Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11851 | Forefront Wealth Partners, Llc CRD 308521 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $240M | 572 | 1,382 | 15 | 09/29/2026 | ☆ |
| 11852 | Marest Capital, Llc CRD 315958 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $240M | 73 | 120 | 3 | 02/02/2026 | ☆ |
| 11853 | Brewster Financial Planning Llc CRD 125291 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $240M | 119 | 632 | 3 | 03/02/2026 | ☆ |
| 11854 | Barlow, Linda, Ann CRD 111643 | Santa Ana, CA | Wealth Manager · Small ($100M–$1B) | $240M | 265 | 686 | 1 | 03/15/2024 | ☆ |
| 11855 | Outfitter Energy Management, Llc CRD 286213 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $240M | 1 | 1 | 3 | 03/20/2026 | ☆ |
| 11856 | The Circumference Group Llc CRD 159012 | Little Rock, AR | Private Fund Manager · Small ($100M–$1B) | $240M | 5 | 10 | 14 | 03/20/2026 | ☆ |
| 11857 | Gatemore Capital Management Lp CRD 332864 | Aspen, CO | Private Fund Manager · Small ($100M–$1B) | $239M | 14 | 14 | 9 | 07/06/2026 | ☆ |
| 11858 | Trivant Custom Portfolio Group Llc CRD 129803 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $239M | 196 | 482 | 5 | 02/27/2026 | ☆ |
| 11859 | Sea Cliff Partners Management, Lp CRD 316909 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $239M | 3 | 3 | 5 | 04/20/2026 | ☆ |
| 11860 | Swp Financial Llc CRD 327885 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $239M | 193 | 817 | 4 | 07/14/2026 | ☆ |
| 11861 | E6 Portfolios CRD 326617 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $239M | 781 | 1,785 | 9 | 03/27/2026 | ☆ |
| 11862 | Brian Low Financial Group, Llc CRD 306346 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $239M | 874 | 874 | 8 | 03/31/2026 | ☆ |
| 11863 | N CRD 164232 | Wealth Manager · Small ($100M–$1B) | $239M | 151 | 438 | 2 | 01/31/2025 | ☆ | |
| 11864 | Jones Kertz & Associates, Inc. CRD 104976 | Blaine, MN | Wealth Manager · Small ($100M–$1B) | $239M | 44 | 46 | 4 | 03/04/2026 | ☆ |
| 11865 | Galleria Financial Advisors, Llc CRD 133673 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $239M | 140 | 140 | 2 | 02/13/2026 | ☆ |
| 11866 | Heights Llc CRD 315969 | Los Angeles, CA | Multi-Family Office · Small ($100M–$1B) | $239M | 14 | 14 | 3 | 03/31/2026 | ☆ |
| 11867 | Driven Investments Llc CRD 310095 | Wealth Manager · Small ($100M–$1B) | $239M | 1,192 | 1,978 | 8 | 03/03/2026 | ☆ | |
| 11868 | Rolek Wealth Management Llc CRD 285351 | Berwyn, PA | Insurance-Affiliated · Small ($100M–$1B) | $239M | 262 | 669 | 1 | 02/24/2026 | ☆ |
| 11869 | Saos Capital, Llc CRD 159515 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $239M | 561 | 1,448 | 4 | 05/28/2026 | ☆ |
| 11870 | Birchview Capital, Lp CRD 170534 | Burlington, VT | Private Fund Manager · Small ($100M–$1B) | $239M | 12 | 16 | 6 | 03/31/2026 | ☆ |
| 11871 | Castanea Partners Inc. CRD 160229 | Newton, MA | Private Fund Manager · Small ($100M–$1B) | $239M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 11872 | Footpath Ventures Lp CRD 306142 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $239M | 6 | 6 | 3 | 03/25/2026 | ☆ |
| 11873 | Street Capital Partners, Llc CRD 309233 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $239M | 174 | 379 | 4 | 03/24/2026 | ☆ |
| 11874 | Orrell Capital Managment, Inc. CRD 112487 | Livermore, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $239M | 2 | 2 | 3 | 05/13/2026 | ☆ |
| 11875 | Orcam Financial Group, Llc CRD 164874 | Wealth Manager · Small ($100M–$1B) | $239M | 120 | 253 | 2 | 03/30/2026 | ☆ | |
