Broadmark Asset Management Llc
- Regulatory AUM
- $238M
- Discretionary
- $238M
- Clients
- 2
- Avg AUM / client
- $119M
- Accounts
- 4
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 1 positions, $80,439,181)
13F period Dec 31, 2023| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $80,439,181 | 509,754 | 100.0% | 33.7% |
Top 25 of 1 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $234M | 98.2% |
| Corporations and other businesses | Fewer than 5 clients | $4.2M | 1.78% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hespe, Laura, An | Chief Operating Officer, Member | Jan 2010 (17y) | Less than 5% | |
| Hardcastle, William, Ralph | Manager | Nov 2022 (4y) | Less than 5% | |
| Ehinger, John | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Linton, David, Onthank | Manager | Jun 2023 (3y) | Less than 5% | |
| Cortez, Ricardo, Lee | Ceo, Manager And Member | Aug 2023 (3y) | Less than 5% | |
| Damico, Richard, Paul | Chief Investment Officer And Member | Aug 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westwood Holdings Group, Inc. | Member | Nov 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Morgan Stanley $736M (57% of AUM) Aug 2023
- Wells Fargo $66.6M (9% of AUM) Oct 2021
- UBS $33.4M (5% of AUM) Jan 2020
- R.J. O'brien Securities, Llc $4.2M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