AUMdb

Mount Vernon Associates Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107099 · SEC file 801-26821 · Baltimore, MD · WWW.MTVERNONASSOC.US
☆ Save with Pro ADV data as of Feb 18, 2026
Regulatory AUM
$233M
Discretionary
$233M
Clients
72
Avg AUM / client
$3.2M
Accounts
121
Employees
3

AUM over time

$99.1M $234M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 18, 2026

Investments (13F portfolio — 60 positions, $141,542)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple Inc. com $14,803 58,329 10.5% 0.01%
2 Alphabet Inc. Cl C com $11,450 39,916 8.09% 0.0%
3 Costco Wholesale Corp com $9,682 9,717 6.84% 0.0%
4 Amazon.Com Inc. com $8,894 42,705 6.28% 0.0%
5 Microsoft Corporation com $8,427 22,765 5.95% 0.0%
6 Meta Platforms, Inc com $7,506 13,119 5.3% 0.0%
7 J.P. Morgan Chase & Co Chase & com $7,249 24,644 5.12% 0.0%
8 American Express Co. com $5,727 18,932 4.05% 0.0%
9 Netflix Inc. com $4,115 42,800 2.91% 0.0%
10 Bank Of America Corp com $4,052 83,119 2.86% 0.0%
11 Spotify Technology S.A. com $3,462 7,140 2.45% 0.0%
12 Ge Aerospace com $3,259 11,483 2.3% 0.0%
13 Cisco Systems Inc. com $3,185 41,054 2.25% 0.0%
14 Tractor Supply Co. com $3,038 67,070 2.15% 0.0%
15 Uber Technologies, Inc. com $2,838 39,460 2.01% 0.0%
16 Schwab (Charles) Corp com $2,801 29,800 1.98% 0.0%
17 Delta Air Lines, Inc. com $2,639 39,700 1.86% 0.0%
18 Honeywell Intl Inc com $2,606 11,529 1.84% 0.0%
19 Ppl Corporation com $2,489 65,150 1.76% 0.0%
20 Intel Corporation com $2,207 50,011 1.56% 0.0%
21 Tesla Motors Inc. com $2,099 5,645 1.48% 0.0%
22 Texas Instruments, Inc. com $1,996 10,280 1.41% 0.0%
23 Affirm Holdings, Inc. com $1,992 43,475 1.41% 0.0%
24 Bristol Myers Squibb Co. com $1,936 31,929 1.37% 0.0%
25 Starbucks Corporation com $1,882 21,002 1.33% 0.0%

Top 25 of 60 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 23 $9.8M 4.23%
High net worth individuals 39 $147M 63.4%
Pension and profit sharing plans 2 $53.8M 23.2%
Charitable organizations 8 $21.4M 9.22%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Operative Plasterers & Cement Masons Officers & Employees Pension Fund Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste 2024
Uiu Newspaper Guild Of Greater Philadelphia Pension Fund Uiu Newspaper Guild Of Greater Philadelphia Pension Fund 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Carlson Sullivan President Mar 1994 (32y) 50% – 75%
O'hara, Nancy, Van Dyke Vice President/Chief Compliance Officer/Treasurer Feb 2008 (19y) 25% – 50%
Cain, Silas, Winfield Chairman Dec 2010 (16y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Operative Plasterers & Cement Masons Officers & Employees Pension Fund Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste 325 $109M 01/01/2024
Uiu Newspaper Guild Of Greater Philadelphia Pension Fund Uiu Newspaper Guild Of Greater Philadelphia Pension Fund 35 $335M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/18/2026 892 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.

View current Form ADV (SEC/IAPD) ↗