| 11876 | Snowcap Capital Management, Llc CRD 146883 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $239M | 11 | 18 | 2 | 03/27/2026 | ☆ |
| 11877 | Investment Management & Planning Llc CRD 146041 | Greenville, DE | Insurance-Affiliated · Small ($100M–$1B) | $239M | 511 | 731 | 3 | 03/25/2026 | ☆ |
| 11878 | Investors Portfolio Services Llc CRD 117299 | Puyallup, WA | Wealth Manager · Small ($100M–$1B) | $239M | 292 | 830 | 3 | 03/30/2026 | ☆ |
| 11879 | Mosaic Wealth Management, L.L.C. CRD 142793 | Wealth Manager · Small ($100M–$1B) | $239M | 75 | 348 | 2 | 01/26/2026 | ☆ | |
| 11880 | Total Wealth Planning And Management, Inc. CRD 166664 | Wealth Manager · Small ($100M–$1B) | $239M | 414 | 412 | 8 | 04/22/2026 | ☆ | |
| 11881 | Cpr Investments Inc CRD 139067 | Rochester, MI | Insurance-Affiliated · Small ($100M–$1B) | $239M | 1,172 | 1,954 | 25 | 08/28/2026 | ☆ |
| 11882 | Rock Hill Capital Group, Llc CRD 163129 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $239M | 5 | 5 | 4 | 05/05/2026 | ☆ |
| 11883 | Gfs Wealth Management Advisors, Inc. CRD 285679 | Shelton, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $239M | 50 | 22 | 4 | 04/15/2026 | ☆ |
| 11884 | Ninth Eternity Asset Management Llc CRD 306985 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $239M | 3 | 3 | 5 | 07/02/2026 | ☆ |
| 11885 | Westhampton Capital, Llc CRD 119176 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $239M | 143 | 256 | 4 | 01/06/2026 | ☆ |
| 11886 | Prossimo Advisors Llc CRD 289347 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $239M | 26 | 101 | 4 | 03/26/2026 | ☆ |
| 11887 | Smith Bruer Advisors, Llc CRD 284508 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $238M | 270 | 458 | 6 | 03/04/2026 | ☆ |
| 11888 | Waterwheel Capital Management, L.P. CRD 289407 | Athens | Private Fund Manager · Small ($100M–$1B) | $238M | 8 | 8 | 2 | 03/26/2026 | ☆ |
| 11889 | Goalfusion Wealth Management, Llc CRD 309756 | Wealth Manager · Small ($100M–$1B) | $238M | 302 | 927 | 5 | 03/02/2026 | ☆ | |
| 11890 | R.H. Investment Group, Llc CRD 115994 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $238M | 35 | 97 | 2 | 02/23/2026 | ☆ |
| 11891 | Jm2 Capital Inc. CRD 292351 | Edmond, OK | Wealth Manager · Small ($100M–$1B) | $238M | 70 | 211 | 8 | 03/03/2026 | ☆ |
| 11892 | Acute Investment Advisory, Llc CRD 170368 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $238M | 787 | 1,605 | 4 | 02/10/2026 | ☆ |
| 11893 | Perella Weinberg Partners Capital Management Lp CRD 143598 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $238M | 9 | 9 | 7 | 03/31/2026 | ☆ |
| 11894 | Strategic Wealth Capital, Llc CRD 326299 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $238M | 66 | 370 | 5 | 03/31/2026 | ☆ |
| 11895 | Pf Advisors, Llc CRD 277156 | Chadds Ford, PA | Multi-Family Office · Small ($100M–$1B) | $238M | 1 | 8 | 1 | 03/11/2026 | ☆ |
| 11896 | Sequoia Wealth Management Group Llc CRD 311268 | Wealth Manager · Small ($100M–$1B) | $238M | 90 | 327 | 3 | 03/13/2026 | ☆ | |
| 11897 | Covalence Investment Partners, L.P. CRD 332274 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $238M | 5 | 5 | 7 | 06/30/2026 | ☆ |
| 11898 | Broadmark Asset Management Llc CRD 109422 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $238M | 2 | 4 | 3 | 03/31/2026 | ☆ |
| 11899 | Goldenstone Wealth Management, Llc CRD 310041 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $238M | 77 | 236 | 2 | 09/18/2026 | ☆ |
| 11900 | Sector Analysts Llc CRD 169789 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $238M | 677 | 1,157 | 4 | 03/26/2026 | ☆ |