100M–$1B) | $234M | 343 | 1,184 | 6 | 03/03/2026 | ☆ |
| 11981 | Belleair Asset Management, Llc CRD 290882 | Belleair Bluffs, FL | Wealth Manager · Small ($100M–$1B) | $234M | 125 | 366 | 4 | 07/29/2026 | ☆ |
| 11982 | Primestor Investment Management, Llc CRD 322066 | Culver City, CA | Private Fund Manager · Small ($100M–$1B) | $234M | 4 | 4 | 51 | 05/14/2026 | ☆ |
| 11983 | Capital Management Advisor Group, Llc CRD 304617 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $234M | 88 | 243 | 3 | 04/16/2026 | ☆ |
| 11984 | St. Louis Financial Planners Asset Management, Llc CRD 106999 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $234M | 446 | 1,145 | 2 | 09/29/2026 | ☆ |
| 11985 | Legacy Planning Advisors, Llc CRD 121289 | Suwanee, GA | Insurance-Affiliated · Small ($100M–$1B) | $234M | 265 | 755 | 8 | 02/03/2026 | ☆ |
| 11986 | Bonfire Financial, Llc CRD 288522 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $234M | 278 | 815 | 4 | 07/08/2026 | ☆ |
| 11987 | Delta Financial Advisors, Inc CRD 121907 | Kensington, MD | Insurance-Affiliated · Small ($100M–$1B) | $234M | 245 | 604 | 10 | 03/16/2026 | ☆ |
| 11988 | Daviman Financial, Llc CRD 285030 | Insurance-Affiliated · Small ($100M–$1B) | $234M | 256 | 579 | 6 | 07/01/2026 | ☆ | |
| 11989 | Rpm Capital Partners, Llc CRD 160913 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $234M | 4 | 4 | 6 | 03/24/2026 | ☆ |
| 11990 | Sivik Global Healthcare, Llc CRD 168918 | Private Fund Manager · Small ($100M–$1B) | $234M | 3 | 3 | 3 | 02/17/2026 | ☆ | |
| 11991 | Helium Advisors Llc CRD 282356 | Vancouver, WA | Insurance-Affiliated · Small ($100M–$1B) | $234M | 279 | 690 | 7 | 05/27/2026 | ☆ |
| 11992 | Atlas Wealth Partners Llc CRD 175219 | Wyomissing, PA | Wealth Manager · Small ($100M–$1B) | $234M | 314 | 825 | 3 | 03/10/2026 | ☆ |
| 11993 | New China Capital Management Corp. CRD 295905 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $234M | 2 | 2 | 4 | 05/06/2026 | ☆ |
| 11994 | Fountain Square Asset Management, Llc CRD 316955 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $234M | 398 | 681 | 5 | 03/23/2026 | ☆ |
| 11995 | The Aranda Group Advisors, Llc CRD 302100 | Jenkintown, PA | Wealth Manager · Small ($100M–$1B) | $234M | 159 | 432 | 8 | 03/04/2026 | ☆ |
| 11996 | Skaana Management L.P. CRD 311817 | Private Fund Manager · Small ($100M–$1B) | $234M | 1 | 1 | 6 | 07/10/2026 | ☆ | |
| 11997 | Geneva Financial Group Llc CRD 331944 | Lakewood, NJ | Wealth Manager · Small ($100M–$1B) | $234M | 49 | 111 | 2 | 06/15/2026 | ☆ |
| 11998 | Adaptation Financial Advisors Inc. CRD 309192 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $234M | 690 | 1,291 | 4 | 05/06/2026 | ☆ |
| 11999 | Mpi Wealth Management Llc CRD 301011 | Hinsdale, IL | Insurance-Affiliated · Small ($100M–$1B) | $234M | 153 | 156 | 4 | 05/21/2026 | ☆ |
| 12000 | Clutterbuck Capital Management Llc CRD 140082 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $233M | 49 | 5 | 5 | 04/28/2026 | ☆ |